Advisor, Legal and regulatory compliance
3 weeks ago
Temporary position for 12 months.
As a legal and regulatory compliance advisor, you help design, institute and coordinate the compliance framework and enforce related rules. You help ensure that oversight measures such as officer and employee behaviours comply with the organization’s standards. You advise and assist clients and partners as part of intervention and development initiatives. You recommend solutions to improve or optimize standards, policies and programs. Your projects and initiatives require extensive knowledge of your line of work.
You prepare recommendations, solutions and action plans based on the organization’s objectives and priorities. You help solve complex problems using your analytical skills and extensive knowledge of the line of business. Coordination is critical, so you frequently interact with stakeholders working in other fields. Interpersonal savvy is therefore essential. More specifically, you will be required to :
Design, update, implement and monitor legal and regulatory compliance action plans, programs, solutions and tools to balance business needs, requirements and best practices
Diagnose issues, challenges and needs to determine target outcomes
Analyze information, carry out studies, and develop and propose recommendations to develop best practices for the organization
Help train internal practitioners, raise awareness and communicate information about our culture of ethics and compliance
Oversee business line activities
Help represent internal and external partners and practitioners
Represent your unit before committees, practitioners and organizational units
What we offer*
Competitive salary and annual bonus
4 weeks of flexible vacation starting in the first year
Defined benefit pension plan that provides predictable, stable income throughout retirement
Group insurance including telemedicine
Reimbursement of health and wellness expenses and telework equipment
*
What you bring to the table
Bachelor's degree in a related field
A minimum of four years of relevant experience
Please note that other combinations of qualifications and relevant experience may be considered
Knowledge of French is required
Intermediate knowledge of English due to the nature of the duties or work tools or because the position involves interactions with English-speaking partners, members and/or clients
Business insight, Interpersonal Savvy#LI-Hybrid
Trade Union
Non Syndiqué-
Montreal, Canada Desjardins Full timeAs a senior legal and regulatory compliance advisor, you help design, institute and coordinate the compliance framework and enforce related rules. You help ensure that oversight measures such as officer and employee behaviours comply with the organization’s standards. You lead development projects and strategic initiatives that are complex and innovative....
-
Montreal, Canada Desjardins Full timeAs a legal and regulatory compliance advisor, OCRI, you help design, institute and coordinate the compliance framework and enforce related rules. You help ensure that oversight measures such as officer and employee behaviours comply with the organization’s standards. You advise and assist clients and partners as part of intervention and development...
-
Head of Legal Compliance
5 days ago
Montreal, Canada Phillips & Cohen Associates, Ltd. Full timeGeneral Description: The role will involve working within our well-established Compliance Department to ensure that the Company continues to meet requirements published by the relevant regulators and ensuring adherence to all internal and external rules and client-requirements to minimise risk and drive quality across the business. A primary function of...
-
Senior Advisor Compliance Investigations
2 weeks ago
Montreal, Canada National Bank Full timeAttendance Hybrid Job Number 20009 Category Senior Professional Status: Permanent Type of Contract Permanent Schedule: Full-Time Full Time / Part Time? Full-Time Posting date 30-Apr-2024 Location: Montreal, Quebec City Montreal Province/State Quebec Area of Interest: Risk management A career as a Senior Advisor Compliance Investigations, Wealth Management...
-
Head of Legal Compliance
5 days ago
Montreal, Canada Phillips & Cohen Associates, Ltd. Full timeGeneral Description:The role will involve working within our well-established Compliance Department to ensure that the Company continues to meet requirements published by the relevant regulators and ensuring adherence to all internal and external rules and client-requirements to minimise risk and drive quality across the business. A primary function of the...
-
Montreal, Canada PSP Investments Full timeEXPERIENCE THE EDGE At PSP, we encourage our employees to grow, forge powerful relationships, contribute and fuel inspired investment launchpads. We are committed to a culture that fosters collaboration and allows us to think beyond, in an interconnected way. We advocate for our employees to speak-up, learn, experiment, share, and be part of an where...
-
Senior Advisor Compliance Investigations
2 weeks ago
Montreal, Canada National Bank Full timeA career as a Senior Advisor Compliance Investigations, Wealth Management and Financial Markets, at National Bank, means acting as a specialist in the identification and analysis of potential breaches of rules, policies and procedures from approved persons. This job allows you to have a positive impact on our organization thanks to your ability to recognize...
-
Senior Advisor Compliance Investigations
2 weeks ago
Montreal, Canada NBC Full timeArea of Interest: Risk management ...
-
Head of Legal Compliance
5 days ago
Montreal, Canada Phillips & Cohen Associates, Ltd. Full timeGeneral Description: The role will involve working within our well-established Compliance Department to ensure that the Company continues to meet requirements published by the relevant regulators and ensuring adherence to all internal and external rules and client-requirements to minimise risk and drive quality across the business. A primary function of...
-
Senior Advisor Compliance Trade Surveillance
2 weeks ago
Montreal, Canada National Bank Full timeAttendance Hybrid Job Number 20347 Category Senior Professional Status: Permanent Type of Contract Permanent Schedule: Full-Time Full Time / Part Time? Full-Time Posting date 19-Apr-2024 Location: Montreal, Quebec City Montreal Province/State Quebec Area of Interest: Risk management A career as a Senior Trade Surveillance Advisor, Swaps in our Compliance...
-
Montreal, Canada Société Générale Assurances Full timeRegulatory Inventory Compliance Officer Permanent contract|Montreal|Compliance Regulatory Inventory Compliance Officer Montreal, Canada Permanent contract Compliance Responsibilities The Compliance Department at Société Générale is responsible for overseeing compliance with laws, regulations, guidelines and policies that apply...
-
Senior Advisor Compliance Investigations
2 weeks ago
Montreal, Canada National Bank Full timeA career as a Senior Advisor Compliance Investigations, Wealth Management and Financial Markets, at National Bank, means acting as a specialist in the identification and analysis of potential breaches of rules, policies and procedures from approved persons. This job allows you to have a positive impact on our organization thanks to your ability to recognize...
-
Legal Advisor
2 weeks ago
Montreal, Canada TC Transcontinental Full timeJob description and requirements Legal Advisor – 16-month contract (Maternity Leave) Create value at TC Transcontinental. At TC Transcontinental, we’ve got it made, and that's because of the expertise of our team. We are currently looking for a legal counsel whose main mandate will be to negotiate commercial contracts....
-
Associate Director, Sales Communication
4 days ago
Montreal, Canada iA Financial Group Full timeEmployer: iA Private Wealth Inc.Office: 2200 McGill College AvenueJob category: Compliance Generalist/MultidisciplineiA Private Wealth / Permanent / Montreal, Quebec or Toronto / French & English iA Private Wealth offers customized wealth management solutions through a network of over 500 teams of independent investment advisors. With over $48 billion in...
-
Associate Director, Sales Communication
4 days ago
Montreal, Canada iA Financial Group Full timeEmployer: iA Private Wealth Inc.Office: 2200 McGill College AvenueJob category: Compliance Generalist/MultidisciplineiA Private Wealth / Permanent / Montreal, Quebec or Toronto / French & English iA Private Wealth offers customized wealth management solutions through a network of over 500 teams of independent investment advisors. With over $48 billion in...
-
Associate Director, Sales Communication
4 days ago
Montreal, Canada iA Financial Group Full timeEmployer: iA Private Wealth Inc.Office: 2200 McGill College AvenueJob category: Compliance Generalist/MultidisciplineiA Private Wealth / Permanent / Montreal, Quebec or Toronto / French & English iA Private Wealth offers customized wealth management solutions through a network of over 500 teams of independent investment advisors. With over $48 billion in...
-
Compliance and Legal Affairs Manager
1 month ago
Montreal, Canada Galvion Full timeTHE COMPANY Galvion designs, develops, and manufactures ballistic helmets and dynamic energy and data management solutions for the modern battlefield. Operations today depend on more charged equipment than ever before, and warfighter efficiency and mobility are vital to mission success. We are a passionate, global, and fast-paced team working with several...
-
Compliance and Legal Affairs Manager
1 month ago
Montreal, Canada Galvion Full timeTHE COMPANY Galvion designs, develops, and manufactures ballistic helmets and dynamic energy and data management solutions for the modern battlefield. Operations today depend on more charged equipment than ever before, and warfighter efficiency and mobility are vital to mission success. We are a passionate, global, and fast-paced team working with several...
-
Compliance and Legal Affairs Manager
1 month ago
Montreal, Canada Galvion Full timeTHE COMPANY Galvion designs, develops, and manufactures ballistic helmets and dynamic energy and data management solutions for the modern battlefield. Operations today depend on more charged equipment than ever before, and warfighter efficiency and mobility are vital to mission success. We are a passionate, global, and fast-paced team working with several...
-
Senior Advisor Compliance Trade Surveillance
2 weeks ago
Montreal, Canada National Bank Full timeA career as a Senior Trade Surveillance Advisor, Swaps in our Compliance Trade Surveillance team at National Bank is to assist with the trade surveillance, compliance monitoring and testing for the Financial Markets division of NBC. This job allows you to have a positive impact on the organization and to enhance the overall performance and efficiency, as we...