Senior Business Conduct Compliance Examiner

Position Title: Trading Conduct Compliance Examiner (ID)Department:Trading Conduct ComplianceRegion: TorontoStatus:Permanent Full-time (Hybrid)Examine Dealer Members' processes, procedures and supervision for their compliance with trading related Requirements as defined in the Universal Market Integ

Position Title: Trading Conduct Compliance Examiner (ID)Department:Trading Conduct ComplianceRegion: TorontoStatus:Permanent Full-time (Hybrid)Examine Dealer Members' processes, procedures and supervision for their compliance with trading related Requirements as defined in the Universal Market Integ

Position Title: Manager, Trading Conduct Compliance (ID)Department: Trading Conduct ComplianceLocation: TorontoStatus: Permanent Full-time (Hybrid)The Manager will assist the Directors in providing leadership to a team of Trading Conduct Compliance examiners. The role of Trading Conduct Compliance i

Position Title: Manager, Trading Conduct Compliance (ID)Department: Trading Conduct ComplianceLocation: TorontoStatus: Permanent Full-time (Hybrid)The Manager will assist the Directors in providing leadership to a team of Trading Conduct Compliance examiners. The role of Trading Conduct Compliance i

Job DescriptionThe Opportunity:The Global Senior Compliance Support Analyst will have multiple security related roles within the organization. Their main goal will be to improve the existing and provide a more secure computing environment for the organization to conduct their business. The global se

What you'll need to have - You use your expertise to communicate effectively to stakeholders to handle, contain or resolve emergencies and disasters. - You make well balanced decisions taking different business, people and ethical perspectives into consideration. - You act with a strong sense of integrity and high ethical standards to ensure that safety and...

What you'll need to have - You use your expertise to communicate effectively to stakeholders to handle, contain or resolve emergencies and disasters. - You make well balanced decisions taking different business, people and ethical perspectives into consideration. - You act with a strong sense of integrity and high ethical standards to ensure that safety and...

What it's like to be a Senior Business Systems Analyst at Northbridge FinancialThe Senior Business System Analyst is responsible for conducting systems process analysis, needs assessments, and preliminary cost/benefits analyses in order to align information technology solutions with business initiat

Position Title:Manager, Financial and Operations ComplianceDepartment:Financial and Operations ComplianceRegion: TorontoStatus:Permanent Full-time (Hybrid)The Manager, Financial & Operations Compliance leads and manages field examinations performed by Financial & Operations Compliance Examiners to e

Role: Senior Business Manager, US Location: US - Chicago / Boston / New York / TorontoRecently listed as a "RegTech Top Performer" in Market Fintech's RegTech Supplier Performance Report, CUBE is pioneering the development of machine automated compliance. We are a global RegTech business defining

**Overview**: We are seeking a versatile and detail-oriented individual to join our company as a Compliance Specialist. This role will be responsible for ensuring compliance with relevant laws and regulations while also supporting marketing initiatives to promote our products effectively. **Responsibilities**: - Develop, implement, and maintain compliance...

**Job ID**: 242278 **Date posted**: 12/06/2024 **Who you are** - You have previous experience in the Health and Safety and Security sector and/or Safety and Security experience within a Retail environment. - You’re knowledgeable of relevant safety standards and regulations, security processes, tools and working methods. - You’re energized by the...

**JOB SUMMARY** As the Compliance Manager at AIIM, you will play a crucial role in ensuring adherence to industry standards and regulations, including SOC2, ISO 27001, and ISO 9001. Your responsibilities will encompass monitoring, evaluating, and enhancing our compliance frameworks to maintain the highest standards of security, quality, and operational...

Job ID: 218398Date posted: 15/11/2023Who you are You have extensive knowledge of national laws and legislations connected to risk management, health, safety, security, risk & compliance, and working methods within Ingka Group You're knowledgeable of relevant risk & compliance, health, safety & security laws/legislation, standards, and rules You possess a...

Role: Senior Business Manager, US Location: US Chicago / Boston / New York / TorontoRecently listed as a "RegTech Top Performer" in Market Fintech's RegTech Supplier Performance Report, CUBE is pioneering the development of machine automated compliance. We are a global RegTech business defining

**Mission Statement**: Understand the aspirations of seniors and respond with innovative supports. **Vision Statement**: Building inclusive communities where all seniors are connected to living their best possible life. **What to expect when you join SPLC**: - Competitive Compensation and Benefits - Rewarding career that supports meaningful work in our...

If you’re passionate about leading a team that is, committed to the Team Member Experience and driven by innovation and growth, then join us! The Food Services Supervisor is a critical role within our communities as it impacts the lives of residents through the strong leadership and motivation of Sienna team members. As a Food Services Supervisor your...

**RESPONSIBILITES** - Analyze drawings and specifications - Understand contractual terms and conditions - Assemble accurate and well-organized estimates and proposals in a timely manner for Stipulated Price, Design-Build and Construction/Project Management formatted projects - Provide clear detailed quantity take-offs - Provide and maintain unit pricing and...

**Mission Statement**: Understand the aspirations of seniors and respond with innovative supports. **Vision Statement**: Building inclusive communities where all seniors are connected to living their best possible life. **What to expect when you join SPLC**: - Competitive Compensation and Benefits - Rewarding career that supports meaningful work in our...

Senior Business Analyst Job Type: Contract - 3 Years Primary Location: Remote We currently have an opportunity for a Business Analyst , supporting a financial sector client of ours. Requirements: Working with the CMHC lines of business (clients) to outline new requirements and document