Analyst Due Diligence

4 weeks ago


Toronto, Canada Royal Bank of Canada> Full time

Job Summary

Job Description

What is the opportunity?

Provide support to the Global Transaction Banking (GTB) Due Diligence (DD) team and the business, in performing customer due diligence, client risk assessment, and other first line of defence (LOD) AML/KYC activities.

***Please note, this is acontract opportunity***
 

What will you do?

  • As part of client due diligence, ensure that information obtained is of high quality, is consistent with Policies and Procedures, and satisfies local and RBC Enterprise regulatory requirements.
  • Perform Client Risk Scoring, Client Identification, and KYC documentation reviews for on boarding (new clients/accounts) and KYC Refresh/Remediation (existing clients/accounts).
  • Update RBC GTB KYC systems and databases with the most current AML/KYC client information.
  • Escalate high risk records or applications to the Vice President, Due Diligence or AML Compliance as appropriate, and obtain sign-off as per established COE policies and procedures.
  • Track and report on file progress including percentage completed, sign off status, pending responses, and action plan to obtain necessary information.
  • Provide support to other DD staff and responds to day-to-day questions as they relate to client review efforts.
  • Generate required information and data to support periodic Management, Compliance, and Audit reporting.
  • Participate in related industry seminars and training as needed to enhance the knowledge of and keep apace with global KYC requirements.
  • Participate in regular update meetings to identify gaps, address risks, and implement process improvements or efficiencies for the GTB DD team.
  • Leverage and share client and stakeholder feedback to enhance quality and client experience.
  • Implement, or assist with the implementation of special projects as assigned by the by the Vice President/Director, Due Diligence.

What you need to succeed?

  • Maintains a working knowledge of AML/KYC requirements including OSFI, FINTRAC, and other applicable Canadian regulations.
  • Possesses excellent written and verbal communication skills.
  • Possesses the ability to assess, impact, influence and take initiative.
  • Possesses proficient analytical skills and attention to detail.
  • Exercises good judgement, confidentiality, and discretion in communicating with colleagues and partners.
  • Demonstrates the ability to manage competing priorities, escalate as required, and adhere to established policies and procedures.
  • Understands RBC and RBC Capital Markets business units.

What’s in it for you?

We thrive on the challenge to be our best, progressive thinking to keep growing, and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.

  • A comprehensive Total Rewards Program including bonuses and flexible benefits, competitive compensation
  • Leaders who support your development through coaching and managing opportunities 
  • Work in a dynamic, collaborative, progressive, and high-performing team
  • Opportunities to do challenging work
  • Flexible work/life balance options

Job Skills

Audits Compliance, Critical Thinking, Data Gathering Analysis, Decision Making, Industry Knowledge, Internal Controls, Interpersonal Relationship Management, Product Services, Risk Management, Strategic Thinking

Additional Job Details

Address:

RBC CENTRE, 155 WELLINGTON ST W:TORONTO

City:

TORONTO

Country:

Canada

Work hours/week:

37.5

Employment Type:

Full time

Platform:

CAPITAL MARKETS

Job Type:

Contract (Fixed Term)

Pay Type:

Salaried

Posted Date:

2024-11-13

Application Deadline:

2024-11-27

Note: Applications will be accepted until 11:59 PM on the day prior to the application deadline date above

Inclusion and Equal Opportunity Employment

At RBC, we embrace diversity and inclusion for innovation and growth. We are committed to building inclusive teams and an equitable workplace for our employees to bring their true selves to work. We are taking actions to tackle issues of inequity and systemic bias to support our diverse talent, clients and communities.
​​​​​​​
We also strive to provide an accessible candidate experience for our prospective employees with different abilities. Please let us know if you need any accommodations during the recruitment process.

Join our Talent Community

Stay in-the-know about great career opportunities at RBC. Sign up and get customized info on our latest jobs, career tips and Recruitment events that matter to you.

Expand your limits and create a new future together at RBC. Find out how we use our passion and drive to enhance the well-being of our clients and communities at jobs.rbc.com.



  • Toronto, Canada University Pension Plan Full time

    ABOUT UPP UPP is the first pension plan of its kind in Ontario’s university sector, proudly serving over 40,000 members across four universities and fourteen sector organizations. Our purpose is to bring greater retirement peace of mind to the university sector by investing with integrity and serving members with care. As a sector-wide plan designed for...


  • Toronto, Canada Albourne Full time

    **Job Title: Operational Due Diligence Analyst** Albourne Partners (Canada) Limited Location: 366 Adelaide Street W, Toronto, ON M5V 1R9 **Overview**: Albourne is an investment consultant which was founded in 1994. Albourne advises over 300 investors, including institutional investors, financial intermediaries, and family offices, on over $650 billion...


  • Toronto, Canada Lifemark Full time

    Status:  Permanent full time   Location:  North York, ON. Hybrid 4 days/week on-site.   Lifemark Health Group (LHG) is a market leader in customized healthcare solutions. With over 20 years of service excellence, LHG is one of the largest, most trusted, and more comprehensive providers in Canada. As a national healthcare company, LHG employees over...


  • Toronto, Canada Albourne Full time

    **Job Title**:Private Markets Investment Due Diligence Associate Analyst (Private Credit)** Albourne Partners (Canada) Limited Location: 366 Adelaide Street W, Toronto, ON M5V 1R9 **The Company**: Albourne is an investment consultant which was founded in 1994. Albourne advises over 300 investors, including institutional investors, financial...


  • Toronto, Canada Albourne Full time

    **Operational Due Diligence Analyst** Albourne Partners (Canada) Limited Location: 366 Adelaide Street W, Toronto, ON M5V 1R9 **Overview**: Albourne is an investment consultant which was founded in 1994. Albourne advises over 300 investors, including institutional investors, financial intermediaries, and family offices, on over $650 billion alternative...

  • Analyst Due Diligence

    3 weeks ago


    Toronto, Canada Royal Bank of Canada Full time

    **Job Summary** **What is the opportunity?** Provide support to the Global Transaction Banking (GTB) Due Diligence (DD) team and the business, in performing customer due diligence, client risk assessment, and other first line of defence (LOD) AML/KYC activities. **Please note, this is acontract opportunity** **What will you do?** - As part of client due...


  • Toronto, Ontario, Canada Mastercard Foundation Asset Management Full time

    Mastercard Foundation Asset ManagementWe are a growing asset management company established in 2023, headquartered in Toronto, Canada. Our global investment strategy aims to deliver returns that will fund the philanthropic mission of the Mastercard Foundation and its partners in Africa and Canada over the long term.We believe in cultivating an ecosystem of...


  • Toronto, Ontario, Canada Mastercard Foundation Asset Management Full time

    Company OverviewMastercard Foundation Asset Management is a leading organization in the financial industry, dedicated to building a diversified investment portfolio for the Mastercard Foundation. With a global investment strategy and mandate to deliver returns that will fund the philanthropic mission of the Mastercard Foundation and its partners, we are...


  • Old Toronto, Ontario, Canada Tbwa ChiatDay Inc Full time

    Operational Due Diligence ExpertiCapital is seeking a seasoned Operational Due Diligence Expert to join the iCapital Solutions team. The ideal candidate will possess a deep understanding of operational risks, internal controls, and industry best practices.Key Responsibilities:Conduct comprehensive operational due diligence on investment opportunities,...


  • Old Toronto, Canada Ontario Teachers' Pension Plan Full time

    Job OverviewThis role is part of the Due Diligence & Advisory Department within the Finance Division. The ideal candidate will oversee or lead operational due diligence engagements in respect of external managers.


  • Toronto, Ontario, Canada KPMG-Canada Full time

    OverviewKPMG Canada is seeking a seasoned professional to join our Transaction Services team as a Manager, Financial Due Diligence. As a key member of our team, you will collaborate with diverse and dedicated problem solvers to drive value from M&A transactions with a forward-thinking approach to deal planning.Within our Transaction Services practice, our...


  • Toronto, Canada Mastercard Foundation Asset Management Full time

    POSITION: Director, Operational Due DiligenceORGANIZATION: Mastercard Foundation Asset ManagementLOCATION: Toronto, Ontario, CanadaBe part of a new and growing asset management company ABOUT MASTERCARD FOUNDATION ASSET MANAGEMENT Established in 2023, the Mastercard Foundation Asset Management (MFAM) Corporation was created to build a diversified investment...


  • Toronto, Canada Mastercard Foundation Asset Management Full time

    POSITION: Director, Operational Due DiligenceORGANIZATION: Mastercard Foundation Asset ManagementLOCATION: Toronto, Ontario, CanadaBe part of a new and growing asset management company ABOUT MASTERCARD FOUNDATION ASSET MANAGEMENT Established in 2023, the Mastercard Foundation Asset Management (MFAM) Corporation was created to build a diversified investment...


  • Toronto, Ontario, Canada Mastercard Foundation Asset Management Full time

    About the Role:This is an exciting opportunity to lead MFAM’s operational due diligence function, developing and maintaining methodologies and frameworks for onboarding new investment relationships and monitoring existing ones.As a key player in our start-up environment, you will be responsible for conducting comprehensive operational due diligence reviews...


  • Toronto, Canada KPMG Full time

    Overview: At KPMG, you’ll join a team of diverse and dedicated problem solvers, connected by a common cause: turning insight into opportunity for clients and communities around the world. Within KPMG’s Transaction Services practice, our Deal Advisory professionals collaborate and provide financial due diligence services on behalf of our clients to help...


  • Toronto, ON, Canada Mastercard Foundation Asset Management Full time

    POSITION: Director, Operational Due Diligence ORGANIZATION: Mastercard Foundation Asset Management LOCATION: Toronto, Ontario, Canada Be part of a new and growing asset management company ABOUT MASTERCARD FOUNDATION ASSET MANAGEMENT Established in 2023, the Mastercard Foundation Asset Management (MFAM) Corporation was created to build a...


  • Toronto, Canada Ontario Teachers' Pension Plan Board Full time

    Senior Manager, Due Diligence & Advisory The opportunity The Due Diligence Group (“the Group”) is part of the Due Diligence & Advisory Department (“DDA”) within the Finance Division. The Group is responsible for conducting operational due diligence on external managers, and key service providers in support of Teachers’ Investment departments. The...


  • Toronto, Canada KPMG Full time

    Overview: At KPMG, you’ll join a team of diverse and dedicated problem solvers, connected by a common cause: turning insight into opportunity for clients and communities around the world. Within KPMG’s Transaction Services practice, our Deal Advisory professionals collaborate and provide financial due diligence services on behalf of our clients to help...


  • Toronto, Canada Exiger Full time

    **Job location: Canada** Exiger Diligence is excited to welcome to its team experienced due diligence, compliance, and risk research professionals. We are searching for talented research professionals who know this industry and are passionate about research. We are also pleased to be expanding the geographic reach of our team by seeking professionals based...


  • Toronto, Ontario, Canada KPMG Full time

    OverviewKPMG is a global professional services firm that offers audit, tax, and advisory services. Our team of experts provides high-quality services to clients around the world.Job DescriptionWe are currently seeking a Senior Risk Management Analyst to join our National office in Canada. This role will be responsible for acting as a Know Your Client (KYC)...