Enforcement Counsel- MFDA

3 weeks ago

Calgary, Canada MFDA Investor Protection Corporation Full time

As a self-regulatory organization, the New Self-Regulatory Organization of Canada (New SRO) strives to uphold high regulatory and investment industry standards to fulfill our mandate to protect investors and support healthy capital markets in Canada.

 Enforcement Counsel – (Calgary) 

The Enforcement Counsel acts as New SRO staff counsel in discipline proceedings conducted by the New SRO pursuant to the New SRO’s role as a regulatory organization responsible for the regulation of the business and financial conduct of its Members and their approved persons. 

Major Responsibilities: 

  • Represent the New SRO in the conduct of hearings and settlement hearings before District Hearing Committees throughout Canada. 
  • Provide legal advice to the Investigations group on ongoing investigations and general investigation issues. 
  • Review completed investigation reports and supporting documentation to determine whether disciplinary proceedings should be instituted and against whom; make recommendations regarding any additional investigative steps required to support contemplated disciplinary proceedings and consult with Investigation staff in that regard. 

Education/Experience:

  • Bachelor of Laws degree (or recognized equivalent). Membership in good standing with the Law Society of a Canadian provincial or territorial jurisdiction. 
  • The Canadian Securities Course, the Branch Managers Course or the Chief Compliance Officers Qualifying Exam would be an asset.

Minimum three years of litigation experience preferably in securities and regulatory enforcement.

All applications will be treated on a confidential basis. We thank all applicants; however only those candidates selected for interviews will be contacted. Reasonable Accommodations will be made to those qualified candidates with disabilities upon request

While we appreciate receiving applications, only those applicants who closely meet the position requirements will be contacted.

New SRO is committed to employment practices that are inclusive and accessible. Accommodations for individuals with disabilities are available. Should you require accommodation, please contact Human Resources.

#J-18808-Ljbffr

  • Enforcement Counsel- MFDA

    3 weeks ago

    Calgary, AB, Canada MFDA Investor Protection Corporation Full time

    As a self-regulatory organization, the New Self-Regulatory Organization of Canada (New SRO) strives to uphold high regulatory and investment industry standards to fulfill our mandate to protect investors and support healthy capital markets in Canada.   Enforcement Counsel – (Calgary)  The Enforcement Counsel acts as New SRO staff counsel in discipline...

  • Legal Counsel- Regulatory Compliance

    3 weeks ago

    Calgary, AB, Canada MFDA Investor Protection Corporation Full time

    As a self-regulatory organization, the New Self-Regulatory Organization of Canada (New SRO) strives to uphold high regulatory and investment industry standards to fulfill our mandate to protect investors and support healthy capital markets in Canada.   The Enforcement Counsel acts as New SRO staff counsel in discipline proceedings conducted by the New SRO...

  • Enforcement Litigation Assistant

    7 days ago

    Calgary, Canada CIRO OCRI Full time

    **Position Title: Enforcement Litigation Assistant** **Department: Enforcement** **Location: Calgary** **Status: Fixed-term, Full-time - 12 - 18 months (Hybrid)** The Enforcement Litigation Assistant provides administrative support to enforcement counsels. **Key Responsibilities**: - Case and document management - Draft general correspondence - Draft...

  • Enforcement Litigation Assistant

    3 weeks ago

    Calgary, Canada Canadian Investment Regulatory Organization Full time

    Bow Valley Square 3 255-5th Avenue S.W., Suite 800 Calgary, AB T2P3G6, CAN DescriptionPosition Title: Enforcement Litigation AssistantDepartment: EnforcementStatus: Fixed-term, Full-time - 12 - 18 months (Hybrid)The Enforcement Litigation Assistant provides administrative support to enforcement counsels. Key Responsibilities:Case and document...

  • Enforcement Litigation Assistant

    6 days ago

    Calgary, Canada Canadian Investment Regulatory Organization Full time

    Bow Valley Square 3 255-5th Avenue S.W., Suite 800 Calgary, AB T2P3G6, CAN DescriptionPosition Title: Enforcement Litigation AssistantDepartment: EnforcementStatus: Fixed-term, Full-time - 12 - 18 months (Hybrid)The Enforcement Litigation Assistant provides administrative support to enforcement counsels. Key Responsibilities:Case and document...

  • Enforcement Litigation Assistant

    3 weeks ago

    Calgary, Canada Canadian Investment Regulatory Organization Full time

    Bow Valley Square 3 255-5th Avenue S.W., Suite 800 Calgary, AB T2P3G6, CAN DescriptionPosition Title: Enforcement Litigation AssistantDepartment: EnforcementStatus: Fixed-term, Full-time - 12 - 18 months (Hybrid)The Enforcement Litigation Assistant provides administrative support to enforcement counsels. Key Responsibilities:Case and document...

  • Enforcement Litigation Assistant

    3 weeks ago

    Calgary, Canada Canadian Investment Regulatory Organization Full time

    Bow Valley Square 3 255-5th Avenue S.W., Suite 800 Calgary, AB T2P3G6, CAN DescriptionPosition Title: Enforcement Litigation AssistantDepartment: EnforcementStatus: Fixed-term, Full-time - 12 - 18 months (Hybrid)The Enforcement Litigation Assistant provides administrative support to enforcement counsels. Key Responsibilities:Case and document...

  • Litigation Counsel

    7 days ago

    Calgary, Canada Alberta Securities Commission Full time

    Our organization: The Alberta Securities Commission is the industry-funded regulator responsible for administering the province's securities laws. It is entrusted with fostering a fair and efficient capital market in Alberta and with protecting investors. As a member of the Canadian Securities Administrators, the ASC works to improve, coordinate and...

  • Enforcement Litigation Assistant

    3 weeks ago

    Calgary, AB, Canada Canadian Investment Regulatory Organization Full time

    Bow Valley Square 3 255-5th Avenue S.W., Suite 800 Calgary, AB T2P3G6, CAN Description Position Title: Enforcement Litigation Assistant Department: Enforcement Status: Fixed-term, Full-time - 12 - 18 months (Hybrid) The Enforcement Litigation Assistant provides administrative support to enforcement counsels. Key Responsibilities: Case and...

  • Legal Counsel, Intellectual Property

    2 weeks ago

    Calgary, Canada Nutrien Full time

    At Nutrien, our purpose is Feeding the Future and we do so with safety, inclusion, integrity and results as our core values. Nothing is more important than sending our people home safe, every day. Nutrien is a leading provider of agricultural products, services, and solutions. With nearly 25,000 employees world-wide, we are the largest producer of...

  • Early Investigation Counsel, Calgary

    4 weeks ago

    Calgary, Canada Canadian Hispanic Bar Association Full time

    The Law Society of Alberta is the self-governing body for Alberta's lawyers with a mandate to regulate the profession in the public interest. As a regulator, the Law Society sets standards and enforces those standards for Alberta lawyers. If you are guided by a passion to protect the public interest and preserve the fundamental principles of justice, this...

  • Early Investigation Counsel, Calgary

    3 weeks ago

    Calgary, Canada Canadian Hispanic Bar Association Full time

    The Law Society of Alberta is the self-governing body for Alberta's lawyers with a mandate to regulate the profession in the public interest. As a regulator, the Law Society sets standards and enforces those standards for Alberta lawyers. If you are guided by a passion to protect the public interest and preserve the fundamental principles of justice, this...

  • Early Investigation Counsel, Calgary

    3 weeks ago

    Calgary, Canada Canadian Hispanic Bar Association Full time

    The Law Society of Alberta is the self-governing body for Alberta's lawyers with a mandate to regulate the profession in the public interest. As a regulator, the Law Society sets standards and enforces those standards for Alberta lawyers. If you are guided by a passion to protect the public interest and preserve the fundamental principles of justice, this...

  • Senior Legal Counsel

    3 weeks ago

    Calgary, AB, Canada Canadian Hispanic Bar Association Full time

    The Law Society of Alberta is the self-governing body for Alberta's lawyers with a mandate to regulate the profession in the public interest. As a regulator, the Law Society sets standards and enforces those standards for Alberta lawyers. If you are guided by a passion to protect the public interest and preserve the fundamental principles of justice, this...

  • Legal Counsel

    3 weeks ago

    Calgary, Alberta, Canada Cenovus Energy Inc. Full time

    Worker Type: EmployeeGroup: Enabling Functions Legal DepartmentJob Post End Date: 05/09/2024About this opportunity:Cenovus is seeking a dynamic lawyer to join our Legal Department as Legal Counsel. As a key member of our team and reporting to the Senior Manager & Associate General Counsel, Regulatory, Environment and Health & Safety. You will play a critical...

  • Early Investigation Counsel, Calgary

    3 weeks ago

    Calgary, AB, Canada Canadian Hispanic Bar Association Full time

    The Law Society of Alberta is the self-governing body for Alberta's lawyers with a mandate to regulate the profession in the public interest. As a regulator, the Law Society sets standards and enforces those standards for Alberta lawyers. If you are guided by a passion to protect the public interest and preserve the fundamental principles of justice,...

  • Legal Counsel

    2 weeks ago

    Calgary, Canada Cenovus Energy Full time

    Worker Type: EmployeeGroup: Enabling Functions Legal DepartmentJob Post End Date: 05/09/2024About this opportunity:Cenovus is seeking a dynamic lawyer to join our Legal Department as Legal Counsel. As a key member of our team and reporting to the Senior Manager & Associate General Counsel, Regulatory, Environment and Health & Safety. You will play a...

  • Legal Counsel

    2 weeks ago

    Calgary, Canada Cenovus Energy Full time

    Worker Type: EmployeeGroup: Enabling Functions Legal DepartmentJob Post End Date: 05/09/2024About this opportunity:Cenovus is seeking a dynamic lawyer to join our Legal Department as Legal Counsel. As a key member of our team and reporting to the Senior Manager & Associate General Counsel, Regulatory, Environment and Health & Safety. You will play a...

  • Legal Counsel

    3 weeks ago

    Calgary, Canada Cenovus Energy Full time

    Worker Type: EmployeeGroup: Enabling Functions Legal DepartmentJob Post End Date: 05/09/2024About this opportunity:Cenovus is seeking a dynamic lawyer to join our Legal Department as Legal Counsel. As a key member of our team and reporting to the Senior Manager & Associate General Counsel, Regulatory, Environment and Health & Safety. You will play a...

  • Legal Counsel

    3 weeks ago

    Calgary, Canada Cenovus Energy Inc. Full time

    Worker Type: EmployeeGroup: Enabling Functions Legal DepartmentJob Post End Date: 05/09/2024About this opportunity:Cenovus is seeking a dynamic lawyer to join our Legal Department as Legal Counsel. As a key member of our team and reporting to the Senior Manager & Associate General Counsel, Regulatory, Environment and Health & Safety. You will play a critical...