Analyst, Policy and Compliance

3 weeks ago

Waterloo ON, Canada Compunnel Inc. Full time

Story Behind the Need
~ Business group: Detail LOB & team’s purpose at the bank: Our AML Operations Team within the Compliance Group is dedicated to ensuring we comply with all regulations. We handle operations and associated investigations to maintain regulatory compliance. We are looking to hire someone with a strong background in AML who can conduct AML assessments for both the banking side and non-bank products. Experience in banking, insurance, and AML is essential.


Candidate Value Proposition
~ The successful candidate will have the opportunity to work, gaining valuable experience with AML and insurance. This role offers exposure to learning about the insurance industry. Our team is currently undergoing a transformation, presenting a huge opportunity to showcase your skills and truly shine by sharing your knowledge. We are looking for individuals who bring AML experience and are ready to go above and beyond. This is a fantastic time to stand out and make a significant impact. We are seeking stars who are eager to start their careers.


Job Description:

Summary: The AML/ATF Operations team is responsible for complying with the anti-money laundering/anti-terrorist financing (AML/ATF) regulations on behalf of all Canadian domiciled entities. This includes: The Investment Management Limited, Wealth, Investments and Bank and Trust. Reporting to the AML/ATF Program Manager, the AML Compliance Analyst will be responsible for the effective investigation and case management of watch list scanning and transaction scenario monitoring for all lines of business in accordance with AML/ATF policies and procedures.

Position Responsibilities:
Conduct AML assessments based on referrals from Business Areas and determine the appropriate course of action based on unusual activity.
Assess daily transaction monitoring alerts, understanding the indicators, facts, and context of the transaction activity.
Investigate and assess the risk of alerts identified by customer risk assessment tools using judgment and knowledge of money laundering patterns to assess whether transactions are suspicious; conduct investigations; make recommendations as to the appropriate course of action and document details of suspicion where required.
Maintain proper records and audit trails of investigation activity and disposition actions for all alerts, ensuring compliance with regulatory filing requirements.
Assess daily ATF/PEP/Country watch list alerts to determine if watch list record has a business relationship; and performing enhanced due diligence as required with appropriate reporting.

Required Qualifications:
~2+ years of AML/ATF experience.
~ Understanding of AML/ATF regulations and risk management.
~ Effective analytical skills and strong oral and written communication skills
~ Strong time management with ability to take responsibility and operate independently to ensure that compliance objectives are achieved.
~ Minimum 6 months of Banking or finance industry experience


Preferred Qualifications:
Solid experience with AML/ATF management & reporting systems (e.g., PRM, FCRM, FWR).
Strong knowledge of all products, processes, and systems.
Banking and/or Securities sector AML/ATF experience
CAMS certification.
Bilingual in French.

Education:
Bachelor's degree
Certifications: CAMs is preferred.

  • Analyst, Policy and Compliance

    7 days ago

    Waterloo, Canada Compunnel Inc. Full time

    Story Behind the Need ~ Business group: Detail LOB & team’s purpose at the bank: Our AML Operations Team within the Compliance Group is dedicated to ensuring we comply with all regulations. We handle operations and associated investigations to maintain regulatory compliance. We are looking to hire someone with a strong background in AML who can conduct...

  • Policy Pricing Analyst

    4 days ago

    Waterloo, Ontario, Canada Definity Financial Corporation Full time

    We are seeking a Policy Pricing Analyst to join our team at Definity Financial Corporation. As a Policy Pricing Analyst, you will be responsible for ensuring compliance with provincial auto insurance regulations. You will develop and apply knowledge of product solutions, types of risks, and Economical processes.You will work closely with the IRCA team to...

  • Compliance Analyst

    4 days ago

    Waterloo, Canada Sun Life Full time

    You are as unique as your background, experience and point of view. Here, you’ll be encouraged, empowered and challenged to be your best self. You'll work with dynamic colleagues - experts in their fields - who are eager to share their knowledge with you. Your leaders will inspire and help you reach your potential and soar to new heights. Every day, you'll...

  • Compliance Analyst, Policy Governance and Regulatory Change Management

    3 weeks ago

    Toronto, ON, Canada EQ Bank | Equitable Bank Full time

    Join a Challenger Being a traditional bank just isn’t our thing. We are big believers in innovating the banking experience because we believe Canadians deserve better options, and we challenge ourselves and our teams to creatively transform what’s possible in banking. Our team is made up of inquisitive and agile minds that find smarter ways of doing...

  • Manager, Policy

    4 days ago

    Waterloo, Canada Definity Financial Corporation Full time

    Job ID : 7390 Category: Brand : Definity Regular/Temporary : Regular Fulltime/Parttime : Full Time Location : Waterloo, Canada Posting Range : $74,100 - $136,500 Definity is the parent company to some of Canada’s most long-standing and innovative insurance brands, including Economical Insurance, Sonnet Insurance, Family Insurance Solutions, and Petline...

  • Compliance Analyst

    4 days ago

    Waterloo, Canada Sun Life Full time

    You are as unique as your background, experience and point of view. Here, you’ll be encouraged, empowered and challenged to be your best self. You'll work with dynamic colleagues - experts in their fields - who are eager to share their knowledge with you. Your leaders will inspire and help you reach your potential and soar to new heights. Every day, you'll...

  • HR Policy

    1 week ago

    Waterloo, Canada Magnet Forensics Full time

    Who We Are; What We Do; Where We’re Going- Magnet Forensics is a global leader in the development of digital investigative software that acquires, analyzes and shares evidence from computers, smartphones, tablets and other IoT related devices. We are continually innovating so that our customers can deploy advanced and effective tools to protect their...

  • Sox Compliance Analyst

    2 weeks ago

    Waterloo, Canada BlackBerry Full time

    Worker Sub-Type: Regular **Job Description**: SOX Compliance Analyst Reporting to the Director SOX Compliance, the SOX Compliance Analyst will assist with BlackBerry’s SOX Program to meet corporate regulatory compliance requirements. This includes assisting with control design, control testing, and consulting the business on compliance results and...

  • Principal Security Compliance Analyst

    4 days ago

    Waterloo, Canada opentext Full time

    **OPENTEXT - THE INFORMATION COMPANY** As the Information Company, our mission at OpenText is to create software solutions and deliver services that redefine the future of digital. Be part of a winning team that leads the way in Enterprise Information Management. **The Opportunity** The Principal, Security Compliance Analyst will have the opportunity to...

  • Compliance Analyst II

    3 weeks ago

    Waterloo, ON, Canada Compunnel Inc. Full time

    Story Behind the Need Business group: Detail LOB & team’s purpose at the bank: Our AML Operations Team within the Compliance Group is dedicated to ensuring we comply with all regulations. We handle operations and associated investigations to maintain regulatory compliance. We are looking to hire someone with a strong background in AML who can conduct AML...

  • Compliance Analyst II

    3 weeks ago

    Waterloo, ON, Canada Compunnel Inc. Full time

    Story Behind the Need Business group: Detail LOB & team’s purpose at the bank: Our AML Operations Team within the Compliance Group is dedicated to ensuring we comply with all regulations. We handle operations and associated investigations to maintain regulatory compliance. We are looking to hire someone with a strong background in AML who can conduct AML...

  • Principal Security Compliance Analyst

    2 weeks ago

    Waterloo, Canada Open Text Corporation Full time

    **Principal Security Compliance Analyst**: - Req id: 36214- Waterloo, ON, CA**OPENTEXT - THE INFORMATION COMPANY** As the Information Company, our mission at OpenText is to create software solutions and deliver services that redefine the future of digital. Be part of a winning team that leads the way in Enterprise Information Management. **The...

  • Compliance Analyst

    2 weeks ago

    Waterloo, Ontario, Canada Recrute Action Full time

    Compliance Analyst (AML / ATF) Our client in the insurance industry is seeking a skilled professional to support their AML Operations Team within the Compliance Group. This team ensures compliance with anti-money laundering (AML) and anti-terrorist financing (ATF) regulations across various Canadian-domiciled entities, including insurance, investment...

  • Compliance Analyst

    4 weeks ago

    Waterloo, Ontario, Canada freelance Full time

    Compliance Analyst (AML / ATF) Our client in the insurance sector is seeking a dedicated professional for a hybrid position based in Waterloo, Ontario. This opportunity involves contributing to the Anti-Money Laundering (AML) Operations Team within the Compliance Group, addressing both banking and non-bank products. The successful candidate will play a...

  • Lead Grc Technology Analyst

    2 weeks ago

    Waterloo, Canada opentext Full time

    **OPENTEXT - THE INFORMATION COMPANY** As the Information Company, our mission at OpenText is to create software solutions and deliver services that redefine the future of digital. Be part of a winning team that leads the way in Enterprise Information Management. **The Opportunity** **Lead GRC Technology Analyst** will have the opportunity to impact...

  • Compliance Analyst, Manulife Bank

    2 weeks ago

    Waterloo, Canada Manulife Full time

    **_Are you looking for a supportive, collaborative workplace with great teams and inspiring leaders? You’ve come to the right place. We’re looking for ambitious people who share our values and want to make every day better for people around the world. If this sounds like you, and the career below sounds exciting, we’d like to hear from you....

  • Compliance Analyst II

    3 weeks ago

    Waterloo, Canada Compunnel Inc. Full time

    Story Behind the Need Business group: Detail LOB & team's purpose at the bank: Our AML Operations Team within the Compliance Group is dedicated to ensuring we comply with all regulations. We handle operations and associated investigations to maintain regulatory compliance. We are looking to hire someone with a strong background in AML who can conduct AML...

  • Compliance Analyst II

    1 week ago

    Waterloo, Ontario, Canada Compunnel Inc. Full time

    Story Behind the Need Business group: Detail LOB & team's purpose at the bank: Our AML Operations Team within the Compliance Group is dedicated to ensuring we comply with all regulations. We handle operations and associated investigations to maintain regulatory compliance. We are looking to hire someone with a strong background in AML who can conduct AML...

  • Compliance Analyst II

    2 days ago

    Waterloo, Ontario, Canada Compunnel Inc. Full time

    Story Behind the Need Business group: Detail LOB & team's purpose at the bank: Our AML Operations Team within the Compliance Group is dedicated to ensuring we comply with all regulations. We handle operations and associated investigations to maintain regulatory compliance. We are looking to hire someone with a strong background in AML who can conduct AML...

  • Analyste Governance, Compliance

    3 weeks ago

    Toronto, ON, Canada EQ Bank | Equitable Bank Full time

    Being a traditional bank just isn’t our thing. We are big believers in innovating the banking experience because we believe Canadians deserve better options, and we challenge ourselves and our teams to creatively transform what’s possible in banking. Our team is made up of inquisitive and agile minds that find smarter ways of doing things. Overall we...