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Bilingual Senior Compliance Officer

2 days ago


Toronto, Canada Bilingual Source Full time

Bilingual Compliance Officer (French required) This is a hybrid role. Three days on site out of either Toronto or Montreal. Introduction Are you looking for a career move that offers growth, influence, and real impact? Our client is seeking a Bilingual Compliance Officer fluent in French and English to join their expanding team. This is a fantastic opportunity to grow your compliance career within a supportive and collaborative environment, with a chance to contribute to a dynamic investment management firm serving clients across Canada. What You’ll Do You will play a central role in ensuring regulatory compliance, improving internal processes, and supporting business development initiatives, especially in Quebec. You’ll work closely with colleagues across Canada and gain exposure to a wide array of compliance functions in both French and English. Responsibilities Review and approve new account openings and updates to Know Your Client (KYC) information Supervise trading activities through the Latent Zero Sentinel system Prepare compliance reports for funds and clients Oversee policies and procedures related to securities regulation, AML, and FATCA/CRS Monitor adherence to client investment policy statements and escalate any issues Maintain and enhance automated compliance monitoring systems Assist in regulatory filings and internal documentation Draft written procedures and develop preventative controls Support business development initiatives and collaborate on special projects Qualifications Bachelor’s degree in Finance, Business, Law, or a related field 2 to 5 years of compliance experience in a portfolio management, investment, or securities setting Strong understanding of Canadian securities regulations Completed or in-progress certifications such as CSC or CPH; CFA enrollment is a plus Hands-on experience with compliance systems, AML programs, and regulatory databases (e.g., NRD) Bilingual fluency in French and English is essential Strong communication, ethics, organization, and attention to detail Proficient in Excel, Word, PowerPoint, Outlook; familiarity with Bloomberg, Advent, and Salesforce is preferred Competitive compensation aligned with your skills and experience Opportunity for equity ownership in an employee-owned firm Financial support for industry certifications and exam preparation Direct collaboration with senior leadership on high-impact projects Exposure to a full range of compliance responsibilities Hybrid work options available from Toronto, Montreal, or Vancouver (EST time zone) Why Work with Us This is your chance to grow your career in a firm that values entrepreneurial thinking and continuous learning. You’ll gain the chance to expand your skills, earn industry certifications, and contribute to a firm known for its stability, growth, and collaborative culture. Disclosure: "Bilingual Source uses artificial intelligence (AI) technology to assist in screening and assessing applicants for this position. This technology helps us match your unique language skills and professional experience with the specific needs of our clients. Final hiring and interview decisions continue to be made by our human recruitment experts." Vacancy: This is an existing vacancy with immediate availability. Our client is currently seeking Bilingual Compliance Officer (French required). #J-18808-Ljbffr