Wealth Management Compliance Officer — Policy
2 days ago
A premier wealth management company is seeking a Compliance Officer to join their expanding team in Oakville, Ontario. This full-time position involves applying regulatory policies, assisting in compliance policies' implementation, and monitoring compliance with securities legislation. Ideal candidates will have strong communication skills and a minimum of 2 years of experience in compliance or investment, along with the Canadian Securities Course. The organization values a positive work-life balance and is committed to sustainability.#J-18808-Ljbffr
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Compliance Officer
2 days ago
Oakville, Canada Skyline Group of Companies Full timeWe’re expanding our Wealth Management team and searching for a passionate, driven and energetic candidate for the position of Compliance Officer . Skyline Wealth Management, a division of the Skyline Group of Companies, is a premier wealth planning and investment firm that offers clients a best-in-class investor experience, and a comprehensive approach to...
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Compliance Officer
5 days ago
Oakville, Ontario, Canada Skyline Group of Companies Full time $60,000 - $80,000 per yearWe're expanding our Wealth Management team and searching for a passionate, driven and energetic candidate for the position ofCompliance Officer.Skyline Wealth Management, a division of the Skyline Group of Companies, is a premier wealth planning and investment firm that offers clients a best-in-class investor experience, and a comprehensive approach to...
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Chief Compliance Officer
3 weeks ago
Oakville, Canada Bellwether Investment Management Inc. Full timeReporting to the CEO and working closely with executive leadership in both Canada and the U.S., the Chief Compliance Officer (CCO) will be responsible for the design, implementation, and leadership of the firm’s Canadian compliance program. As the designated CCO under NI 31-103, you will oversee all compliance functions for our Canadian entities while also...
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Chief Compliance Officer
2 weeks ago
Oakville, Canada Bellwether Investment Management Inc. Full timeReporting to the CEO and working closely with executive leadership in both Canada and the U.S., the Chief Compliance Officer (CCO) will be responsible for the design, implementation, and leadership of the firm’s Canadian compliance program. As the designated CCO under NI 31-103, you will oversee all compliance functions for our Canadian entities while also...
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Chief Compliance Officer
2 weeks ago
Oakville, Canada Bellwether Investment Management Inc. Full timeReporting to the CEO and working closely with executive leadership in both Canada and the U.S., the Chief Compliance Officer (CCO) will be responsible for the design, implementation, and leadership of the firm’s Canadian compliance program. As the designated CCO under NI 31-103, you will oversee all compliance functions for our Canadian entities while also...
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Chief Compliance Officer
2 weeks ago
Oakville, Canada Bellwether Investment Management Inc. Full timeReporting to the CEO and working closely with executive leadership in both Canada and the U.S., the Chief Compliance Officer (CCO) will be responsible for the design, implementation, and leadership of the firm’s Canadian compliance program. As the designated CCO under NI 31-103, you will oversee all compliance functions for our Canadian entities while also...
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Chief Compliance Officer
2 weeks ago
Oakville, Canada Bellwether Investment Management Inc. Full timeReporting to the CEO and working closely with executive leadership in both Canada and the U.S., the Chief Compliance Officer (CCO) will be responsible for the design, implementation, and leadership of the firm’s Canadian compliance program. As the designated CCO under NI 31-103, you will oversee all compliance functions for our Canadian entities while also...
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Investment Management Compliance Officer
5 days ago
Oakville, Canada Manulife Full timeManulife is looking for an experienced **Investment Management Compliance Officer **( **CO **) with at least five (5) years of relevant experience. This role reports to the Chief Compliance Officer ( **CCO **) for **Manulife Private Counsel (MPC), **an Investment Counsel Portfolio Manager ( **ICPM **) regulated by the Ontario Securities Commission ( **OSC)...
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Human Resources
2 weeks ago
Oakville, Canada Bellwether Investment Management Full timeBellwether is a hand‑picked team of experienced portfolio managers, skilled family wealth advisors and the operations teams that support them, brought together to positively influence the futures of affluent individuals and families by executing our life and legacy promise. At Bellwether, we offer the opportunity to build a rewarding and fulfilling career....
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HR Manager
3 days ago
Oakville, Canada Nour Private Wealth Full time**Job title: Human Resources Manager** **Job description**: - Develop and implement effective onboarding programs for new hires. - Mediate and resolve workplace conflicts or issues. - Develop, communicate, and enforce HR policies and procedures. - Ensure compliance with labor laws and regulations. - Implement performance appraisal systems and conduct...