Audit Manager, Wealth Management

1 week ago

Toronto, Ontario, Canada CIBC Full time
We're building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing what's right for our clients.

At CIBC, we embrace your strengths and your ambitions, so you are empowered at work.

Our team members have what they need to make a meaningful impact and are truly valued for who they are and what they contribute.

To learn more about CIBC, please visit

Job Description:

What you'll be doing


In this role you will participate in risk-focused audit testing of operational processes and controls, and provide leadership, insight and proactive advice to management and stakeholders on control weaknesses, inefficiencies and emerging risks to the bank by participating in audit engagements within the Wealth Management portfolio.


  • At CIBC we enable the work environment most optimal for you to thrive in your role. You'll have the flexibility to manage your work activities within a hybrid work arrangement where you'll spend 13 days per week onsite, while other days will be remote_


How you'll succeed- Audit execution - Assess key business risks and evaluate the design and operating effectiveness of related processes and controls; identify and communicate internal control weaknesses and inefficiencies to business line management.

Advise management and business partners of best practices and promote compliance with CIBC policies and procedures, and regulatory requirements.- Teamwork facilitation - Work collaboratively with audit management and other audit team members to plan and execute risk-based audit testing, report audit results, validate deficiency remediation, and perform continuous monitoring of management's control environment.

Participate on internal projects to improve and simplify audit processes.- Project management - Take ownership and effectively manage multiple audit assignments at different stages of the audit cycle and complete required tasks on a timely basis and in accordance with audit methodology standards.

Who you are- You can demonstrate experience in planning and executing audit testing. You have comprehensive knowledge and experience auditing operational processes and controls, regulatory requirements and risk management principles.

Knowledge of Wealth Management (Asset Management, Brokerage and Private Wealth Management) and the related regulatory environment within a large financial institution is preferred.

Professional designation such as CPA, CFA, CIA or equivalent would be an asset.- You understand that success is in the details.

You notice things that others don't. Your critical thinking skills help to inform your decision making.

You have good communication skills and documentation of audit results is sufficiently detailed, clear, concise and error free.- You give meaning to data.

You enjoy investigating complex problems, and making sense of information. You're confident using data analytics tools (e.g. Excel) and in your ability to communicate detailed information in an impactful way.- You're driven by collective success. You know that collaboration can transform a good idea into a great one.

You understand the power of an inclusive team that enjoys working together to bring a shared vision to life.- Values matter to you.

You bring your real self to work and you live our values - trust, teamwork and accountability.

What CIBC offers

At CIBC, your goals are a priority.

We start with your strengths and ambitions as an employee and strive to create opportunities to tap into your potential.

We aspire to give you a career, rather than just a paycheck.- We work to recognize you in meaningful, personalized, personalized ways including a competitive salary, incentive pay, banking benefits, a health benefits program, defined benefits pension plan, an employee share purchase plan and MomentMakers, our social, points-based recognition program.- Our spaces and technological toolkit will make it simple to bring together great minds to create innovative solutions that make a difference for our clients.- We cultivate a culture where you can express your ambition through initiatives like Purpose Day; a paid day off dedicated for you to use to invest in your growth and development.


What you need to knowYou need to be legally eligible to work at the location(s) specified above and, where applicable, must have a valid work or study permit.

Job Location

Toronto-81 Bay, 34th Floor

Employment Type

Regular

Weekly Hours

37.5

Skills:

Audit Engagements, Audit Methodology, Audit Processes, Audit Testing

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