Senior Trading Compliance Lead

3 weeks ago


Montreal administrative region, Canada CIRO OCRI Full time

A financial regulatory organization is seeking a Senior Trading Conduct Compliance Examiner to lead compliance reviews and mentor a team. This role requires a minimum of five years in the securities industry and experience as a Trading Conduct Compliance Examiner. The successful candidate will work in a hybrid environment, providing leadership in compliance examinations and assisting in the development of team capabilities.
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