Equity Analyst

3 weeks ago

Toronto Ontario, Ontario, Canada Calculated Hire Full time

Segregation Analyst - (Equity & Option Clearing, Settlements/North America Segregation)

12-month contract

Location: Toronto, Canada - hybrid model


Mandate:

- Provide support and deliver specific operational processes to ensure timely and accurate settlement of Security Segregation transactions executed globally, and confirm the activity is accurately recorded in the bank's book of records

- Ensure compliance with all regulatory topics and reporting requirements related to the products and processes it supports

- Gather and format data into regular and ad-hoc reports, and dashboards

- Support change management of varying scope and type; tasks typically focused on execution and sustainment activities

· Providing weekly updates to senior management on # of outstanding items and status

· Following up with Team Leads prior to Monthly Risk Meetings and providing updates in GEMS with a clear update to the Director


KEY AREAS OF RESPONSIBILITY

· Product & Process

· Risk & Control

· Business Performance Management

· Direct Reporting

· Process & Change


Product & Process

· Manage and resolve day to day issues specific to segregation including the resolution of complex internal business partner and/or external customer issues. Escalate more complex issues to senior management if necessary.

· Manage and monitor a complex portfolio of work representing a significant amount of risk.

· Continuously assess and improve the operational effectiveness of the segregation process

· Resolve operating/technical problems. Participate in resolution of problems outside of direct authority

· Handle and resolve complex matters, core business critical issues, disputes, queries and complaints from internal business partners and external customers.

· Ensuring we have clear and documented procedures and processes with control check lists which are saved and used for training and audit purposes.


Risk & Control

· Maintain key controls and review process, where applicable, to ensure operating integrity, comply with internal and external regulators, involving an understanding of regulatory and compliance requirements as prescribed for the business unit; provide recommendations and implement corrective actions to ensure adherence as required.

· Identify potential risk situations within the scope of work (e.g. risk assessments), make recommendations and/or escalate to senior management, where appropriate, and ensure contingency plans exist.

· Develop and maintain standards, process and controls in reconciliations in order to minimize loss/risk, ensure all regulatory requirements are met, and safeguard the assets of the Bank.

· Understand risks inherent in area(s) of expertise and take appropriate actions, including accuracy and safeguarding of all documentation and any other requirements to ensure operational integrity is maintained within the business

· Ensure adherence to all aspect of First Principles, our Code of Business Conduct and Ethics Bank standards, policies and procedures (P&Ps) for such things as potential conflicts of interest, safeguarding of customer information, trading in securities, anti-money laundering, privacy and disclosure of outside business activities.

· Ensure strict confidentiality is maintained for both customer and Bank information to protect the customer and the Bank and to ensure compliance with Bank P&Ps.

· Follow security and safeguarding procedures and apply appropriate due diligence in accordance with Bank policy for the prevention of loss due to such things as fraud or defalcation.

· Contribute to the management of risk and minimize losses through monitoring and controlling various reports and taking appropriate actions, ensuring compliance requirements, audits and verifications are completed in accordance with Bank P&Ps.


Business Performance Management

· Deliver exceptional customer service that builds trust through responsive, accurate, consistent, knowledgeable and available services and support.


SCOPE AND IMPACT

This job has a direct or indirect impact on the following:

· Customer confidence and LOB satisfaction

· Customer retention by ensuring service quality in identifying breaks early with resolution

· Bank financial performance by responding on a timely basis to changing operating conditions so as to mitigate financial penalties and cost; also ensures an appropriate balance between customer service and costs to minimize loss of revenue or customer dissatisfaction.

· Mitigation of reputational risk and financial loss against such things as fraud, defalcation and/or financial penalties by ensuring compliance with Bank P&Ps and regulatory requirements.

· Mitigation of costs/impacts associated with human errors by supporting the proper coaching and training of others.

· High volume and or/high risk environment with strict timeframes that are time sensitive and subject to large penalties if timelines are missed.


KNOWLEDGE AND SKILLS

Knowledge:

· University degree or equivalent work experience

· More than 5 years of related experience

· Solid knowledge and understanding of all traded products-capital market

· Solid knowledge of standard desktop applications used by the business unit (i.e.Microsoft Office)

· Solid knowledge and understanding of business unit’s key products and services, proves and controls

· Solid understanding of business unit’s risk and regulatory requirements

· Solid knowledge of departmental systems and applications

· Solid understanding of internal business, partner’s business, services and organization

Skills:

· Work effectively with high volume of transactions and with time constraints

· Understand the intricacies of transactions from multiple lines of business and have the courage to make quick/sound decisions

· Build strong relationships internally

· Strong prioritization skills

· Strong written and oral communication skills

· Ability to multi-task in a fast-paced environment

  • Associate, Growth Equity

    2 weeks ago

    Toronto, Ontario, Ontario, Canada LSP Recruit Full time

    Our client is a pioneering Canadian firm in the growth equity space. Established six years ago, they formed to support mid-market businesses with minority capital and strategic guidance. This evergreen fund, with capital commitments of over $500 million, now boasts a robust portfolio of over 30 businesses, spanning coast to coast and across various...

  • Settlements Analyst

    2 weeks ago

    Toronto, Ontario, Ontario, Canada Alignd Full time

    The Opportunity:Our client is looking for ambitious people to join their fast-paced sales floor. The Canadian office is a part of a wider plc group with headquarters in London, UK. Working in a close-knit team, you will form the foundation of the growth story and this will come with all the accountability, rewards and growth opportunities you would...

  • Senior BI Analyst

    2 weeks ago

    Toronto, Ontario, Ontario, Canada North Horizon Holdings Inc. Full time

    Job summary:The Senior BA/BI Analyst is mainly responsible for collecting, sorting, and analyzing business needs (BA) from the different business units, and leveraging the Microsoft 365 and Power Platform to quickly find an intelligent solution (BI) to fulfill the business need and ultimately help the business department to improve the productivity and...

  • Real Estate Associate

    5 days ago

    Toronto, Ontario, Ontario, Canada Peakhill Capital Full time

    Peakhill Equity Partners (“Peakhill”) is a Toronto-based real estate private equity investment firm that strategically invests in ground-up and value-add real estate projects in Canada and the United States. Peakhill typically invests as a co-general partner alongside experienced developers and operating partners, leveraging our leadership’s...

  • Category Analyst

    7 days ago

    Toronto, Ontario, Canada Randstad Canada Full time

    Exciting opportunity Randstad Finance & Accounting has partnered with one of Canada's leading CPG firms in their search for a Category Analyst. Do you enjoy analyzing and interpreting data? Do you like to turn insights into actions by identifying key opportunities to support the sales function? If so, then this 6-month contract might be the right opportunity...

  • Replenishment Analyst

    1 month ago

    Toronto, Ontario, Canada Canadian Tire Corporation Full time

    Please note that your application will be considered for the current and future hiring opportunities within this job posting. What You'll DoThe Replenishment Analyst role is a full-time permanent position, with learning and development opportunities including exposure to senior leaders, designation/certification/schooling support and mentorship. We also...

  • Quantitative Research Analyst

    3 weeks ago

    Toronto, Ontario, Canada Royal Bank of Canada Full time

    Job SummaryJob DescriptionWe are seeking a Quantitative Research Analyst to join the Quantitative Investments team at RBC Global Asset Management (RBC GAM). As a Quantitative Research Analyst, you will apply quantitative research methods to the development and enhancement of systematic and implementable investment models. Your success and that of the team...

  • Risk Analyst

    1 week ago

    Toronto, Ontario, Canada Randstad Canada Full time

    Do you have excellent Analytical thinking and reporting skills? Are you looking to gain experience within a top 5 bank? Do you have strong, influence, collaboration and negotiation skills? If so, this would be a great opportunity for youOur client, a top 5 bank, is looking for a Risk Analyst for a 12 month contract in Toronto. This is hybrid role - 3 days in...

  • Forecasting Analyst

    4 weeks ago

    Toronto, Ontario, Canada Canadian Tire Corporation Full time

    Please note that your application will be considered for the current and future hiring opportunities within this job posting. What you'll doThe Forecast Analyst plays a critical role in achieving our Sales, Inventory and Shipment plans for the assigned business category within Canadian Tire's assortment. The analyst leverages a wealth of historical data,...

  • Senior Risk Data Engineer/ Risk Data Scientist

    6 days ago

    Toronto, Ontario, Ontario, Canada Lorven Technologies Inc. Full time

    Senior Risk Data Engineer/ Risk Data Scientist Location: Toronto Job Type: ContractJob Description:• Experience working on projects (Agile methodologies) related to pricing/risk and Market and Credit/Counterparty data for Risk engines • Relevant Risk experience: Modeling of different product types including Bonds, Equity, FX etc. for Market and...

  • senior planning analyst

    4 weeks ago

    Toronto, Ontario, Canada CGI Njoyn Full time

    We are an organization comprised of industry thought leaders who are passionate about health data and want to make a difference in the health care field. We are an independent, not-for-profit organization and together with our partners we provide essential information on Canada's health systems, enabling decisions that lead to healthier Canadians. As a...

  • HRMS Analyst

    5 days ago

    Toronto, Ontario, Canada McCarthy Tetrault Full time

    At McCarthy Tétrault, we offer challenging and rewarding career opportunities and are delighted to have been selected for the eleventh consecutive year in 2023 as one of Canada's Top 100 Employers and one of Canada's Best Diversity Employers. Our culture is built on professional excellence, collaboration, innovation, thought leadership and...

  • Business analyst

    6 days ago

    Toronto, Ontario, Ontario, Canada TekStaff IT Solutions Full time

    This is a 12 months contract located in Toronto/Ontario, Hybrid(- 2 days a week in office).Managing trades in book of records trading system Trade affirmations Making sure trading risk is accurate on trade day, ensuring downstream process are not impacted. MUST HAVE: 1.) Ability to work under pressure 2.) Capital markets experience – 5 years 3.) MS...

  • Financial Analyst

    1 day ago

    Toronto, Ontario, Canada Canadian Tire Corporation Full time

    What you'll doThe Financial Analyst will play a key role within a dynamic team focused on efficient and accurate accounting for revenue and cost of goods sold using common information sources and practices. The incumbent will prepare and record journal entries, reconciliations and analysis. Ensuring accurate reporting and adherence to accounting standards...

  • Cost Control Analyst

    18 hours ago

    Toronto, Ontario, Canada Toronto Transit Commission (TTC) Full time

    JOB INFORMATION Requisition ID: 9468 Number of Vacancies: 1 Department: Accounting Services Financial Statements Salary Information: $63,299.60 - $79,060.80 Pay Scale Group: 6SA Employment Type: Regular Weekly Hours: 35, Off Days: Saturday and Sunday Shift: Day Posted On: May 28, 2024 Last Day to Apply: June 11, 2024 Reports to: Corporate Financial...

  • Senior Analyst, Procurement

    1 month ago

    Toronto, Ontario, Canada Home and Community Care Support Services Full time

    CARE AND BE CARED FOR - THIS IS YOUR HOME Are you a skilled procurement professional that strives for excellence and quality to create optimal value for the organization? Do you enjoy the challenge of leading large complex procurement initiatives? Are you passionate about exceptional health care and driven by a desire to help others? If so, take a look at...

  • Financial Analyst

    5 days ago

    Toronto, Ontario, Canada Cushman and Wakefield Full time

    Job TitleFinancial AnalystJob Description SummaryThe successful candidate will join Cushman & Wakefield's National Capital Markets Group. The candidate will gain experience modeling complex and sophisticated real estate capital structures, as well as benefit from broad real estate asset class exposure, inclusive of office, retail, industrial, multi-family,...

  • Analyst, Paid Social

    2 weeks ago

    Toronto, Ontario, Canada Canadian Tire Corporation Full time

    What You'll DoReporting to the Manager, Paid Social, the Analyst, Paid Social will be responsible for establishing digital market capabilities within the organization in order to deploy personalized digital marketing campaigns. The Analyst, Paid Social will provide day to day technical and analytical support with key focus on campaign trafficking, reporting...

  • Analyst, Sustainability

    5 days ago

    Toronto, Ontario, Canada QuadReal Full time

    About QuadReal Property Group QuadReal Property Group is a global real estate investment, operating and development company headquartered in Vancouver, British Columbia. Its assets under management total $73.8 billion. From its foundation in Canada as a full-service real estate operating company, QuadReal has expanded its capabilities to invest in equity and...

  • Financial Analyst

    3 days ago

    Toronto, Ontario, Canada Canadian Tire Full time

    What you'll doThe Financial Analyst will play a key role within a dynamic team focused on efficient and accurate accounting for revenue and cost of goods sold using common information sources and practices. The incumbent will prepare and record journal entries, reconciliations and analysis. Ensuring accurate reporting and adherence to accounting standards...