Jobs: compliance manager

**Position Overview**: The Compliance Manager reports to the Chief Compliance Officer (CCO) and will be responsible for helping maintain the integrity of the firm by ensuring compliance with all regulatory requirements as well as internal policies and procedures. This position will support the maintenance of the Compliance Program that ensures adherence to...

Role summary: Manages day-to-day activities and operations for a team of associates within the Legal and Compliance group. Manages, coaches and oversees the performance and development of a team of associates. Anticipates future business needs and identifies opportunities to enhance Legal and Compliance’s services. Uses professional concepts, business...

Responsible for the design, implementation, and maintenance of the compliance program of the group. - Prepare and respond to regulatory enquiries and manage examinations - Research and report on regulatory developments and make suggestions with respect to related compliance policy and procedure enhancements. - Compliance Management Program: develop and...

**Job Summary** **What is the opportunity?** The Compliance Manager is responsible for executing and leading reviews of RBC Wealth Management locations with the objective of evaluating the effectiveness of regulatory & internal policies, operational controls, and regulatory compliance monitoring. **What will you do?** - Plan and execute comprehensive...

Job Description Bhubaneswar **Experience**: 12 to 15 years Job Profile Develop and maintain an effective compliance program aligned with industry standards and applicable laws and regulations. Establish policies, procedures, and controls to mitigate compliance risks and promote ethical behavior. Develop and implement a robust quality management system in...

Manager, Compliance **Responsibilities** - Ensure all Compliance Officers remain current with regulations and complete the necessary counterpart training related to Screening Contractor Training Representative (SCTR) positions - Manage the day-to-day activities of Compliance Officers, including creating audit schedules for the various regional airports,...

Position Job Title: Compliance Manager Location: Niagara Falls, ON (Hybrid) Reports To : Executive Director, Regulatory Compliance & Risk Management Overview The University of Niagara Falls Canada (UNF), Ontario’s newest university set to open its doors in 2024, will be offering a host of distinctive undergraduate and graduate programs to...

Position Job Title: Compliance Manager Location: Niagara Falls, ON (Hybrid) Reports To : Executive Director, Regulatory Compliance & Risk Management Overview The University of Niagara Falls Canada (UNF), Ontario’s newest university set to open its doors in 2024, will be offering a host of distinctive undergraduate and graduate programs to prepare...

Position Job Title: Compliance Manager Location: Niagara Falls, ON (Hybrid) Reports To: Executive Director, Regulatory Compliance & Risk Management OverviewThe University of Niagara Falls Canada (UNF), Ontario’s newest university set to open its doors in 2024, will be offering a host of distinctive undergraduate and graduate programs to prepare...

Position Job Title: Compliance Manager Location: Niagara Falls, ON (Hybrid) Reports To: Executive Director, Regulatory Compliance & Risk Management OverviewThe University of Niagara Falls Canada (UNF), Ontario’s newest university set to open its doors in 2024, will be offering a host of distinctive undergraduate and graduate programs to prepare...

Manager, ComplianceWe are hiring a Manager, Compliance based out of Edmonton Airport.Why Paladin? Paladin Airport Security Services (PASS) has a diverse workforce. We believe in and are committed to a workplace culture of respect, inclusion, and diversity.  You receive top industry wagesYou have the opportunity to advance and grow your career  You...

Job SummaryJob DescriptionWhat is the opportunity?The Compliance Manager is responsible for executing and leading reviews of RBC Wealth Management locations with the objective of evaluating the effectiveness of regulatory & internal policies, operational controls, and regulatory compliance monitoring.What will you do?Plan and execute comprehensive...

Responsibiliites: - Build and maintain positive working relationships with stakeholders, along with management in support of Compliance processes and practices. - Manage and work through hazardous material permits and licensing reports for Canada. - Coordinate with various regulating agencies for transportation and site permits and updates, as required, as...

Job SummaryJob DescriptionWhat is the opportunity?The Compliance Manager is responsible for executing and leading reviews of RBC Wealth Management locations with the objective of evaluating the effectiveness of regulatory & internal policies, operational controls, and regulatory compliance monitoring.What will you do?Plan and execute comprehensive...

Position Job Title: Compliance Manager Location: Niagara Falls, ON (Hybrid) Reports To : Executive Director, Regulatory Compliance & Risk Management Overview The University of Niagara Falls Canada (UNF), Ontario’s newest university set to open its doors in 2024, will be offering a host of dist

Job SummaryJob DescriptionWhat is the opportunity?The Compliance Manager is responsible for executing and leading reviews of RBC Wealth Management locations with the objective of evaluating the effectiveness of regulatory & internal policies, operational controls, and regulatory compliance monitoring.What will you do?Plan and execute comprehensive...

Job SummaryJob DescriptionWhat is the opportunity?The Compliance Manager is responsible for executing and leading reviews of RBC Wealth Management locations with the objective of evaluating the effectiveness of regulatory & internal policies, operational controls, and regulatory compliance monitoring.What will you do?Plan and execute comprehensive...

Job SummaryJob DescriptionWhat is the opportunity? To provide compliance support and advice to the Wealth Management Canada business, including RBC Phillips, Hager & North Investment Counsel, RBC Private Counsel USA and RBC Royal Trust, including drafting policies and procedures, producing reports for senior management and the board of directors and...

Job SummaryJob DescriptionWhat is the opportunity? To provide compliance support and advice to the Wealth Management Canada business, including RBC Phillips, Hager & North Investment Counsel, RBC Private Counsel USA and RBC Royal Trust, including drafting policies and procedures, producing reports for senior management and the board of directors and...

Job SummaryJob DescriptionWhat is the opportunity? To provide compliance support and advice to the Wealth Management Canada business, including RBC Phillips, Hager & North Investment Counsel, RBC Private Counsel USA and RBC Royal Trust, including drafting policies and procedures, producing reports for senior management and the board of directors and...