Career Opportunities: Senior Manager, Compliance

3 days ago


MB Canada Accelerate Her Future® Full time

Senior Manager, Compliance Location: Montreal, Winnipeg or Toronto Division: IGM-CPL Department Summary: The Compliance Department ensures compliance with regulatory requirements affecting investment dealers, develops corporate policies, monitors sales practices, manages client complaint resolution, and conducts branch examination programs. Position Summary: The Senior Manager, Compliance safeguards the firm’s compliance with provincial insurance regulations, supports the expansion of IG Wealth Management’s insurance business, oversees the Insurance Supervision team, manages escalations, and partners with distribution and corporate stakeholders to strengthen compliance frameworks. The role reports directly to the Chief Compliance Officer, I.G. Insurance Services Inc. Responsibilities Lead and coach senior compliance specialists, ensuring quality execution and development. Manage escalations and sensitive cases; provide oversight for complex reviews. Oversee compliance program alignment with CCIR, CLHIA, CSF, provincial insurance councils and other organizations such as FP Canada or the IPQF (Quebec). Conduct self‑assessments, identify gaps, and recommend/implement policy improvements. Prepare data and reporting for quarterly CCO reports and audits. Support cross‑functional initiatives and projects related to insurance growth and risk management. Partner with Distribution Leadership and Operations to ensure insurance sales processes and compliance frameworks remain current and practical. Collaborate on broader enterprise initiatives in financial planning, mortgage,% and banking supervision. Qualifications 7–10+ years of progressive insurance compliance, supervision, or regulatory experience (insurance and financial services). Strong people leadership experience managing compliance professionals. In‑depth knowledge of financial services industry, provincial insurance regulations, and regulators such as CIRO, AMF, and CSF. LLQP required; CFP designation or Pl. Fin. license considered an asset. Strong analytical, problem‑solving, and decision‑making skills. Excellent interpersonal, written, and oral communication skills, including comfort presenting to senior leaders and regulators. Proficiency in the French language (speaking, reading, and writing) mandatory; knowledge of English required. Proficiency in MS Office and familiarity with AI tools. Benefits Competitive base salary ($96,500–$124,500), performance‑weighted bonus, education/career support, and Employee Share Purchase Plan with employer matching. Health and dental coverage, flexible plans, and employer‑sponsored disability insurance. Defined Contribution Pension Plan. Paid volunteer days, 10 wellness days off, competitive time off, WorkPerks discount program, and hybrid & flex work arrangements. Inclusive culture and diversity initiatives, including Business Resource Groups. IGM is a diverse workplace committed to inclusivity and encourages applicants from all backgrounds, including racialized persons, women, Indigenous persons, persons with disabilities, 2SLGBTмагаз Запланированные новой работа IG is an accessible employer. If you require accommodation or this information in an alternate format at any stage of the recruitment process, please reach out to the Talent Acquisition team who will work with you to meet your needs. Interested candidates are invited to submit a resume and cover letter detailing their qualifications and experience to Only those selected for an interview will be contacted. #J-18808-Ljbffr



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