financial compliance officer
1 week ago
- Education: Bachelor's degree
- Experience: 1 year to less than 2 yearsTasks
- Identify clients' financial goals and objectives
- Analyze clients' financial records
- Develop financial plans for clients
- Make recommendations concerning cash management, insurance coverage, investment planning, retirement and estate planning
- Review and examine financial services and institutions to ensure compliance with governing legislation and regulation
- Investigate possible unethical conduct or breeches of securities or commodity futures lawSecurity and safety
- Criminal record checkPersonal suitability
- Efficient interpersonal skills
- Excellent oral communication
- Excellent written communication
- InitiativeScreening questions
- Are you currently legally able to work in Canada?
- Are you willing to relocate for this position?
- Do you have previous experience in this field of employment?
- What is the highest level of study you have completed?
- Work Term: Permanent
- Work Language: English
- Hours: 30 hours per week
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