Assistant Compliance Manager

2 weeks ago

Markham, Ontario, Canada Quantum Management Services Ltd. Full time

Position:
Assistant Compliance Manager

Location:
Markham (hybrid)

Salary:
$26.50/hr (plus benefits and prorated vacation)

Job Type:
8-month contract (with potential for extension)

Role Summary
The
Assistant Manager, Compliance
supports the Compliance leadership team in overseeing and managing bank-wide regulatory compliance (excluding AML/TF). This role focuses on regulatory compliance management, consumer protection, privacy, compliance testing, and regulatory reporting, while working closely with internal stakeholders and the Parent Bank.

Key Responsibilities:
- Support the maintenance of the Regulatory Compliance Management (RCM) framework

  • Identify, assess, and document applicable regulatory requirements across business units

  • Perform gap assessments for new or amended regulations and track remediation efforts

  • Document and review compliance policies, procedures, controls, and matrices

  • Conduct compliance testing and monitor remediation progress

  • Manage complaints and regulatory reporting (e.g., FCAC, OBSI)

  • Review marketing and promotional materials for regulatory compliance

  • Coordinate regulatory and internal reporting to senior management

  • Support regulatory examinations, audits, and compliance training initiatives

  • Assist with ad-hoc compliance projects as required

Qualifications:
- Bachelor's degree or equivalent experience

  • 2-3 years of experience in Compliance, Risk, Privacy, or related banking roles within the financial services sector

  • Working knowledge of regulatory bodies and frameworks (OSFI, FCAC, CDIC, PIPEDA, CASL, Bank Act)

  • Experience with Regulatory Compliance Management tools (e.g., Ethidex or similar)

  • Strong organizational, communication, and stakeholder management skills

  • Proficient in MS Word, Excel, and Outlook

  • Ability to manage multiple priorities and meet deadlines

**To apply, please send your resume to Christina Cerra at

REFER A TEMP HIRE AND EARN A BONUS For details, click here.**

  • Compliance Manager

    2 days ago

    Markham, Ontario, Canada Questrade Financial Group Full time

    Questrade Financial Group (QFG), through its companies - Questrade, Inc., Questrade Wealth Management Inc., Community Trust Company, Zolo, and Flexiti Financial Inc., provides securities and foreign currency investment, professionally managed investment portfolios, mortgages, real estate services, financial services and more. Questrade uses cutting-edge...

  • Audit/Compliance Manager

    7 hours ago

    Markham, Ontario, Canada Amphenol TCS Full time

    Company Overview:Amphenol is one of the largest manufacturers of interconnect products globally. We design, manufacture, and market electrical, electronic, and fiber optic connectors, coaxial and flat-ribbon cables, and interconnect systems. Our products serve primary markets such as communications, aerospace, military electronics, automotive,...

  • Audit/Compliance Manager

    9 hours ago

    Markham, Ontario, Canada Amphenol Communications Solutions Full time

    Location: Markham, Ontario Posted: 7/9/2025 Location Name: MarkhamWage: Depends on ExperienceCompany OverviewAmphenol is one of the largest manufacturers of interconnect products globally. We design, manufacture, and market electrical, electronic, and fiber optic connectors, coaxial and flat-ribbon cables, and interconnect systems. Our products serve primary...

  • Audit/Compliance Manager

    2 days ago

    Markham, Ontario, Canada Amphenol Full time

    Location:Markham, OntarioPosted:12/4/2025Location Name:MarkhamWage:Depends on ExperienceAmphenol Communications Solutions (ACS), a division of Amphenol Corporation, is a world leader in interconnect solutions for Communications, Mobile, RF, Optics, and Commercial electronics markets. Amphenol Corporation is one of the world's largest designers and...

  • Manager, Compliance Reporting Program Management

    1 week ago

    Markham, Ontario, Canada TD Securities Full time

    Work Location:Markham, Ontario, CanadaHours37.5Line Of BusinessCompliancePay Details$96,900 - $136,800 CADTD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience at TD. Our compensation policies and practices have been designed...

  • Manager, Compliance Reporting Program Management

    1 week ago

    Markham, Ontario, Canada TD Full time

    Work Location:Markham, Ontario, CanadaHours:37.5Line of Business:CompliancePay Details:$96,900 - $136,800 CADTD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience at TD. Our compensation policies and practices have been...

  • Compliance, Financial Market

    1 week ago

    Markham, Ontario, Canada Bank of China (Canada) Full time

    Job Title:Compliance, Financial Market (Treasury)Location:Markham, OntarioJob Type:Full-time, PermanentJob Summary:We are seeking a compliance professional with strong financial market (treasury) knowledge to join our team. This role focuses on 1st Line of Defense (1LOD) responsibilities including transaction monitoring, trading agreement management...

  • Senior Regulatory Compliance Specialist

    1 week ago

    Markham, Ontario, Canada The Successful Investor Full time

    SENIOR REGULATORY COMPLIANCE SPECIALIST, Successful Investor Wealth Management Inc.We are an established wealth management firm with 20+ years' experience in independent portfolio management with assets under management of $1 billion and growing. We are transforming our business and experiencing significant growth, and as a result, we are looking for...

  • Compliance Officer

    2 days ago

    Markham, Ontario, Canada Worldsource Wealth Management Full time

    JOB STATEMENT:The Compliance Officer is a key member of the Compliance Department within Worldsource Wealth Management Inc. ("WWM"), having responsibilities for the surveillance of account activities. The primary purpose of this role is to monitor accounts for approved person activities for adherence to firm and industry rules and regulations and to...

  • Compliance Manager, Reporting Governance and QC

    7 days ago

    Markham, Ontario, Canada TD Securities Full time

    Work Location:Markham, Ontario, CanadaHours37.5Line Of BusinessCompliancePay Details$96,900 - $136,800 CADTD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience at TD. Our compensation policies and practices have been designed...