Wealth Management Compliance Officer — Policy

A premier wealth management company is seeking a Compliance Officer to join their expanding team in Oakville, Ontario. This full-time position involves applying regulatory policies, assisting in compliance policies' implementation, and monitoring compliance with securities legislation. Ideal candidates will have strong communication skills and a minimum of 2...

**About our Company**: Birbari Wealth Management Group has been managing wealth for clients for the past 30 years. We manage investment portfolios and retirement funds on behalf of hundreds of households in Burlington, Oakville and the surrounding areas. We provide advice regarding tax, retirement and estate planning. We are a small team who come to work...

About UsWe are a dynamic and growing wealth management firm registered with the Ontario Securities Commission (OSC) as both a Portfolio Manager (PM), Investment Fund Manager (IFM), and Exempt Market Dealer (EMD) with operations across all Canadian provinces and territories. The OSC acts as our principal regulator, and we operate within a robust and evolving...

About UsWe are a dynamic and growing wealth management firm registered with the Ontario Securities Commission (OSC) as both a Portfolio Manager (PM), Investment Fund Manager (IFM), and Exempt Market Dealer (EMD) with operations across all Canadian provinces and territories. The OSC acts as our principal regulator, and we operate within a robust and evolving...

About UsWe are a dynamic and growing wealth management firm registered with the Ontario Securities Commission (OSC) as both a Portfolio Manager (PM), Investment Fund Manager (IFM), and Exempt Market Dealer (EMD) with operations across all Canadian provinces and territories. The OSC acts as our principal regulator, and we operate within a robust and evolving...

About Us We are a dynamic and growing wealth management firm registered with the Ontario Securities Commission (OSC) as both a Portfolio Manager (PM), Investment Fund Manager (IFM), and Exempt Market Dealer (EMD) with operations across all Canadian provinces and territories. The OSC acts as our principal regulator, and we operate within a robust and...

We’re expanding our Wealth Management team and searching for a passionate, driven and energetic candidate for the position of Compliance Officer . Skyline Wealth Management, a division of the Skyline Group of Companies, is a premier wealth planning and investment firm that offers clients a best-in-class investor experience, and a comprehensive approach to...

We are a dynamic and growing wealth management firm registered with the Ontario Securities Commission (OSC) as a Portfolio Manager (PM), Investment Fund Manager (IFM), and Exempt Market Dealer (EMD) with operations across all Canadian provinces and territories. The OSC acts as our principal regulator, and we operate within a robust and evolving regulatory...

We are a dynamic and growing wealth management firm registered with the Ontario Securities Commission (OSC) as a Portfolio Manager (PM), Investment Fund Manager (IFM), and Exempt Market Dealer (EMD) with operations across all Canadian provinces and territories. The OSC acts as our principal regulator, and we operate within a robust and evolving regulatory...

We’re expanding our Wealth Management team and searching for a passionate, driven and energetic candidate for the position of Compliance Officer. Skyline Wealth Management, a division of the Skyline Group of Companies, is a premier wealth planning and investment firm that offers clients a best-in-class investor experience, and a comprehensive approach to...