Capital Markets Compliance Advisor

Capital Markets Compliance Advisor RoleCB Canada is seeking a skilled Capital Markets Compliance Advisor to support our client in the Banking Sector. The ideal candidate will have a strong background in compliance and transaction reporting, with a focus on FICC team support and market access controls. Key ResponsibilitiesProvide support to the FICC team,...

Job DescriptionWhat is the opportunity?The Director of Governance and Oversight will be responsible for managing a team of five across two locations, providing central governance and oversight of daily transaction processing with respect to RBC Capital Markets, LLC's compliance responsibilities.This role will call for the contribution of key subject matter...

**Our Firm**: Agentis Capital a fast-growing, global independent financial firm with a leading reputation for insightful analysis and exceptional execution. Agentis is dedicated to providing our clients with transparent, comprehensive financial services that unlock value at every stage. We advise across a multitude of sectors and geographies, for global...

About RBC Capital Markets, LLCWe are a leading financial institution dedicated to providing exceptional service and innovative solutions to our clients.

We’re building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing what’s right for our clients. At CIBC, we embrace your strengths and your ambitions, so you are empowered at work. Our team members have what they need to make a meaningful impact and are truly valued for who they are...

Why Join Trez Capital? Founded in 1997, Trez Capital is a non-bank leading provider of private commercial real estate debt and equity financing solutions in Canada and the United States. For over 25 years, we have consistently provided developers and owners with flexible short-to-mid-term financing. Trez Capital also offers private and institutional...

161 Bay Street (93021), Canada, Toronto,Toronto, Ontario, Director, Compliance Advisory **Our Capital One **Compliance Advisory **Team.** Yes, we’re a credit card company. But we’re more than that too. We’re driven by what our customers want, and how to make their lives simpler. We’re always looking for creative ways to offer digital solutions...

The Ontario Securities Commission (OSC) is a statutory body responsible for regulating Ontario's capital markets in accordance with the mandate established in the provincial Securities Act and the Commodity Futures Act. The OSC's mandate is to provide protection to investors from unfair, improper or fraudulent practices, to foster fair, efficient and...

Position OverviewBased in the Greater Toronto Area, this role is responsible for expanding sales growth and servicing the retail Investment Advisor (IIROC & MFDA) channel for Norrep Capital Management’s complete retail product lineup, including mutual funds and alternative funds.Key ResponsibilitiesIncrease market share and retain assets within the...

**Job Summary** **What is the opportunity?** As an Associate Director (AD), you will be part of RBC Capital Markets (CM) Compliance Advisory Team. The team is responsible for implementing and maintaining compliance programs and processes across RBC’s Global Markets businesses in Canada, within the context of RBC’s Enterprise Compliance Management...

**What We Offer** At Secure Digital Markets (SDM), you can build a career in a fast-paced and growing industry. SDM is a digital asset brokerage, offering robust liquidity solutions that enable our clients to maximize their portfolio and participate in digital currency markets with greater sophistication. We have an exciting opportunity for a motivated...

161 Bay Street (93021), Canada, Toronto,Toronto, Ontario, Principal Associate, Compliance Advisory As a Compliance Advisor at Capital One, you’ll be part of a team that values your perspective. You’ll perform a key second line of defense role, providing advice and to effectively challenge the business unit stakeholders on ensuring business strategies,...

h3>Associate Director - Capital Markets Compliance AdvisoryJob SummaryWhat is the opportunity? As an Associate Director (AD), you will be part of RBC Capital Markets (CM) Compliance Advisory Team. The team is responsible for implementing and maintaining compliance programs and processes across RBC’s Global Markets businesses in Canada, within the context...

100 King Street West Toronto Ontario,M5X 1A1 BMO is on the lookout for an Advisor, Regulatory Capital Governance to join our Capital Risk Management team. This role offers the unique opportunity to play a pivotal role in reinforcing the bank’s compliance and strategic decision-making regarding capital adequacy requirements. This position reports directly...

About UsColliers International is a leading global real estate company, renowned for its expertise and innovative approach to property occupiers, owners, and investors.We are passionate about helping our clients achieve their goals, and our expert advice has led the industry into the future.Job OverviewThis role offers an exceptional opportunity for a...

**What We Offer** At Secure Digital Markets (SDM), you can build a career in a fast-paced and pioneering industry! Secure Digital Markets is a digital asset brokerage, offering robust liquidity solutions that enable our clients to maximize their portfolio and participate in digital currency markets with greater sophistication. This is an exciting time to...

Requisition ID: 197282 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. Contributes to the overall success of Advisor-led marketing for Scotiabank’s Global Wealth Management business lines in Canada. Works day-to-day with advisory teams in their designated region to enable core advisor-led marketing...

About Colliers International">We are a leading global real estate company with a strong presence in the Canadian market. Our Toronto office is a hub for our Capital Markets team, which plays a critical role in executing our revenue and market share growth strategy.">Role Summary">This position involves working closely with our President, Capital Markets |...

Your career is an investment that grows over time!Wealthsimple is on a mission to help everyone achieve financial freedom by reimagining what it means to manage your money. Using smart technology, we take financial services that are often confusing, opaque and expensive and make them transparent and low-cost for everyone. We’re the largest fintech company...

Job DescriptionWe are seeking an experienced Strategic Capital Markets Expert to join our dynamic team at Nova Tribes Inc. This role requires a deep understanding of capital markets, including trading, risk management, compliance, and market operations.Key Responsibilities:Market Strategy Development: Provide expert advice on capital markets strategies,...