Senior Compliance Officer

Harbourfront Wealth is a dynamic industry leader specializing in financial services and wealth management. We are a fast-growing wealth management firm with over $14 billion in assets under administration, comprised of five integrated entities: CIRO dealer, investment counsel, asset manager, U.S. Registered Investment Advisor (RIA) and insurance company. At...

A leading wealth management firm in Canada seeks a Senior Compliance Officer to oversee compliance activities and promote a culture of compliance. The ideal candidate will have over 5 years of experience in compliance, including 3 years as a Tier 1 Supervisor. Responsibilities include staff supervision, conducting reviews, and supporting branch personnel...

Drive client satisfaction as an Insolvency Officer at RBC, ensuring smooth transactions and compliance while working in a dynamic team environment. This full-time role requires a proactive mindset. In this role at RBC, you will address complex client inquiries surrounding bankruptcies and credit counseling. Your 2+ years of Collections experience will be...

Permanent Full TimeAs the organization continues to strengthen its Business Risk & Control function, we are seeking a Senior Compliance Advisor to support parts of Client Operations & Business Enablement (COBE) and central business units. Reporting to the Director, Compliance, you will provide business-focused compliance advice and effective challenge on...

Permanent Full Time As the organization continues to strengthen its Business Risk & Control function, we are seeking a Senior Compliance Advisor to support parts of Client Operations & Business Enablement (COBE) and central business units. Reporting to the Director, Compliance, you will provide business-focused compliance advice and effective challenge...

Winnipeg Foundation is For Good. Forever. We help people give back to our shared community by connecting generous donors with causes they care about For Good. We are an endowment-based public foundation, so gifts are pooled and invested, and the annual earnings are distributed back to the community Forever. Founded in 1921, we are proud to be Canada's...

Elevate your career with Canada Life as a Senior Compliance Advisor. This permanent full-time role focuses on business risk, compliance advisory, and regulatory adherence across Client Operations and Business Enablement. As a Senior Compliance Advisor, you will support key business units while reporting to the Director, Compliance. You'll provide actionable...

Advance your career in compliance with Harbourfront Wealth as a Senior Compliance Officer. This hybrid position allows for collaboration and oversight within a top financial services firm located in Vancouver, BC. In the role of Senior Compliance Officer, you will report to the Director of Compliance Supervision & Program Development, leading compliance...

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