Compliance, Financial Market

1 week ago

Markham, Ontario, Canada Bank of China (Canada) Full time

Job Title:
Compliance, Financial Market (Treasury)

Location:
Markham, Ontario

Job Type:
Full-time, Permanent

Job Summary:

We are seeking a compliance professional with strong financial market (treasury) knowledge to join our team. This role focuses on 1st Line of Defense (1LOD) responsibilities including transaction monitoring, trading agreement management (ISDA/CSA), operational risk, and regulatory coordination. The ideal candidate will bring experience across compliance, legal, and financial operations to support a dynamic and risk-aware environment.

What You Will Do:

  • Oversee day-to-day
    1st line compliance and risk monitoring
    for financial market activities
  • Implement and monitor controls for
    operational, market, credit, and compliance risks
  • Coordinate and support the
    negotiation and execution of trading agreements
    (ISDA, CSA, etc.)
  • Align with Head Office requirements, risk management, and internal audit reviews
  • Drive development and updates of
    policies, procedures, and workflows
  • Analyze financial data for
    business performance and risk insights
  • Collaborate across teams to uphold regulatory compliance and operational excellence
  • Supervise junior team members, and ensure continuous process improvement
  • Support internal control documentation and departmental reporting
  • Act as a key liaison with 2nd line and middle office

What You Bring to the Table:

  • 5+ years in
    banking or capital markets
    , ideally in
    compliance, legal documentation, or 1LOD roles
  • Direct experience with
    ISDA, CSA
    , and other derivative or trading agreements
  • Strong understanding of
    risk categories
    in a commercial banking or treasury environment
  • Knowledge of
    Canadian regulatory environment
    and market conduct rules
  • Solid educational background in
    Finance, Law, Economics, or Accounting
  • Designations such as
    CPA, FRM, or legal credentials
    are preferred
  • Proficiency in
    English
    is required;
    Mandarin
    is an asset
  • Strong analytical, communication, and documentation skills

Bank of China (Canada)
is committed to fostering an inclusive workplace where diversity is valued. We encourage qualified candidates from all backgrounds to apply. Please note that only candidates selected for further consideration will be contacted.

Accommodation:
If you require any accommodations during the recruitment process, please contact our HR team and we will be happy to assist.

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