Junior Associate Director, Compliance

3 weeks ago

Halifax, Canada MUFG Investor Services Full time
Company Description

Experience something Brilliantly Different with a career at MUFG Investor Services.

Who are we? In a nutshell, MUFG Investor Services is part of the Mitsubishi UFJ Financial Group, and we partner with over 480 loyal global investment firms to provide them with administration, asset services, banking and fund financing.

We’re in 17 global locations and provide an exceptional hub of Brilliantly Different talent to thrive.

Job Description
  • Ensure MUFG conducts business operations in full compliance with all relevant national and international laws and regulations as well as professional standards, accepted business practices, and internal standards.
  • Perform thorough research on payment investigations and initiate/respond to queries to/from intra-group colleagues.
  • Liaising with client operations teams and internal auditors as required.
  • Ensure that we meet our ongoing customer and transaction screening obligations as it relates to its banking and fund administration licences.
  • Review all incoming and outgoing payments captured in the compliance sanctions queue.
  • Investigate sanction alerts and adverse media hits on the MUFG customer base and initial decision.
  • Ensure compliance with the AML/CTF/CPF/TFS Framework in place, across all relevant departments and jurisdictions.
  • Ensure queries and emails are responded to in a timely and accurate manner.
  • Identify issues and ensure appropriate action is taken or escalated.
  • Complete reports to assist line manager and wider department.
  • Work the hours to ensure that all payments to and from the bank have been reviewed and actioned.
  • Knowledge of SWIFT payment system.
  • Understanding United States of America and International Clearing Systems.
  • Excellent Microsoft Office skills with exceptional attention to detail.
  • Proven analytical and problem-solving skills.
  • Working knowledge of Oracle Flexcube preferred.
Qualifications
  • Extensive experience within an AML / Compliance & Banking role is essential.
  • It would be ideal to be in a Banking supervisory role.
  • Should have experience of using sanctions screening tools i.e. Nice Actimize, LSEG etc. Knowledge of Transaction Monitoring / SWIFT platforms would be very beneficial.
  • An undergraduate degree in Accounting, Finance, Business or other third level qualification would be advantageous.
  • Have or working towards a formal qualification in Compliance e.g. ACAMS, ACOI or ICA.
  • Knowledge of Cayman Islands financial services laws, regulations and codes would be an asset but not essential.
Additional Information

What’s in it for you to join MUFG Investor Services?

Take a look at our careers site and you’ll find everything you’d expect from a career with the fastest-growing business at one of the world’s largest financial groups. Now take another look. Because it’s how we defy expectations that really defines us. You’ll feel that difference in all kinds of ways. Our vibrant CULTURE. Connected team. Love of innovation, laser client focus, and next-level LEARNING & DEVELOPMENT.

So, why settle for the ordinary? Apply now for a Brilliantly Different career.

We thank all candidates for applying; however, only those proceeding to the interview stage will be contacted.

MUFG is an equal opportunity employer.

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