Legal Counsel- Regulatory Compliance

3 weeks ago

Calgary AB, Canada MFDA Investor Protection Corporation Full time

As a self-regulatory organization, the New Self-Regulatory Organization of Canada (New SRO) strives to uphold high regulatory and investment industry standards to fulfill our mandate to protect investors and support healthy capital markets in Canada.
  The Enforcement Counsel acts as New SRO staff counsel in discipline proceedings conducted by the New SRO pursuant to the New SRO’s role as a regulatory organization responsible for the regulation of the business and financial conduct of its Members and their approved persons. 
Provide legal advice to the Investigations group on ongoing investigations and general investigation issues. 
Bachelor of Laws degree (or recognized equivalent). Membership in good standing with the Law Society of a Canadian provincial or territorial jurisdiction. 
The Canadian Securities Course, the Branch Managers Course or the Chief Compliance Officers Qualifying Exam would be an asset.
Minimum three years of litigation experience preferably in securities and regulatory enforcement.
Reasonable Accommodations will be made to those qualified candidates with disabilities upon request While we appreciate receiving applications, only those applicants who closely meet the position requirements will be contacted.
Accommodations for individuals with disabilities are available.

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