Director of Compliance, Individual Client Group
3 weeks ago
Head of Compliance, Individual Client Group Direct message the job poster from BJRC Recruiting Role: The Head of Compliance will oversee regulatory compliance for its Individual Client Group. The role partners closely with business leaders to ensure adherence to Canadian and U.S. securities regulations and internal policies while fostering a culture of integrity and accountability. Key Responsibilities Lead compliance supervision and monitoring for the Individual Client business segment. Develop, implement, and enhance compliance programs, policies, and procedures. Provide proactive regulatory advice, training, and guidance to business teams. Oversee marketing reviews, client onboarding, and trade supervision. Manage regulatory filings, exams, and internal reporting. Contribute to AML, privacy, and risk management initiatives. Lead and mentor a small compliance team. Qualifications 8–10 years of progressive compliance experience within a portfolio manager, investment manager, or exempt market dealer environment. Strong knowledge of Canadian securities regulations, AML, and privacy frameworks. University degree in finance, accounting, economics, or related discipline; CFA designation or progress toward it an asset. Experience with order management and compliance systems (e.g., SimCorp Dimension, Charles River). Demonstrated leadership, critical thinking, and analytical skills. The Ideal Candidate A strategic yet hands-on compliance leader who thrives in a collaborative, high-performance environment. They bring deep regulatory expertise, strong business acumen, and the ability to translate complex rules into practical solutions that support growth and innovation. Seniority level Director Employment type Full-time Job function Legal Industries Financial Services and Investment Management Toronto, Ontario, Canada CA$93,900.00-CA$135,633.33 2 weeks ago #J-18808-Ljbffr
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Director of Compliance, Individual Client Group
3 weeks ago
Toronto, Canada BJRC Recruiting Full timeHead of Compliance, Individual Client Group Direct message the job poster from BJRC Recruiting Role: The Head of Compliance will oversee regulatory compliance for its Individual Client Group. The role partners closely with business leaders to ensure adherence to Canadian and U.S. securities regulations and internal policies while fostering a culture of...
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Director, Compliance
3 weeks ago
Toronto, Canada Reinsurance Group Of America, Incorporated Full timeYou desire impactful work. You’re RGA ready RGA is a purpose-driven organization working to solve today’s challenges through innovation and collaboration. A Fortune 200 Company and listed among its World's Most Admired Companies, we’re the only global reinsurance company to focus primarily on life- and health-related solutions. Join our multinational...
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Director, Compliance
3 weeks ago
Toronto, Canada Reinsurance Group Of America, Incorporated Full timeYou desire impactful work. You’re RGA ready RGA is a purpose-driven organization working to solve today’s challenges through innovation and collaboration. A Fortune 200 Company and listed among its World's Most Admired Companies, we’re the only global reinsurance company to focus primarily on life- and health-related solutions. Join our multinational...
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Senior Director, Corporate Client Group
4 weeks ago
Toronto, Canada Royal Bank of Canada> Full timeSenior Director, Corporate Client Group TORONTO, Canada Job Description As a Senior Director, Corporate Client Group, you will contribute to and draw upon the global expertise and resources of Canada's largest financial institution to tailor financial solutions to assist corporate clients in the Power, Utilities, Renewables & Infrastructure sector in meeting...
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Senior Director, Corporate Client Group
4 weeks ago
Toronto, Canada Royal Bank of Canada> Full timeSenior Director, Corporate Client Group TORONTO, Canada Job Description As a Senior Director, Corporate Client Group, you will contribute to and draw upon the global expertise and resources of Canada's largest financial institution to tailor financial solutions to assist corporate clients in the Power, Utilities, Renewables & Infrastructure sector in meeting...
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Senior Director, Corporate Client Group
4 weeks ago
Toronto, Canada Royal Bank of Canada> Full timeSenior Director, Corporate Client Group TORONTO, Canada Job Description As a Senior Director, Corporate Client Group, you will contribute to and draw upon the global expertise and resources of Canada's largest financial institution to tailor financial solutions to assist corporate clients in the Power, Utilities, Renewables & Infrastructure sector in meeting...
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Director Origination, National Client Group
3 weeks ago
Toronto, Canada NATIONAL BANK OF CANADA Full timeThe National Client Group (NCG) at National Bank is seeking a results‑oriented individual to join a highly driven team focused on market expansion in Western Canada. The role is based in Vancouver, British Columbia. Reporting to the Managing Director & Head, NCG – Western Canada, the Director will source new full‑service client relationships within the...
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Director Origination, National Client Group
3 weeks ago
Toronto, Canada NATIONAL BANK OF CANADA Full timeThe National Client Group (NCG) at National Bank is seeking a results‑oriented individual to join a highly driven team focused on market expansion in Western Canada. The role is based in Vancouver, British Columbia. Reporting to the Managing Director & Head, NCG – Western Canada, the Director will source new full‑service client relationships within the...
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Director Origination, National Client Group
3 weeks ago
Toronto, Canada NATIONAL BANK OF CANADA Full timeThe National Client Group (NCG) at National Bank is seeking a results‑oriented individual to join a highly driven team focused on market expansion in Western Canada. The role is based in Vancouver, British Columbia. Reporting to the Managing Director & Head, NCG – Western Canada, the Director will source new full‑service client relationships within the...
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Managing Director
1 week ago
Toronto, Canada Royal Bank of Canada Full time**Job Summary** **What is the opportunity** This position plays a key role in developing and executing upon the Client Onboarding Services strategy and goals within Capital Markets. As part of wider CLM function, this role is primarily responsible to ensure regulatory risk & controls compliance with local and international regulations for client records...
