Supervising Portfolio Manager

4 weeks ago

Toronto, Canada CI Financial Full time

At CI, we see a great place to work as one that is a safe place for everyone to have a voice, where people are empowered to take ownership over meaningful work, where there is an opportunity to grow through stretching themselves, where they can work on innovative products and projects, and where employees are supported and engaged in doing so. 

We are currently seeking a Supervising Portfolio Manager to oversee CI Assante Wealth Management's Managed Account Program. This program is a new line of business and is one of the key initiatives to expand our wealth management platform, one of three strategic priorities for CI Financial. The successful candidate will have the opportunity to help grow our suite of managed programs including Portfolio Managed Accounts, SMA and UMA.

We’re looking for someone with fresh new ideas to ensure the delivery of a best in class program. This role will be part of the team responsible for delivering the technology, product and services to attract new Portfolio Managers to Assante. This business will marry our history of delivering comprehensive investment, retirement, insurance, estate and tax planning advice to clients with the ability to provide institutional level portfolio manager capabilities.

WHAT YOU WILL DO

Provide strategic input into the development of Assante’s discretionary Advisor managed, SMA and UMA programs including but not limited to platform, fee structure and product development. Act as the Designated Managed Account Supervisor, responsible for all Managed Accounts at Assante including quarterly account oversight reviews of all households in the program to ensure that each managed portfolio conforms to the clients Investment Policy Statement, program investment guidelines and regulatory requirements. Act as a relationship manager with Assante discretionary Portfolio Managers in coaching on various investment related and oversight matters. Oversee the Supervision delegated to Compliance of Managed Accounts, working to resolve any issues identified as part of the monthly and quarterly oversight process and escalate issues where necessary. Act as Chairman to the Managed Accounts Committee Responsible for oversight of all Sub Managed programs Responsible for two-year supervision of all Associate Portfolio Managers Complete suitability reviews of Investment Policy Statements for Associate Portfolio Managers. Oversee the tracking process to ensure Investment Policy Statements are updated at least annually as needed. Point of contact for internal auditors and facilitates responses to inquiries for external audits in coordination with the Supervising Portfolio Manager. Subject matter expert on Product Risk Ratings and Classifications

  Key Interactions

The following internal interactions constitute an integral part of this position:

Direct report to VP Business Service and Support, along with high level interactions with Assante Executive team, and internal and third-party Portfolio Managers, Business Development Field team, Managed Accounts Committee, Branch Managers, and internal partners including CI product development, Branch practices, Operations, and Registrations.

WHAT YOU WILL BRING

University or college degree (or equivalent experience) Canadian Investment Manager or Chartered Financial Analyst designation 10+ years securities industry experience with at least 7+ years of Supervisory and Portfolio Management Experience Minimum of three years as a Registered Representative or a Research Analyst for a Dealer Member Completion of applicable securities industry courses offered by the Canadian Securities Institute including Canadian Securities Course, and the Conducts and Practices Handbook Course. Field experience dealing directly with Investment Advisors and Portfolio Managers. Thorough understanding of Securities Industry products Demonstrated knowledge and understanding of the relevant securities legislation and SRO rules and regulations. Superior oral and written communication skills Strong problem-solving and decision-making skills with ability to effectively communicate with senior managers and executives. Demonstrated ability to build strong collaborative business relationships. Well organized, detail oriented with the ability to execute well in a multi-task environment

WORKING CONDITIONS

Some travel within Canada may be required to visit and supervise Assante’s Portfolio Managers

CI Financial is an independent company offering global wealth management and asset management advisory services through diverse financial services firms. Since 1965, we have consistently anticipated and responded to the changing needs of investors. We are driven by a commitment to provide individuals and institutions with the highest-quality investments and advice. Our commitment to the highest levels of performance means that whatever their position, CI employees must be comfortable in a fast-paced environment that will stretch them to tap into their highest potential. Employees with a healthy dose of ambition, a desire to commit to a curious mindset for continuous learning, and a willingness to go the extra mile thrive at CI. 

WHAT WE OFFER 

Modern HQ location within walking distance from Union Station

Flexible & Hybrid Work Program

Equipment Purchase Program

Training Reimbursement

Paid Professional Designations

Employee Share Purchase Program (ESPP)

Corporate Discount Program

Enhanced group benefits

Parental Leave Top–up program

Fitness membership discounts

Volunteer paid Days

Complimentary vending machines


We are focused on building a diverse and inclusive workforce. If you are excited about this role and are not confident you meet all the qualification requirements, we encourage you to apply to investigate the opportunity further.

  • Supervising Portfolio Manager

    2 weeks ago

    Toronto, Canada BMO Financial Group Full time

    100 King Street West Toronto Ontario,M5X 1A1 **Department Overview**: Supervision, Support and Governance (SS&G) is responsible for managing the overall risk and governance for BMO Private Wealth. The Managed Portfolio Account (MPA) Supervision team, which is part of the broader SS&G team, provides regulatory oversight for BMO Nesbitt Burns Managed...

  • Supervising Portfolio Manager

    3 weeks ago

    Toronto, Canada CI Financial Full time

    At CI, we see a great place to work as one that is a safe place for everyone to have a voice, where people are empowered to take ownership over meaningful work, where there is an opportunity to grow through stretching themselves, where they can work on innovative products and projects, and where employees are supported and engaged in doing so. We’re...

  • Supervising Portfolio Manager

    5 days ago

    Old Toronto, Ontario, Canada CI Financial Corp. Full time

    Supervising Portfolio Manager page is loaded Supervising Portfolio Manager Apply locations Toronto, ON time type Full time posted on Posted 2 Days Ago job requisition id JR1561 At CI, we see a great place to work as one that is a safe place for everyone to have a voice, where people are empowered to take ownership over meaningful work, where there is an...

  • Supervising Portfolio Manager and Product Strategy

    2 months ago

    Toronto, Canada Sun Life Full time

    You are as unique as your background, experience and point of view. Here, you’ll be encouraged, empowered and challenged to be your best self. You'll work with dynamic colleagues - experts in their fields - who are eager to share their knowledge with you. Your leaders will inspire and help you reach your potential and soar to new heights. Every day, you'll...

  • Manager, Supervision

    3 weeks ago

    Toronto, Canada Wellington-Altus Private Wealth Inc. Full time

    **Manager, Supervision** **Location**: This position can be located in any of our corporate offices in Canada. **Our organization**: Founded in 2017, Wellington-Altus Financial Inc. (Wellington-Altus) is the parent company to Wellington-Altus Private Counsel Inc., Wellington-Altus USA Inc., Wellington-Altus Insurance Inc., Wellington-Altus Group Solutions...

  • Manager, Supervision

    4 weeks ago

    Toronto, Canada Wellington-Altus Full time

    Manager, Supervision Location: This position can be located in any of our corporate offices in Canada. Our organization: Founded in 2017, Wellington-Altus Financial Inc. (Wellington-Altus) is the parent company to Wellington-Altus Private Counsel Inc., Wellington-Altus USA Inc., Wellington-Altus Insurance Inc., Wellington-Altus Group Solutions...

  • Manager - Portfolio Management Oversight

    5 days ago

    Toronto, Canada TD Bank Full time

    **Work Location**: Toronto, Ontario, Canada **Hours**: 37.5 **Line of Business**: TD General **Pay Details**: **Department Overview**: **Wealth Shared Services Governance & Control (G&C) is responsible for managing the overall risk management and governance for TD Wealth. The Portfolio Management Oversight Team, which is part of the broader Governance &...

  • Manager - Portfolio Management Oversight

    5 days ago

    Toronto, Ontario, Canada TD Bank Full time

    Work Location:Toronto, Ontario, CanadaHours:37.5Line of Business:TD GeneralPay Details:Department Overview:Wealth Shared Services Governance & Control (G&C) is responsible for managing the overall risk management and governance for TD Wealth. The Portfolio Management Oversight Team, which is part of the broader Governance & Control Team provides regulatory...

  • IT Portfolio Manager

    2 weeks ago

    Toronto, Canada Workplace Safety and Insurance Board Full time

    Are you an inspiring leader with a drive to deliver results in a fast-paced environment? Are you looking for an opportunity to bring your Project / Program delivery expertise into the IT Organizational Change Management space, providing Project & Program Governance support and Business Stakeholder Relationship Management experience to the Workplace Safety...

  • IT Portfolio Manager

    6 days ago

    Toronto, Canada Workplace Safety and Insurance Board Full time

    Are you an inspiring leader with a drive to deliver results in a fast-paced environment? Are you looking for an opportunity to bring your Project / Program delivery expertise into the IT Change Communications Management space, providing Project & Program Governance support and Business Stakeholder Relationship Management experience to the Workplace Safety...

  • Associate Portfolio Manager

    4 days ago

    Toronto, Canada Questrade Financial Group Full time

    Questrade Financial Group (QFG) of Companies is committed to helping our customers become much more financially successful and secure. We are everything a traditional financial institution is not. At QFG, you will be constantly moving forward, bringing the future of fintech into existence. You will be a part of a collaborative team that cares deeply about...

  • IT Portfolio Manager

    5 days ago

    Toronto, Ontario, Canada Workplace Safety and Insurance Board Full time

    Are you an inspiring leader with a drive to deliver results in a fast-paced environment? Are you looking for an opportunity to bring your passion for Performance Measurement, Reporting, and Business Relationship Management experience to the Workplace Safety and Insurance Board? If so, consider joining the IT Strategy, Planning and Performance branch during...

  • IT Portfolio Manager

    5 days ago

    Toronto, Ontario, Canada Workplace Safety and Insurance Board Full time

    Provide support in all aspects of the ITC portfolio. Maintain and monitor project governance standards and risk assessments to ensure that ITC projects are initiated, budgeted, executed and managed in a manner that will provide oversight to ITC executives.Major Responsibilities:IT portfolio advisor for oversight on governance, risk management, reporting,...

  • Private Wealth Portfolio Manager

    5 days ago

    Toronto, Ontario, Canada iA Private Wealth Inc. Full time

    Description JOB PURPOSE: This role will supervise and manage the assets of a suite of existing investment funds in accordance with their pre-established investment policies as described in their offering documents. The PM will also work closely with the investment committees of the funds to coordinate investment decisions during investment committee...

  • Associate Portfolio Manager

    5 days ago

    Toronto, Ontario, Canada Questrade Financial Group Full time

    Questrade Financial Group (QFG) of Companies is committed to helping our customers become much more financially successful and secure.We are everything a traditional financial institution is not. At QFG, you will be constantly moving forward, bringing the future of fintech into existence. You will be a part of a collaborative team that cares deeply about our...

  • Manager - Portfolio Management Oversight

    1 month ago

    Old Toronto, Canada TD Bank Full time

    We’re committed to providing fair and equitable compensation to all our colleagues. As a candidate, we encourage you to have an open dialogue with a member of our HR Team and ask compensation related questions, including pay details for this role. Job Description:Department Overview: Wealth Shared Services Governance & Control (G&C) is responsible for...

  • Manager - Portfolio Management Oversight

    1 month ago

    Old Toronto, Canada TD Bank Full time

    We’re committed to providing fair and equitable compensation to all our colleagues. As a candidate, we encourage you to have an open dialogue with a member of our HR Team and ask compensation related questions, including pay details for this role. Job Description:Department Overview: Wealth Shared Services Governance & Control (G&C) is responsible for...

  • Manager - Portfolio Management Oversight

    3 weeks ago

    Old Toronto, Canada TD Bank Full time

    We’re committed to providing fair and equitable compensation to all our colleagues. As a candidate, we encourage you to have an open dialogue with a member of our HR Team and ask compensation related questions, including pay details for this role. Job Description:Department Overview: Wealth Shared Services Governance & Control (G&C) is responsible for...

  • Manager - Portfolio Management Oversight

    3 weeks ago

    Old Toronto, Canada TD Bank Full time

    We’re committed to providing fair and equitable compensation to all our colleagues. As a candidate, we encourage you to have an open dialogue with a member of our HR Team and ask compensation related questions, including pay details for this role. Job Description:Department Overview: Wealth Shared Services Governance & Control (G&C) is responsible for...

  • Manager - Portfolio Management Oversight

    4 weeks ago

    Old Toronto, Canada TD Bank Full time

    We’re committed to providing fair and equitable compensation to all our colleagues. As a candidate, we encourage you to have an open dialogue with a member of our HR Team and ask compensation related questions, including pay details for this role. Job Description:Department Overview: Wealth Shared Services Governance & Control (G&C) is responsible for...