Project Regulatory Specialist
Found in: Jooble CA O C2 - 2 weeks ago
Fasken is a leading international business law and litigation firm, and was recently voted one of Canada’s Best Employers for 2023. Our firm’s 950 lawyers are located across offices in Vancouver, Surrey, Calgary, Toronto, Ottawa, Montréal, Québec City, London and Johannesburg And an office in the professional and retail district known as Taza (/Ta-Zah/) on Tsuut’ina lands. Providing strategic and thoughtful advice in all areas of business law, our broad range of clients include close to half of the Fortune 100 companies, as well as corporate clients, government agencies, regulatory authorities, non-profit bodies and individuals.
Our clients interests are paramount in all that we do and we take pride in supporting our communities. Reporting to the Manager, Compliance, the Compliance Analyst will support Firm members with client and file openings, conflicts of interest analysis and Know-Your-Client rules, amongst other responsibilities. The Compliance Analyst will play a critical role in ensuring the Firm and its members adhere to regulatory requirements, industry standards, and internal policies and procedures. You will be responsible for identifying potential compliance risks and implementing strategies to mitigate those risks.
Researching websites for information about corporate affiliations on clients and parties;
Reviewing New Business Intake forms and ensuring adherence to regulatory requirements and internal policies and procedures;
Training legal assistants and other internal stakeholders on compliance activities and procedures;
Providing ongoing support to legal assistants and lawyers;
Developing familiarity with Firm professional practices policies and answer inquiries as appropriate; Assisting with special projects when needed.
University degree in Law, Business, Social Sciences, or a related field;
Knowledge and prior experience in a professional services firm (legal, accounting, consulting);
Previous experience in conducting conflict searches, an asset;
Good working knowledge of Know Your Client (KYC) Rules, an asset.---
Flexible medical and dental benefits (effective from day 1)
Short term and long term disability insurance
Group retirement savings plan with matching contributions
Flexible working arrangements
Opportunities to give back to your community through firm initiatives
Diversity and Inclusion
At Fasken we believe a diverse workplace comprises individuals with unique backgrounds, characteristics and qualities. Fasken is committed to diversity and inclusion in all that we do.
It is important to our Firm that all its members, including those with disabilities, find our workplace to be welcoming and supportive. Reasonable accommodations are available on request for candidates with disabilities taking part in all aspects of the selection process.
the base pay offered is based on location and may vary depending on job-related knowledge, skills, experience, internal and market equity.
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