Audit Manager Ii, Wealth Management

2 weeks ago

Toronto, Ontario, Canada TD Bank Full time
400803BR

Audit

Toronto, ON

February 23, 2023

Company Overview

Department Overview


Our team of trusted audit professionals interact with every part of the Bank to provide strategic guidance and independent oversight.

Through due diligence, and with a strong sense of integrity, we help mitigate potential risks to our business. At the heart of audit is our specialization in all the businesses across the bank.

Safeguarding the reputation of TD's good governance depends on us.


We're counted on to provide recommendations to enhance operational performance, at every single level to foster meaningful process improvements and ensure adherence to internal and external regulations.

We crunch the data, consult with our partners and stakeholders, and present our findings to mitigate the risks of today and around the corner and help keep our daily operations running smoothly for our customers.


Job Description:

As an

Audit Manager II, you'll provide oversight to complex audits and ensure completion for multiple business groups. You will be managing associated working relationships with business lines as per regulatory requirements. You're already well-seasoned for delivering audit analysis, standard reporting and operational support to the teams. You're coming to the table fully knowledgeable about the financial industry landscape and current market trends, and, here at TD, you'd be putting that insight into action.

  • Play a key role in developing and implementing programs to contribute to the strategic direction of the audit
  • Plan and lead audit activities that require alignment across multiple areas and execute followups of findings arising from internal audits and regulatory reviews as per the standards
  • Lead the ongoing audit communications and the reporting process with the client, senior management and external auditors
  • Guide the team and participate in identification, design, testing and implementation of a wide range of complex audit initiatives
  • Identify and resolve key issues by providing guidance for complex situations and report nonstandard issues to the appropriate levels and shareholders where required
  • Keep current on emerging trends and evolving regulatory requirements to find opportunities, and recommend improvement areas to senior management to increase the efficiency and effectiveness of the team
  • Build positive, diverse and open work environment by continually improving the efficiency, sharing deep knowledge and skills, and encouraging the team to deliver results

Requirements:

  • Over 7 years of experience with undergraduate degree or relevant professional certifications, accounting designations, or equivalent education
  • Advanced knowledge of business processes and operations, risk, change and project methodologies, organizational practices and business transformation
  • A strong team leader who can negotiate and influence key partners including employees
  • Aptitude in exercising sound judgment while making decisions and handle confidential information with discretion
  • Ability to work collaboratively and communicate effectively in both oral and written form
  • Deep knowledge of specialist auditing and integration of cross functional processes to undertake and complete a variety of audit projects and initiatives
Additional Information

LI-Hybrid

Hours

37.5

Inclusiveness


At TD, we are committed to fostering an inclusive, accessible environment, where all employees and customers feel valued, respected and supported.

We are dedicated to building a workforce that reflects the diversity of our customers and communities in which we live and serve.

If you require an accommodation for the recruitment/interview process (including alternate formats of materials, or accessible meeting rooms or other accommodation), please let us know and we will work with you to meet your needs.

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