![Richardson Wealth Ltd](https://media.trabajo.org/img/noimg.jpg)
Associate, Equity Capital Markets
1 week ago
About Us:
As a leading Canadian wealth management organization, Richardson Wealth offers the personal touch of a boutique firm while delivering big results.
Where we're going:
We want to be the brand of choice for Canada's top advisors and their high-net-worth clients. We also have an ambitious growth strategy to triple our Assets under Administration (AUA) to $100 billion by 2025.
To reach our goals, we are making strategic investments in technology, real estate and, most importantly, our people.
Position Overview
The role will entail assisting senior members of the Equity Capital Markets Team to support Richardson Wealth's network of Investment Advisors in the area of Private Placement deal flow and settlement.
The Capital Markets group is seeking a highly detailed, self-starter.One should expect to interact with both internal and external parties including Issuers, Investment Advisors and Lawyers to facilitate the distribution and settlement of private placements.
Thus, they will need to be a strong and succinct communicator with the ability to connect. They should also expect to work with various internal departments such as Operations and Compliance to meet business needs.Responsibilities:
- Facilitation of nonbrokered private placements which include collecting, reviewing & submitting subscriptions agreements; managing communication to the Investment Advisors, Issuers, Operations and Compliance
- Ticketing and coordination of settlement with operations & Issuers
- Assist in the execution of brokered financings, which includes communicating with other dealers, organizing and tracking orders, and overseeing the completion of deals alongside back office departments
- Cooperate with other internal departments to make sure internal policies are enforced
- Using Dataphile and NIAD for daily inventory management and reconciliation
- Deal flow management for Private Placements
- Assist in other transaction execution tasks as required
- Other functions as required by the group
Qualifications:
- 5+ years of experience in financial services industry, including 2+ years of experience in capital markets
- Experience working with Investment Advisors
- Energetic selfstarter who is flexible, organized, conscientious, proactive, and detailoriented
- Demonstrated sense of personal accountability and urgency for achieving results
- Ability to work effectively, as well as independently, in a team environment
- Advanced Microsoft Office (Word, Excel, Outlook and PowerPoint) skills
- Excellent verbal, written, and interpersonal communication skills
- Strong analytical skills with high attention to detail and accuracy
- Knowledge of Dataphile & NIAD preferred
- Post secondary education in a related discipline would be an asset
- The completion of the Canadian Securities Course and Conduct and Practice Handbook would be an asset
Why Apply:
Our firm is only as good as the people who work here. Our employees are exceptional because they combine in-depth expertise with enthusiasm, understanding and energy.
From our front office talent to our colleagues behind the scenes, we have one focus:
to ensure our people thrive here more than anywhere else. Are you innovative, self-driven, customer-focused, and customer-centric?
If so, we're ready to invest in you.
We proudly support the Black Opportunity Fund, Pride at Work Canada, and Women's Executive Network.
-
Analyste Marketing/Marketing Analyst
1 week ago
Toronto, Ontario, Canada RBC Capital Markets Full time2025 Capital Markets, Global Markets Program Summer Analyst (4 Months) at RBCRBC Capital Markets is a key part of the Royal Bank of Canada, a leading provider of financial services globally. With a strong presence in North America and high credit ratings, our Global Markets division offers top-notch sales, trading, structuring, research, and advisory...
-
Associate Director, Internal Sales
1 week ago
Old Toronto, Ontario, Canada Capital Markets Advisors LLC Full timeAssociate Director, Internal Sales- Bilingual Part Time / Full Time Associate Director, Internal Sales- BilingualCMA is boutique Consultancy & Recruiting firm specializing in the Financial Services sector, we are representing a distinguished asset management firm that is seeking a talented Associate Director, Inside Sales to join their dynamic team. As the...
-
Associate, Private Capital Markets
1 week ago
Toronto, Ontario, Canada Equiton Partners Inc. Full timeAssociate, Capital Market Sales - Downtown Toronto About Equiton: Founded in 2015, Equiton is a recognized leader in private equity investments and is approaching half a billion in assets under management. Our exponential growth is a direct outcome of our leadership team understanding how the industry works and how to create long-term wealth through real...
-
Research Associate, Atb Capital Markets
1 week ago
Toronto, Ontario, Canada ATB Financial Full timeATB Capital Markets, a division of ATB Financial, is a fully integrated broker dealer providing a full suite of financial service solutions for the treasury, finance, capital markets and advisory needs of its corporate clients including:Corporate banking, loan syndications and project finance Debt capital, equity capital and financial markets Institutional...
-
Executive Assistant, Equity Capital Markets
2 weeks ago
Toronto, Ontario, Canada Canadian Imperial Bank of Commerce Full timeExecutive Assistant, Equity Capital Markets page is loaded Executive Assistant, Equity Capital Markets Apply locations Toronto, ON time type Full time posted on Posted 2 Days Ago job requisition id We're building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing what's right for our...
-
Associate Director, Internal Sales
1 week ago
Old Toronto, Ontario, Canada Capital Markets Advisors LLC Full timeAssociate Director, Internal Sales - Bilingual Part Time / Full Time Associate Director, Internal Sales - BilingualCMA is boutique Consultancy & Recruiting firm specializing in the Financial Services sector, we are representing a distinguished asset management firm that is seeking a talented Associate Director, Inside Sales to join their dynamic team. As the...
-
Equity Research Associate
1 week ago
Toronto, Ontario, Canada BMO Financial Group Full time100 King Street West Toronto Ontario,M5X 1A1BMO Capital Markets is a leading, full-service financial services provider. We offer corporate and investment banking, treasury management, as well as research and advisory services to clients around the world. #bmocapitalmarketsBMO Capital Markets is a leading, full-service North American-based financial services...
-
Old Toronto, Ontario, Canada Canadian Imperial Bank of Commerce Full timePrivate Equity Fund Analyst - Capital Markets Accounting page is loaded Private Equity Fund Analyst - Capital Markets Accounting Apply locations Toronto, ON time type Full time posted on Posted 2 Days Ago job requisition id We're building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to...
-
Equity Research Associate
1 week ago
Toronto, Ontario, Canada BMO Financial Group Full time100 King Street West Toronto Ontario,M5X 1A1BMO Capital Markets is a leading, full-service financial services provider. We offer corporate and investment banking, treasury management, as well as research and advisory services to clients around the world. #bmocapitalmarketsBMO Capital Markets is a leading, full-service North American-domiciled financial...
-
Investment Banking Associate
1 week ago
Toronto, Ontario, Canada Agentis Capital Full timeInvestment Banking Associate Location Vancouver,BC :Our Firm Agentis acts as a sell-side and buy-side advisor on a wide variety of global transactions including renewable power, energy, digital, transportation, and public-private partnerships. Our clients include leading infrastructure funds, pension funds, contractors, and governments. Agentis Capital...
-
Investment Associate, Capital Markets
1 week ago
Toronto, Ontario, Canada Ontario Teachers' Pension Plan Full timeThe opportunity Are you looking for an exciting opportunity to join a dynamic and innovative team of investment professionals? Do you have a passion for technology and data analytics, and a keen interest in absolute/relative return strategies? If so, we want to hear from you We are seeking an Associate to join our External Managers Group (XMG), a team that...
-
Real Estate Associate
1 month ago
Toronto, Ontario, Ontario, Canada Peakhill Capital Full timePeakhill Equity Partners (“Peakhill”) is a Toronto-based real estate private equity investment firm that strategically invests in ground-up and value-add real estate projects in Canada and the United States. Peakhill typically invests as a co-general partner alongside experienced developers and operating partners, leveraging our leadership’s...
-
Real Estate Associate
4 weeks ago
Toronto, Ontario, Ontario, Canada Peakhill Capital Full timePeakhill Equity Partners (“Peakhill”) is a Toronto-based real estate private equity investment firm that strategically invests in ground-up and value-add real estate projects in Canada and the United States. Peakhill typically invests as a co-general partner alongside experienced developers and operating partners, leveraging our leadership’s...
-
Senior Search Associate, Marketing
1 week ago
Toronto, Ontario, Canada Capital One Canada Full time161 Bay Street , Canada, Toronto,Toronto, Ontario,Senior Search Associate, Marketing Overview As a Senior Search Associate, you will join the Performance Marketing team and be a part of a collaborative cross-functional team responsible for driving customer growth and efficiency across Search. In this role, you will partner with leads across the business...
-
Associate, Institutional Equity Research
1 week ago
Toronto, Ontario, Canada CIBC Full timeWe're building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing what's right for our clients.At CIBC, we embrace your strengths and your ambitions, so you are empowered at work. Our team members have what they need to make a meaningful impact and are truly valued for who they are and...
-
Toronto, Ontario, Canada Collins Recruitment Group Full timeThe Role: Senior Associate/Associate Financial Advisor - Private Investment Fund Sales (Private Equity Real Estate) Our client is a recognized leader in private equity investments and is has 1 billion in assets under management. Their exponential growth is a direct outcome of their leadership team understanding how the industry works and how to create...
-
Investment Associate, Capital Markets
1 week ago
Toronto, Ontario, Canada Ontario Teachers' Full timeThe opportunity We are looking for an Associate to join our Private Credit team. Based in Toronto, you will be an integral part of the team focused on direct private credit investments globally, and play a key role in evaluating investment opportunities, executing transactions, and monitoring existing portfolio investments. Get the chance to define and...
-
Investment Associate, Capital Markets
1 week ago
Toronto, Ontario, Canada Ontario Teachers' Pension Plan Full timeThe opportunity- Exciting opportunity for an Investment Associate to join our External Managers Group (XMG) based in Toronto ON. We are looking for future portfolio managers Being an Associate in XMG offers an excellent opportunity to start down that path and gain first-hand experience with a wide variety of absolute return strategies.- This role requires...
-
Investment Associate, Capital Markets
1 week ago
Toronto, Ontario, Canada Ontario Teachers' Pension Plan Full timeThe opportunity Are you passionate about the Credit Market? We are growing We are seeking an Associate to join the Credit team responsible for supporting a fundamentally focused, bottoms up credit portfolio across public markets in Investment Grade, High Yield, and Leveraged Loans, focused on delivering significant valueadd over and above a credit benchmark....
-
Toronto, Ontario, Canada Collins Recruitment Group Full timeThe Role:Senior Associate/Associate Financial Advisor - Private Investment Fund Sales (Private Equity Real Estate)Company summary:Our client is a recognized leader in private equity investments and is has 1 billion in assets under management. Their exponential growth is a direct outcome of their leadership team understanding how the industry works and how to...