Senior IT Compliance

Senior Customer Success Manager Dot Compliance is a leading provider of cloud Quality and Compliance management solutions for the life science industry. Dot’s SaaS solutions are based on salesforce.com, the world’s most innovative cloud technology provider. We are a young and innovative software company looking to dramatically change how pharma, biotech,...

A leading independent investment dealer is seeking a highly qualified Senior Compliance Officer to oversee compliance with industry regulations and internal policies. Responsibilities include daily risk management tasks, preparing reports for regulatory examinations, and conducting compliance monitoring. The ideal candidate will have 5+ years in compliance,...

A leading regulatory organization is seeking a Senior Compliance Officer to support and implement compliance programs. This role involves engaging with technology solutions, ensuring regulatory alignment, and enhancing compliance processes. Candidates should possess strong knowledge of Microsoft 365, excellent analytical skills, and the ability to work...

A financial services organization in Montreal is looking for a Senior Legal and Regulatory Compliance Advisor. The ideal candidate will lead development projects while ensuring adherence to the compliance framework. Responsibilities include advising stakeholders, identifying major issues, and developing compliance programs. A Bachelor’s degree and a...

A leading wealth management company is seeking a Senior Compliance Specialist to oversee advisors' business activities and execute compliance programs. Candidates must have at least five years of experience in financial services and a relevant degree. Proficiency in both English and French is required to support diverse clients. The role offers a competitive...

Senior Trading Conduct Compliance Examiner Position Title: Senior Trading Conduct Compliance Examiner Department: Trading Conduct Compliance (TCC) Location: Montreal Status: Regular Full-time (Hybrid) Day in the life of: The Successful Candidate will assist the Manager in providing leadership to a team of Trading Conduct Compliance Examiners. The role of...

A financial regulatory organization is seeking a Senior Trading Conduct Compliance Examiner to lead compliance reviews and mentor a team. This role requires a minimum of five years in the securities industry and experience as a Trading Conduct Compliance Examiner. The successful candidate will work in a hybrid environment, providing leadership in compliance...

A major financial institution in Canada seeks a Senior Compliance Officer for Asset Management to provide oversight of compliance with applicable regulations. In this bilingual role, you will advise on regulatory adherence and assist in compliance testing of investment activities. Ideal candidates will have a Bachelor's Degree, experience in compliance or...

A major financial institution in Canada seeks a Senior Compliance Officer for Asset Management to provide oversight of compliance with applicable regulations. In this bilingual role, you will advise on regulatory adherence and assist in compliance testing of investment activities. Ideal candidates will have a Bachelor's Degree, experience in compliance or...

A leading metal recycling firm located in Quebec, Canada, is seeking a Senior Financial Controls & Compliance Analyst. This full-time role offers a chance to be part of a growing team dedicated to sustainability and innovation in the recycling industry. The company has over 125 locations with a commitment to environmental responsibility, driving success...