Vice President, Registration

1 month ago

Old Toronto Ontario, CA CIRO OCRI Full time

40 Temperance Street
Suite 2600
Toronto, ON M5H0B4, CAN

Description

Position Title: Vice President, Registration

Department: Registration

Location: Toronto

Status: Permanent, Full Time (Hybrid)

Reporting to the SVP, Enforcement and Registration, this position is responsible for providing leadership and oversight of CIRO’s registration function. The VP will have direct oversight of CIRO’s registration team located in Toronto and will also ensure that the registration activities under their responsibility are conducted in a consistent and timely manner across all CIRO offices, working closely with each of the Regional Directors. In partnership with the VP, Proficiency, the position will provide strategic leadership for the department to ensure the effective coordination between the registration and proficiency functions.

Key Responsibilities:

  • Oversee and manage the national Registration program to ensure consistent approach to registration matters including:
  • Individual approval and registration (where applicable) applications
  • Proficiency exemptions
  • Material Notices
  • Registration hearings and review
  • Provide direct oversight of the Toronto Registration team.
  • Provide expertise, advice, and direction on novel or complex registration matters, as required.
  • Act as an internal decision maker for registration matters, as required.
  • Collaborate with Membership Intake on Membership transactions.
  • Lead the development of registration-related rule and policy concept proposals, as required.
  • Set a dynamic culture that is open to change, seeking opportunities for continuous improvement.
  • Review and assess the department’s policies, procedures, and performance benchmarks to ensure their ongoing adequacy and effectiveness.
  • Oversee data reporting to the CSA members and other regulators under MOUs.
  • Develop and deliver staff training, as required.
  • In collaboration with VP, Proficiency, develop and execute on strategic plans, priorities and projects that align with CIRO priorities.
  • Maintain and develop effective working relationships with key internal and external stakeholders, including staff from the provincial securities commissions, CIRO advisory committees, and CIRO Regional Councils.

Education and Experience:

  • University degree. Business and/or Law Degree considered an asset.
  • Minimum of 5 years of senior management experience.
  • A regulatory background and/or experience as a Chief Compliance officer, senior compliance. officer or a senior supervisor in the investment industry considered an asset.

Key Skills and Competencies:

  • Demonstrated leadership and proven ability to manage a large and national team.
  • Advanced knowledge of relevant securities legislation and CIRO regulatory requirements. particularly those relating to registration.
  • Advanced knowledge of the securities industry, including operations, retail sales and compliance.
  • Strong analytical skills and ability to think strategically.
  • A proven ability to work productively and collaboratively with colleagues and various stakeholders.

While we appreciate receiving applications, only those applicants who closely meet the position requirements will be contacted.

CIRO is committed to employment practices that are inclusive and accessible. Accommodations for individuals with disabilities are available. Should you require accommodation, please contact Human Resources.

#J-18808-Ljbffr

  • Vice President, Registration

    1 month ago

    Old Toronto, Ontario, CA Canadian Investment Regulatory Organization Full time

    Toronto Head Office 40 Temperance Street Suite 2600 Toronto, ON M5H0B4, CAN Toronto Head Office 40 Temperance Street Suite 2600 Toronto, ON M5H0B4, CAN Position Title: Vice President, RegistrationDepartment: RegistrationLocation: TorontoStatus: Permanent, Full Time (Hybrid)Reporting to the SVP, Enforcement and Registration, this position is...

  • Vice President, Campaign

    1 month ago

    Old Toronto, Ontario, CA SickKids Foundation Full time

    SickKids Foundation Vice President, Campaign Philanthropy is a critical source of funding for SickKids, one of the world’s largest and most respected child health-care centres, treating more than 100,000 patients a year while driving research advances and providing training to the next generation of health-care leaders. Established in 1972, SickKids...

  • Vice President, Campaign

    1 month ago

    Old Toronto, Ontario, CA SickKids Foundation Full time

    SickKids FoundationVice President, CampaignPhilanthropy is a critical source of funding for SickKids, one of the world’s largest and most respected child health-care centres, treating more than 100,000 patients a year while driving research advances and providing training to the next generation of health-care leaders. Established in 1972, SickKids...

  • Vice President of Human Resources

    3 weeks ago

    Old Toronto, Ontario, CA Lock Search Group Full time

    ```html Confidential Search: Vice President of Human Resources Location: Greater Toronto Area (GTA), Ontario, Canada About the Organization A prominent healthcare organization in the Greater Toronto Area is searching for an accomplished and visionary Vice President of Human Resources to join their executive team. Committed to delivering exceptional patient...

  • Vice President Treasury

    1 month ago

    Old Toronto, Ontario, CA Stonewood Group Inc. Full time

    Our client is a leading North American provider of diversified environmental solutions offering services in solid waste management, liquid waste management and infrastructure implementation. The company’s corporate head office is based in the Greater Toronto Area.With significant growth plans and a slate of impressive institutional investors, our client is...

  • Vice President Technology

    1 month ago

    Old Toronto, Ontario, CA CLevelCrossing Full time

    Critical Mass' Technology Team has an opportunity for a Vice President, Technology to lead our BMW Group accounts, which includes BMW USA, MINI USA, and BMW FS. The group has a broad range of technology needs: strategy, client leadership, solution architecture, marketing automation, data engineering, talent scaling, and more. You’ll lead a growing...

  • Vice President/ Marketing

    4 weeks ago

    Old Toronto, Ontario, CA Centurion Asset Management Inc Full time

    Who We Are Centurion Asset Management Inc. is a recognized leader in the Investment and Property Management industries. Providing quality investments and housing for all its clients, our experienced team comprised of more than 280 Employees is a core component of Centurion’s success since 2003. Centurion Apartment Real Estate Investment Trust (“REIT”)...

  • Vice President Operations

    3 weeks ago

    Old Toronto, Ontario, CA Kim Cosic Consulting Inc. Full time

    Reporting directly to the Chief Executive Officer (CEO), the Vice President of Operations (Open to SVP) is responsible for overseeing the day-to-day operations and strategic initiatives.. As a key member of the executive leadership team (ELT), this role is crucial in delivering the business unit’s results, driving operational efficiency, optimizing...

  • Torlys names Jeano Bejjani vice president of marketing

    1 month ago

    Old Toronto, Ontario, CA Floor Covering News Full time

    Torlys names Jeano Bejjani vice president of marketing Home News Torlys names Jeano Bejjani vice president of marketing Toronto, Ontario—Torlys continues to expand its leadership team with the appointment of Jeano Bejjani to the position of vice president of marketing. Bejjani’s strategic acumen, planning and execution skills will be a key addition to...

  • Vice President, Corporate Development

    3 weeks ago

    Old Toronto, Ontario, CA People Corporation Full time

    We are seeking a Vice President, Corporate Development to join our team in Toronto, ON. At People Corporation we are committed to helping organizations succeed. We are a national provider of group benefits, health, wealth, and human resource consulting and administration. Our experts provide valuable insight and offer customized solutions designed to fit the...

  • Assistant Vice President, Pricing

    1 month ago

    Old Toronto, Ontario, CA ERGO Group AG Full time

    CompanyHSB CanadaLocationToronto, CanadaDriven by technology and fueled by innovation, HSB is Canada’s premier specialty insurance and applied technology services provider. Offering 150 years of technical and service excellence, we are focusing on emerging trends and unlocking new opportunities for clients. Today, we are accelerating, changing the future...

  • Regional Vice President, Canada

    4 weeks ago

    Old Toronto, Ontario, CA Christian Dior Couture Full time

    Position Title: Regional Vice President, Canada (Based in Toronto) REPORTS TO: Executive Vice President, Retail and Wholesale, North America Job Purpose The Regional Vice President, Canada will have supervisory responsibility for all Christian Dior Boutiques in the Canada Region. The current perimeter oversees 6 Boutiques total, with 3 based in Toronto, 1 in...

  • Regional Vice President, Canada

    4 weeks ago

    Old Toronto, Ontario, CA Christian Dior Couture Full time

    Title: Regional Vice President, Canada (Based in Toronto)REPORTS TO: Executive Vice President, Retail and Wholesale, North AmericaJob PurposeThe Regional Vice President, Canada will have supervisory responsibility for all Christian Dior Boutiques in the Canada Region. The current perimeter oversees 6 Boutiques total, with 3 based in Toronto, 1 in Montreal,...

  • Executive Assistant and National Registration Coordinator

    1 month ago

    Old Toronto, Ontario, CA Canadian Investment Regulatory Organization Full time

    Executive Assistant and National Registration Coordinator Job Category: Support StaffRequisition Number: EXECU002223Posted: July 23, 2024Full-Time, HybridLocations40 Temperance Street Suite 2600 Toronto, ON M5H0B4, CANDescriptionPosition title: Executive Assistant and National Registration CoordinatorDepartment: RegistrationRegion: TorontoStatus:...

  • Vice President, Property Operations

    3 weeks ago

    Old Toronto, Ontario, CA Centurion Asset Management Full time

    Who We Are Centurion Asset Management Inc. is a recognized leader in the Investment and Property Management industries. Providing quality investments and housing for all its clients, our experienced team comprised of more than 280 employees is a core component of Centurion’s success since 2003. Centurion Apartment Real Estate Investment Trust (“REIT”)...

  • Vice President

    4 weeks ago

    Old Toronto, Ontario, CA Checker Flag Leasing Inc Full time

    Location: TorontoReports to:PresidentCompany: Checker FlagChecker Flag Leasing is seeking an experienced and results-driven Vice President & General Manager (VP & GM) to lead future business growth and initiatives. Reporting directly to the CEO & President, the successful candidate will manage daily business activities, implement strategic initiatives, and...

  • Vice President

    1 month ago

    Old Toronto, Ontario, CA Checker Flag Leasing Inc Full time

    Location: TorontoReports to:PresidentCompany: Checker FlagChecker Flag Leasing is seeking an experienced and results-driven Vice President & General Manager (VP & GM) to lead future business growth and initiatives. Reporting directly to the CEO & President, the successful candidate will manage daily business activities, implement strategic initiatives, and...

  • Associate / Assistant Vice President, Investor Services | Toronto, CA

    1 month ago

    Old Toronto, Ontario, CA Brookfield Asset Management, Inc Full time

    Associate / Assistant Vice President, Investor Services Brookfield Asset Management, Inc Toronto, Canada Associate / Assistant Vice President, Investor Services Brookfield Asset Management, Inc Toronto, Canada Posted 24 days ago Permanent Competitive LocationBrookfield Place - 181 Bay StreetBusiness - Brookfield Oaktree Wealth SolutionsBrookfield Asset...

  • Assistant Vice President – Programs, Canada

    4 weeks ago

    Old Toronto, Ontario, CA AXIS Capital Full time

    Assistant Vice President – Programs, CanadaAssistant Vice President – Programs, CanadaApplylocations: Torontotime type: Full timeposted on: Posted 6 Days Agojob requisition id: REQ05551This is your opportunity to join AXIS Capital – a trusted global provider of specialty lines insurance and reinsurance. We stand apart for our outstanding client...

  • Associate Vice President, Water

    3 weeks ago

    Old Toronto, Ontario, CA R.V. Anderson Associates Limited Full time

    Associate Vice President, Water2001 Sheppard Ave E suite 300, North York, ON M2J 4Z8, CanadaReq #592Wednesday, August 21, 2024Your difference is the differenceDo you love to develop and share great ideas? Do you believe your insights can drive people forward? Do you appreciate working with others and building on mutual successes? Perfect. We do, too.As an...