Chief Compliance Officer, Mutual Fund Dealer

Job SummaryJob DescriptionWhat is the opportunity? As Vice President, Mutual Funds Research, RBC Wealth Management, you will manage a team of analysts to provide research and support on mutual funds to Canada's leading national network of full-service investment advisors.What will you do? Manage a t

Department: Legal & ComplianceLocation: TorontoReports To: SVP, Chief Counsel and Chief Compliance Officer Company Overview:Liberty Mutual Canada is the Canadian operation of Liberty Mutual Insurance Company. We offer a broad suite of commercial insurance products and solutions to mid-size and large

Job SummaryJob DescriptionWhat is the opportunity? As Vice President, Mutual Funds Research, RBC Wealth Management, you will manage a team of analysts to provide research and support on mutual funds to Canada's leading national network of full-service investment advisors.What will you do? Manage a t

Department: Legal & ComplianceLocation: TorontoReports To: SVP, Chief Counsel and Chief Compliance Officer Company Overview:Liberty Mutual Canada is the Canadian operation of Liberty Mutual Insurance Company. We offer a broad suite of commercial insurance products and solutions to mid-size and large

About this roleReporting to Tax Director, provide Canadian tax compliance oversight and advisory services related to Canadian funds (including Canadian ETFs, retail mutual funds, institutional pooled funds and separately managed accounts) and corporate entities. The role consists of the following pr

Within its Canadian head office located in Toronto, Ontario, SEI has an immediate opening for a highly motivated, results-orientated Manager-Fund Administration ("Manager"). This position would report to the Chief Operating Officer of SEI Canada.The SEI Canada's Fund Administration Team (the "Team")

About this roleReporting to Tax Director, provide Canadian tax compliance oversight and advisory services related to Canadian funds (including Canadian ETFs, retail mutual funds, institutional pooled funds and separately managed accounts) and corporate entities. The role consists of the following pr

OverviewWhy GM Financial?GM Financial is the wholly owned captive finance subsidiary of General Motors. We are a global provider of auto finance solutions. We offer attractive retail financing and lease programs to meet the needs of each customer. We also offer commercial lending products to dealers

Who we areUniveris has been successfully building and modernizing wealth management software for over 30 years. We are the go-to solution for many financial services firms (e.g., mutual fund dealers, securities dealers, wealth management firms and insurance companies) that want to stay competitive i

Who we areUniveris has been successfully building and modernizing wealth management software for over 30 years. We are the go-to solution for many financial services firms (e.g., mutual fund dealers, securities dealers, wealth management firms and insurance companies) that want to stay competitive i

**Dealer Digital Solutions Strategist (Toyota & Lexus)** **Scarborough, ON (Hybrid)** Toyota Canada Inc. (TCI) is the exclusive Canadian distributor of Toyota and Lexus vehicles. Toyota Canada's head office is in Toronto, with regional offices in Vancouver, Calgary, Montreal and Halifax. Toyota parts and accessories are distributed through TCI's Parts...

ABM College is one of the leading career training institutions in Alberta and Ontario. Throughout its history, ABM College has provided students with professional training, academic knowledge, and the right skill-set to meet employment market demands. ABM College is currently looking for a highly experienced, dynamic, and a great team player to fill the...

ABM College is one of the leading career training institutions in Alberta and Ontario. Throughout its history, ABM College has provided students with professional training, academic knowledge, and the right skill-set to meet employment market demands. ABM College is currently looking for a highly experienced, dynamic, and a great team player to fill the...

Position Title: Trading Conduct Compliance Examiner (ID)Department:Trading Conduct ComplianceRegion: TorontoStatus:Permanent Full-time (Hybrid)Examine Dealer Members' processes, procedures and supervision for their compliance with trading related Requirements as defined in the Universal Market Integ

Career OpportunityRole TitleAVP, Privacy & Compliance (Maternity Leave - 12 Month Contract)Purpose of roleReporting directly to the Chief Compliance Officer, this contract position will be responsible for maintaining robust enterprise-wide privacy, cybersecurity, and AI/model risk compliance (collec

Job Number: J Job Title:Research and Policy Compliance Officer (Part Time Administration)Job Type: Temp PT, Management & nonunion Professionals Bargaining Unit:Non-bargainingSchool/Department: Research & Corporate Planning Campus/Location:Progress/HybridPay Range:- $ $46.40/Year Hours/Week:24 hours per weekShift Schedule: 8am 5pm (8 hours per day and 3 days...

Job DescriptionThe JP Morgan Financial Investment Services Tax Group is an oversight team that manages the delivery of a range of tax services, performed by a 3rd Party Vendor, to mutual fund clients based in Canada.The oversight team is the main tax point of contact for Clients, for 3rd party vendo

Application Deadline:06/23/2024Address:100 King Street WestJob Family Group:Customer SolutionsThe Associate Portfolio Manager will join an experienced and dynamic team that builds and manages exchange traded funds (ETFs), mutual funds and institutional mandates, along with managing one of the larges

Dealer Digital Solutions Strategist (Toyota & Lexus)Scarborough, ON (Hybrid)Toyota Canada Inc. (TCI) is the exclusive Canadian distributor of Toyota and Lexus vehicles. Toyota Canada's head office is in Toronto, with regional offices in Vancouver, Calgary, Montreal and Halifax. Toyota parts and accessories are distributed through TCI's Parts Distribution...

Application Deadline:06/23/2024Address:100 King Street WestJob Family Group:Customer SolutionsThe Associate Portfolio Manager will join an experienced and dynamic team that builds and manages exchange traded funds (ETFs), mutual funds and institutional mandates, along with managing one of the larges