Current jobs related to Associate Director, Regulatory Compliance Management Testing Program - Toronto, Ontario - EQ Bank | Equitable Bank
-
Compliance Testing Program Manager
5 days ago
Toronto, Ontario, Canada Scotiabank Full time**Overview of the Role**The Senior Manager, Compliance Testing is responsible for contributing to the overall success of the Global Compliance Testing program. This role focuses on Corporate Functions that include Global Risk Management, Finance/Tax, HR/Marketing/Real Estate, Technology, Corporate Secretary, Legal, Corporate Security, and Communications...
-
Senior Manager, Regulatory Compliance
2 days ago
Toronto, Ontario, Canada Scotiabank Full timeTitle: Senior Manager, Regulatory ComplianceThis role contributes to the overall success of Scotiabank's Corporate Functions Compliance Program by developing and overseeing compliance strategies.Role Overview:The Senior Manager, Regulatory Compliance is responsible for establishing and maintaining policies and procedures (aligned with Global Compliance...
-
Compliance Program Manager
1 week ago
Toronto, Ontario, Canada Scotiabank Full timeThe Senior Manager, Compliance Testing plays a critical role in ensuring the integrity of Scotiabank's Corporate Functions. They lead and drive a customer-focused culture throughout their team to deepen client relationships and leverage broader Bank relationships, systems, and knowledge.Main ResponsibilitiesLead compliance testing in Corporate Functions to...
-
Senior Manager, Compliance Testing
1 week ago
Toronto, Ontario, Canada Scotiabank Full timeTitle: Senior Manager, Compliance Testing - Corporate FunctionsRequisition ID: 219882Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture.PurposeThe Senior Manager, Compliance Testing contributes to the overall success of the Global Compliance Testing program, focusing on Corporate Functions (CF) that include...
-
Senior Manager, Compliance Testing
5 days ago
Toronto, Ontario, Canada Scotiabank Full timeTitle: Senior Manager, Compliance Testing - Corporate FunctionsRequisition ID: 219882Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture.PurposeThe Senior Manager, Compliance Testing contributes to the overall success of the Global Compliance Testing program, focusing on Corporate Functions (CF) that include...
-
Regulatory Compliance Specialist, Testing
2 weeks ago
Toronto, Ontario, Canada CanDeal Full timeThis is an exciting time to join a growing organization at the forefront of the evolution of the Canadian financial markets. CanDeal is a leading provider of an electronic marketplace and data services for Canadian dollar fixed income securities and derivatives. Its Markets division provides access to a deep pool of liquidity for Canadian government, agency,...
-
Regulatory Compliance Specialist, Testing
1 week ago
Toronto, Ontario, Canada CanDeal Full timeThis is an exciting time to join a growing organization at the forefront of the evolution of the Canadian financial markets. CanDeal is a leading provider of an electronic marketplace and data services for Canadian dollar fixed income securities and derivatives. Its Markets division provides access to a deep pool of liquidity for Canadian government, agency,...
-
Manager, Compliance Testing
2 days ago
Toronto, Ontario, Canada Scotiabank Full timeTitle: Manager, Compliance Testing - Corporate Functions ComplianceRequisition ID: 215906Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture.Job PurposeThe Manager, Compliance Testing contributes to the overall success of the Global Compliance Testing program, focusing on Corporate Functions (CF) such as...
-
Toronto, Ontario, Canada Sun Life Financial Full timeDirector, Regulatory Compliance Management MethodologyApply locationsToronto, Ontario Sun Life Montreal Metcalfe Sun Life Waterloo King time type Full time posted on Posted Yesterday job requisition id JR00108758You are as unique as your background, experience and point of view. Here, you'll be encouraged, empowered and challenged to be your best self....
-
Regulatory Compliance Specialist
2 days ago
Toronto, Ontario, Canada American Express Full timeAbout UsWe are a global and diverse community of colleagues at American Express who are committed to delivering exceptional customer experiences every day. Our values of integrity, innovation, and inclusion guide everything we do, and we strive to create an environment where everyone feels valued, respected, and empowered to make a difference.Job SummaryThe...
-
Regulatory Compliance Educator
6 days ago
Toronto, Ontario, Canada Retirement Homes Regulatory Authority Full timeThe RHRA is seeking a highly skilled Regulatory Compliance Educator to join its team. This role will involve leading the design, development, and implementation of compliance education programs and materials for licensees, as well as advising on the organization's sector-facing compliance education strategy.The successful candidate will have a solid...
-
Risk Management Professional
5 days ago
Toronto, Ontario, Canada RBC Full timeCompany OverviewRBC is a leading financial institution with a strong commitment to governance and risk management. Our team is dedicated to providing expert guidance and support to our stakeholders.SalaryAs a Senior Governance Specialist, you will be responsible for providing ongoing control and governance thought leadership and support for programs related...
-
Compliance Testing Program Director
2 days ago
Toronto, Ontario, Canada Scotiabank Full timeAbout the RoleThis is a critical position within the Global Compliance Testing Center of Excellence (GTCE) responsible for ensuring the integrity of compliance testing programs globally. The successful candidate will be responsible for leading the development and implementation of compliance testing programs and will work closely with the Compliance...
-
Toronto, Ontario, Canada Knix Wear Inc. Full timeKnix is an award-winning intimate apparel and activewear brand that is re-inventing intimates for real life. Through our innovative products and our engaged community, we are empowering people everywhere to be unapologetically free. Launched in 2013, we are one of the fastest-growing intimate apparel brands in North America and are globally recognized as an...
-
Regulatory Compliance Analyst
2 weeks ago
Toronto, Ontario, Canada Bay Street Staffing Full timeWe are urgently hiring Governance and Compliance control Analyst for one of our banking & financial client. Duration: 6 months (Extension possible) Location: Toronto, ON (Hybrid working model) Job Description: Reporting to the Director, PCB (People, Culture & Brand) Governance & Controls, the Senior Analyst, PCB Governance & Controls will support the...
-
Regulatory Compliance Analyst
3 weeks ago
Toronto, Ontario, Canada Bay Street Staffing Full timeWe are urgently hiring Governance and Compliance control Analyst for one of our banking & financial client.Duration: 6 months (Extension possible)Location: Toronto, ON (Hybrid working model)Job Description:Reporting to the Director, PCB (People, Culture & Brand) Governance & Controls, the Senior Analyst, PCB Governance & Controls will support the business on...
-
Regulatory and Compliance Consultant
6 days ago
Toronto, Ontario, Canada company Full timeRegulatory and Compliance Consultant - BATwo roles (Sr and Intermediate) for Regulatory compliance, monitoring and testing, controls, governance project with one of the major Canadian banks. Looking for BA-kind of profiles.Location: Toronto downtown (2-3 days per week onsite)Responsibilities:Provides expertise in the design, development, management and...
-
Regulatory and Compliance Consultant
1 week ago
Toronto, Ontario, Canada company Full timeRegulatory and Compliance Consultant - BATwo roles (Sr and Intermediate) for Regulatory compliance, monitoring and testing, controls, governance project with one of the major Canadian banks. Looking for BA-kind of profiles.Location: Toronto downtown (2-3 days per week onsite)Responsibilities:Provides expertise in the design, development, management and...
-
Toronto, Ontario, Canada Knix Wear Inc. Full timeWe are seeking a highly experienced professional to join our team as a Director of Regulatory Compliance and Quality Assurance. This is an exciting opportunity for a leader with a global perspective to shape the future of our innovative product lines and drive excellence in regulatory compliance and quality assurance.About the Role:You will be responsible...
-
Regulatory Compliance Manager
2 days ago
Toronto, Ontario, Canada American Express Full timeThe Senior Compliance Analyst, AML Advisory will play a key role in supporting the Anti-Money Laundering & Anti-Terrorist Financing (AML/ATF) Compliance Program at Amex Bank of Canada.Key Responsibilities:AML Advisory to the BusinessDevelop and implement AML-related policies, procedures, and governance frameworks.Conduct regular risk assessments to identify...
Associate Director, Regulatory Compliance Management Testing Program
1 month ago
Being a traditional bank just isn't our thing. We are big believers in innovating the banking experience because we believe Canadians deserve better options, and we challenge ourselves and our teams to creatively transform what's possible in banking. Our team is made up of inquisitive and agile minds that find smarter ways of doing things. If you're not afraid of taking on big challenges and redefining the future, you belong with us. You'll get to work with people who will encourage you to reach new heights. We like to keep things fun, ask questions and learn together.
We are a big (and growing) family. Overall we serve more than 670,000 people across Canada through Equitable Bank, Canada's Challenger Bank, and have been around for more than 50 years. Equitable Bank's wholly-owned subsidiary, Concentra Bank, supports credit unions across Canada that serve more than six million members. Together we have over $125 billion in combined assets under management and administration, with a clear mandate to drive change in Canadian banking to enrich people's lives. Our customers have named our EQ Bank digital platform (eqbank.ca) one of the top banks in Canada on the Forbes World's Best Banks list since 2021.
The Work
The Associate Director, RCM Testing, will lead the development, implementation, and continuous improvement of the Bank's Regulatory Compliance Management (RCM) testing program. This individual will play a pivotal role in ensuring the Bank's adherence to regulatory requirements and internal policies, particularly in alignment with OSFI E-13 guidance. The Associate Director will oversee the testing activities related to various regulatory frameworks and manage a team of compliance professionals, including the Senior Manager, RCM Program Management and Testing.
The Core Responsibilities
- RCM Testing Program Leadership:
- Provide strategic direction and leadership for the RCM testing program, ensuring comprehensive coverage of all relevant regulatory areas, including the Bank Act, Anti-Money Laundering/Anti-Terrorist Financing, Privacy, Consumer Provisions, Whistleblower, FATCA, and CASL
- Develop and maintain policies, procedures, and methodologies for effective compliance testing and monitoring
- Ensure that the RCM testing program aligns with the Bank's overall regulatory compliance strategy and risk management framework
- Team Management and Development:
- Lead, mentor, and develop a team of compliance professionals
- Foster a collaborative and high-performance culture within the team
- Provide guidance and support to team members in the execution of their responsibilities
- Monitoring and Testing:
- Oversee the planning, development, and execution of enterprise-wide compliance testing and monitoring activities
- Collaborate with business units to enhance regulatory compliance controls and mitigate identified risks
- Analyze testing results, identify trends, and make recommendations for improvements
- Reporting and Communication:
- Prepare and present comprehensive reports on compliance testing results to senior management and relevant stakeholders
- Communicate findings, recommendations, and action plans to various levels of management and ensure timely resolution of identified issues
- Maintain adequate documentation and work papers to support testing activities and findings
- Bachelor's degree in Business, Finance, Law, or a related field; advanced degree or professional certification (e.g., CAMS, CRCM) is preferred
- Minimum of 8-10 years of experience in regulatory compliance, audit, or related roles within the financial services industry
- Strong knowledge of relevant regulatory frameworks, including OSFI E-13, the Bank Act, AML/ATF, Privacy, FATCA, and CASL
- Proven leadership and team management skills
- Excellent analytical, communication, and presentation skills
- Ability to work collaboratively with cross-functional teams and influence stakeholders at all levels of the organization
Competitive discretionary bonus
Market leading RRSP match program
Medical, dental, vision, life, and disability benefits
Employee Share Purchase Plan
Maternity/Parental top-up while you care for your little one
Generous vacation policy and personal days
Virtual events to connect with your fellow colleagues
Annual professional development allowance and a comprehensive Career Development program
A fulfilling opportunity to join one of the top FinTechs and help create a new kind of banking experience
The incumbent will be working hybrid and in office time will be spent working from Equitable Bank's additional office space located at 351 King Street East, Toronto, ON.
Equitable Bank is deeply committed to inclusion. Our organization is stronger and our employees thrive when we honour and celebrate everyone's diverse experiences and perspectives. In tandem with that commitment, we support and encourage our staff to grow not just in their career path, but personally as well.
We commit to providing a barrier-free recruitment process and work environment for all applicants. Please let us know of any accommodations needed so that you can bring your best self to the application process and beyond. All candidates considered for hire must successfully pass a criminal background check and credit check to qualify for hire. While we appreciate your interest in applying, an Equitable recruiter will only contact leading candidates whose skills and qualifications closely match the requirements of the position.
We can't wait to get to know you
