Wealth Management Compliance Officer — Policy

2 weeks ago

Oakville, Canada Skyline Group of Companies Full time

A premier wealth management company is seeking a Compliance Officer to join their expanding team in Oakville, Ontario. This full-time position involves applying regulatory policies, assisting in compliance policies' implementation, and monitoring compliance with securities legislation. Ideal candidates will have strong communication skills and a minimum of 2 years of experience in compliance or investment, along with the Canadian Securities Course. The organization values a positive work-life balance and is committed to sustainability.#J-18808-Ljbffr

  • Wealth Management Compliance Officer — Policy

    4 weeks ago

    Oakville, Canada Skyline Group of Companies Full time

    A premier wealth management company is seeking a Compliance Officer to join their expanding team in Oakville, Ontario. This full-time position involves applying regulatory policies, assisting in compliance policies' implementation, and monitoring compliance with securities legislation. Ideal candidates will have strong communication skills and a minimum of 2...

  • Wealth Management Compliance Officer — Policy

    4 weeks ago

    Oakville, Canada Skyline Group of Companies Full time

    A premier wealth management company is seeking a Compliance Officer to join their expanding team in Oakville, Ontario. This full-time position involves applying regulatory policies, assisting in compliance policies' implementation, and monitoring compliance with securities legislation. Ideal candidates will have strong communication skills and a minimum of 2...

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    Oakville, Canada Bellwether Investment Management Full time

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    2 weeks ago

    Oakville, Canada Bellwether Investment Management Full time

    About Us We are a dynamic and growing wealth management firm registered with the Ontario Securities Commission (OSC) as both a Portfolio Manager (PM), Investment Fund Manager (IFM), and Exempt Market Dealer (EMD) with operations across all Canadian provinces and territories. The OSC acts as our principal regulator, and we operate within a robust and evolving...

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    3 weeks ago

    Oakville, Canada Bellwether Investment Management Full time

    About Us We are a dynamic and growing wealth management firm registered with the Ontario Securities Commission (OSC) as both a Portfolio Manager (PM), Investment Fund Manager (IFM), and Exempt Market Dealer (EMD) with operations across all Canadian provinces and territories. The OSC acts as our principal regulator, and we operate within a robust and...

  • Chief Compliance Officer

    3 weeks ago

    Oakville, Canada Bellwether Investment Management Full time

    About UsWe are a dynamic and growing wealth management firm registered with the Ontario Securities Commission (OSC) as both a Portfolio Manager (PM), Investment Fund Manager (IFM), and Exempt Market Dealer (EMD) with operations across all Canadian provinces and territories. The OSC acts as our principal regulator, and we operate within a robust and evolving...

  • Chief Compliance Officer

    3 weeks ago

    Oakville, Canada Bellwether Investment Management Full time

    We are a dynamic and growing wealth management firm registered with the Ontario Securities Commission (OSC) as a Portfolio Manager (PM), Investment Fund Manager (IFM), and Exempt Market Dealer (EMD) with operations across all Canadian provinces and territories. The OSC acts as our principal regulator, and we operate within a robust and evolving regulatory...

  • Chief Compliance Officer

    3 weeks ago

    Oakville, Canada Bellwether Investment Management Full time

    We are a dynamic and growing wealth management firm registered with the Ontario Securities Commission (OSC) as a Portfolio Manager (PM), Investment Fund Manager (IFM), and Exempt Market Dealer (EMD) with operations across all Canadian provinces and territories. The OSC acts as our principal regulator, and we operate within a robust and evolving regulatory...