Director, GWAM Financial Crime Compliance, North America Lead
3 days ago
***Nous utilisons des* *pour fournir des statistiques qui nous aident à vous offrir la meilleure expérience sur note site. Vous y trouverez des renseignements sur les témoins, ou vous pouvez les désactiver si vous préférez. Toutefois, en continuant d’utiliser le site sans modifier les paramètres, vous consentez à notre utilisation de***Manulife is committed to maintaining the highest standards of integrity and compliance in financial crime prevention globally. Our Global Wealth and Asset Management (GWAM) division plays a crucial role in this mission. We are seeking a Director for Financial Crime Compliance to oversee and enhance our compliance programs primarily in North America while supporting our global efforts and peers in GWAM FCC.The Director of AML/CFT Financial Crime Compliance is responsible for overseeing the GWAM financial crime compliance activities for North America. This includes managing AML, CTF, and ABC frameworks, serving as the primary contact for compliance queries, and ensuring that GWAM remains in good regulatory standing. The role reports to the Deputy Global CAMLO and involves coordination with various stakeholders across the organization and globe.* Provide comprehensive quarterly management information reporting to Local Board of Directors and the Head of Global Financial Crime Compliance, ensuring timely and accurate analysis of compliance performance and risk exposure in North America.* Oversee the implementation and management of the AML/CTF/ABC Risk Management Framework, including: + Annual Management Company AML Policy and Annual Maintenance Gap Analysis. + Annual Business Risk Assessment. + Annual Fund Director AML Training Program and Records Management. + Annual AML Delegate Due Diligence Oversight. + Ongoing Monitoring and Registers of High-Risk Investors and Annual Monitoring Programs. + Registration with GoAML/FIU/National Competent Authorities. + Responsibility for Sanctions Compliance and Submission Appointment as MLRO.* Serve as the primary contact with local authorities and regulators in North America, ensuring open communication and timely responses to inquiries and regulatory requirements.* Conduct annual reviews and horizon scanning of local regulatory AML programs, policies, and procedures.* Analyze rules affecting the Management Company/AIFM business and monitor regulatory and financial crime-related legislative changes.* Bachelor's degree or equivalent experience is required* Self-starter with clarity of analysis and expression, both written and oral.* 5-10 years of experience in asset management, fund administration, or relevant areas of financial services.* Excellent personal time management skills, with the ability to work on own initiative and collaboratively to meet global organizational goals.* Ability to project manage a portfolio of appointments, such as Collective Investment Schemes, ManCo, or group appointments.* Prior experience in preparation and presentation of C-Suite executive reporting.* Excellent communication skills, both written and verbal, with the ability to communicate precisely with senior executives.* Ability to exert influence, arbitrate, and resolve conflicts between internal and/or external stakeholders.* Ability to understand and interpret relevant law and regulations and assess their interdependence.* Knowledge of complex distribution structures would be an advantage.* Strong project and time management skills with the ability to multitask and work well under pressure.#J-18808-Ljbffr
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Toronto, Canada John Hancock Full timeManulife is committed to maintaining the highest standards of integrity and compliance in financial crime prevention globally. Our Global Wealth and Asset Management (GWAM) division plays a crucial role in this mission. We are seeking a Director for Financial Crime Compliance to oversee and enhance our compliance programs primarily in North America while...
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Financial Crime Team Lead, North America
2 days ago
Toronto, Canada OFX Full time**Company Description** Hi.** We’re OFX, a global provider of online, international payment services. We solve the complexity of moving money and enable better decisions. Headquartered in Sydney with offices worldwide, we’re a customer-focused business that is all about inspiring customer confidence. At OFX, you’ll have the opportunity to reach beyond...
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Director, Financial Crime Program
3 weeks ago
Toronto, Canada Manulife Financial Full timeManulife is committed to maintaining the highest standards of integrity and compliance in financial crime prevention. We are seeking a Director, Financial Crime Program to support our Deputy Global Chief Anti-Money Laundering Officer (CAMLO) in overseeing the AML, anti-fraud, and broader financial crime programs. This role is crucial in ensuring effective...
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Global Director, Financial Crime Program
4 weeks ago
Toronto, Canada Manulife Financial Full timeA leading financial services provider in Canada seeks a Director, Financial Crime Program to oversee AML and fraud prevention initiatives. The successful candidate will have over 10 years of experience in financial crime compliance and will support global governance standards. Key responsibilities include policy development, collaboration with business...
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Global Financial Crimes Investigator
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Toronto, Canada Bank of America Full timeAt Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities and shareholders every day. One of the keys to driving Responsible Growth is being a great place to work for our teammates...
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Director, Financial Crimes Quality Assurance
5 days ago
Toronto, Canada Royal Bank of Canada Full time**Job Summary** **What is the opportunity?** In support of the RBC Financial Crime Program, the Director, Quality Assurance (QA) provides the following program: **Quality Assurance Methodology and Reporting**: To add value and improve on RBC’s operations through the maintenance of a Quality Assurance and Improvement Program that covers Sanctions (GES),...
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Senior Manager, Financial Crimes
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Toronto, Canada KPMG LLP Canada Full timeA leading consulting firm in Canada is seeking experienced Managers and Senior Managers for its National Financial Crimes Centre of Excellence. This role involves delivering advisory services to clients on financial crime risks, leading teams, and mentoring junior members. Candidates should have significant experience in financial crimes compliance, strong...
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Director, Major Financial Crimes
4 days ago
Toronto, Canada RBC Full timeJob Description What is the opportunity? In support of the RBC AML Compliance Program, the Director has overall responsibility for leading teams responsible for the investigation of complex AML related concerns while liaising with law enforcement/intelligence agencies on money laundering, terrorist financing and national security issues. The Director also...
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Director, Major Financial Crimes
4 days ago
Toronto, Canada RBC Full timeJob Description What is the opportunity? In support of the RBC AML Compliance Program, the Director has overall responsibility for leading teams responsible for the investigation of complex AML related concerns while liaising with law enforcement/intelligence agencies on money laundering, terrorist financing and national security issues. The Director also...
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Director, Major Financial Crimes
1 week ago
Toronto, Canada RBC Full timeJob Description What is the opportunity? In support of the RBC AML Compliance Program, the Director has overall responsibility for leading teams responsible for the investigation of complex AML related concerns while liaising with law enforcement/intelligence agencies on money laundering, terrorist financing and national security issues. The Director also...
