Current jobs related to Senior Manager, Mutual Fund Dealer Compliance - Toronto - Scotiabank
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Toronto, Ontario, Canada Scotiabank Full timeJob Title: Senior Manager, Mutual Fund Dealer ComplianceScotiabank is seeking a highly skilled and experienced Senior Manager to lead our Mutual Fund Dealer Compliance team. As a key member of our Compliance and Risk Management department, you will be responsible for ensuring that our mutual fund dealer operations are in compliance with relevant laws,...
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Toronto, Ontario, Canada Scotiabank Full timeJob Title: Senior Manager, Mutual Fund Dealer ComplianceScotiabank is seeking a highly skilled and experienced Senior Manager to lead our Mutual Fund Dealer Compliance team. As a key member of our Compliance and Risk Management department, you will be responsible for ensuring that our mutual fund dealer operations are in compliance with relevant laws,...
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Toronto, Ontario, Canada Scotiabank Full timeJob Title: Senior Manager, Mutual Fund Dealer ComplianceScotiabank is seeking a highly skilled and experienced Senior Manager to lead our Mutual Fund Dealer Compliance team. As a key member of our Compliance department, you will be responsible for ensuring that our mutual fund dealer operations are in compliance with relevant laws, regulations, and industry...
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Toronto, Ontario, Canada Scotiabank Full timeJob Title: Senior Manager, Mutual Fund Dealer ComplianceScotiabank is seeking a highly skilled and experienced Senior Manager to lead our Mutual Fund Dealer Compliance team. As a key member of our Compliance department, you will be responsible for ensuring that our mutual fund dealer operations are in compliance with relevant laws, regulations, and industry...
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Senior Manager, Mutual Fund Dealer Compliance
3 months ago
Toronto, Canada Scotiabank Full timeRequisition ID: 205175 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. Purpose The Senior Manager, Mutual Fund Dealer Compliance is responsible for overseeing and supporting the Mutual Fund Dealer Compliance Head Office Review Program by ensuring that the Program remains in compliance with...
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Toronto, Ontario, Canada Scotiabank Full timeJob SummaryThe Senior Manager, Mutual Fund Dealer Compliance is responsible for overseeing and supporting the Mutual Fund Dealer Compliance Head Office Review Program by ensuring that the Program remains in compliance with relevant laws, regulations and SRO policies applicable to mutual fund sales and dealers.Key ResponsibilitiesMaintaining Regulatory...
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Toronto, Ontario, Canada Scotiabank Full timeRequisition ID: 205175Job SummaryThe Senior Manager, Mutual Fund Dealer Compliance is responsible for overseeing and supporting the Mutual Fund Dealer Compliance Head Office Review Program by ensuring that the Program remains in compliance with relevant laws, regulations and SRO policies applicable to mutual fund sales and dealers.Key ResponsibilitiesDevelop...
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Toronto, Ontario, Canada Scotiabank Full timeJob SummaryThe Senior Manager, Mutual Fund Dealer Compliance is responsible for overseeing and supporting the Mutual Fund Dealer Compliance Head Office Review Program by ensuring that the Program remains in compliance with relevant laws, regulations and SRO policies applicable to mutual fund sales and dealers.Key ResponsibilitiesMaintain current knowledge of...
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Compliance Manager, Mutual Fund Sales
1 week ago
Toronto, Ontario, Canada Scotiabank Full timeAbout the RoleThe Senior Manager, Mutual Fund Dealer Compliance is a critical role within Scotiabank, responsible for ensuring the mutual fund sales and dealer operations remain compliant with relevant laws, regulations, and SRO policies.Key ResponsibilitiesMaintaining Regulatory AwarenessMaintain current knowledge of applicable and proposed dealer...
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Compliance Analyst
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Senior Dealer Relations Specialist
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Mutual Funds Analyst
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Senior Dealer Relations Specialist
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Toronto, Ontario, Canada RBC Investor Services Trust Full timeJob Title: Senior Dealer Relations AgentJob Summary:We are seeking a highly skilled Senior Dealer Relations Agent to join our team at RBC Investor Services Trust. As a key member of our operations team, you will be responsible for ensuring seamless communication between our clients and the Broker/Dealer and Intermediary community.Key...
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Senior Dealer Relations Specialist
1 month ago
Toronto, Ontario, Canada RBC Investor Services Trust Full timeJob Title: Senior Dealer Relations AgentJob Summary:We are seeking a highly skilled Senior Dealer Relations Agent to join our team at RBC Investor Services Trust. As a key member of our operations team, you will be responsible for ensuring seamless communication between our clients and the Broker/Dealer and Intermediary community.Key...
Senior Manager, Mutual Fund Dealer Compliance
3 months ago
Requisition ID: 205175Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture.PurposeThe Senior Manager, Mutual Fund Dealer Compliance is responsible for overseeing and supporting the Mutual Fund Dealer Compliance Head Office Review Program by ensuring t
