Senior Trading Compliance Lead
3 weeks ago
A financial regulatory organization is seeking a Senior Trading Conduct Compliance Examiner to lead compliance reviews and mentor a team. This role requires a minimum of five years in the securities industry and experience as a Trading Conduct Compliance Examiner. The successful candidate will work in a hybrid environment, providing leadership in compliance examinations and assisting in the development of team capabilities.
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Trade Conduct Compliance Analyst
2 weeks ago
Montreal (administrative region), Canada iA Financial Group Full timeBuild the future with us Are you driven by promoting ethical trading practices and eager to contribute to the purpose of a company that aims to help its clients feel confident and secure about their future? As a Trade Conduct Compliance Analyst, you will play a key role in strengthening our compliance infrastructure by supporting data analysis, generating...
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Trade Conduct Compliance Analyst
4 hours ago
Montreal (administrative region), Canada iA Financial Group Full timeBuild the future with us Are you driven by promoting ethical trading practices and eager to contribute to the purpose of a company that aims to help its clients feel confident and secure about their future? As a Trade Conduct Compliance Analyst, you will play a key role in strengthening our compliance infrastructure by supporting data analysis, generating...
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Trade Conduct Compliance Analyst
32 minutes ago
Montreal (administrative region), Canada iA Financial Group Full timeBuild the future with us Are you driven by promoting ethical trading practices and eager to contribute to the purpose of a company that aims to help its clients feel confident and secure about their future? As a Trade Conduct Compliance Analyst, you will play a key role in strengthening our compliance infrastructure by supporting data analysis, generating...
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Trading Application Support Specialist
2 weeks ago
Montreal (administrative region), Canada Horizon Trading Solutions Full timeTrading Application Support Specialist (F/H) Trading Application Support Specialist – Montreal– w/m Horizon Trading Solutions is an independent global technology company focused on electronic trading, supporting agency and principal business goals across equities and derivatives. For over 20 years we’ve equipped the most progressive global capital...
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Trading Application Support Specialist
2 weeks ago
Montreal (administrative region), Canada Horizon Trading Solutions Full timeTrading Application Support Specialist (F/H) Trading Application Support Specialist – Montreal– w/m Horizon Trading Solutions is an independent global technology company focused on electronic trading, supporting agency and principal business goals across equities and derivatives. For over 20 years we’ve equipped the most progressive global capital...
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Trade Conduct Compliance Analyst
2 weeks ago
Montreal (administrative region), Canada Iaawg Full time## **Job Description****Build the future with us**This position is a great opportunity to showcase your analytical skills and fully realize your potential within a caring and trustworthy company. Here, people and their development are at the heart of our priorities, fostering an environment that encourages collaboration and innovation. In this role, you'll...
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Trade Conduct Compliance Analyst
2 weeks ago
Montreal (administrative region), Canada Iaawg Full time## **Job Description****Build the future with us**This position is a great opportunity to showcase your analytical skills and fully realize your potential within a caring and trustworthy company. Here, people and their development are at the heart of our priorities, fostering an environment that encourages collaboration and innovation. In this role, you'll...
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Trade Conduct Compliance Analyst
4 hours ago
Montreal (administrative region), Canada Iaawg Full time## **Job Description****Build the future with us**This position is a great opportunity to showcase your analytical skills and fully realize your potential within a caring and trustworthy company. Here, people and their development are at the heart of our priorities, fostering an environment that encourages collaboration and innovation. In this role, you'll...
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Trade Conduct Compliance Analyst
47 minutes ago
Montreal (administrative region), Canada Iaawg Full time## **Job Description****Build the future with us**This position is a great opportunity to showcase your analytical skills and fully realize your potential within a caring and trustworthy company. Here, people and their development are at the heart of our priorities, fostering an environment that encourages collaboration and innovation. In this role, you'll...
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Bilingual Trade Compliance
2 weeks ago
Montreal (administrative region), Canada Sun Life Financial Full timeA leading financial services firm in Montreal seeks a professional for supervision activities in trade compliance. Candidates are expected to possess proficiency as a Mutual Fund Dealer Branch Manager with relevant experience and complete specific compliance course exams. Successful applicants will demonstrate strong organizational skills, integrity, and...