Senior Portfolio Compliance Analyst

Connor, Clark & Lunn Financial Group
Vancouver, BC
Interested in joining one of Canada's top performing asset managers? We are looking for a
Senior Portfolio Compliance Analyst
for an existing position in our Portfolio Compliance Team. Portfolio Compliance plays a critical role in the investment process, and in this position, you will have the opportunity to work alongside our institutional portfolio managers and affiliate compliance officers. As the regulatory landscape continues to evolve, so does the importance and complexity of compliance, making this an exciting opportunity to be part of a high-impact team with increasing visibility across the organization. Our offices currently operate on a hybrid model with a combination of in-office and remote working days throughout the week.

What You Will Do

• Using Charles River to create and monitor pre-trade and post-trade compliance rules across all asset classes and security types. These compliance rules are derived from client mandates, global regulations, industry best practices, and firm-wide guidelines.
• Work to continuously enhance compliance policies and controls, improve and document procedures, and workflows to strengthen operational efficiency.
• Contributing towards projects that vary in scope and size. You will be expected to work alongside key stakeholders towards enhancement of compliance monitoring systems and implementation of firm-wide technology enhancement & automation initiatives
• Working with various business groups within the company (portfolio management, operations, legal). You will be answering their compliance related questions, resolving issues, and will be working with them to develop new compliance related initiatives.
• Support the onboarding and development of new or junior team members by sharing knowledge and assisting with training as needed. You'll also have opportunities to deepen your own expertise through collaborative learning

What You Bring

• A passion for Compliance – You have 5 years or more experience in Asset Management performing a compliance related function.
• Risk Intelligent mindset – You have a solid understanding of portfolio compliance and its role within a broader risk management framework.
• A passion for Operational Excellence – You display a professional attitude where attention to detail, accuracy and timeliness are critical success factors in achieving your goals and objectives.
• Critical Thinking – You possess an analytical mindset and like to solve problems.
• Curiosity – You are inquisitive and are not afraid to ask questions.
• Collaborative Communication – You communicate effectively and have a collaborative spirit that helps you to work well with others.
• Project Management – You have strong project management skills.
• Organization - You are organized and can manage multiple tasks and interruptions.
• Technology Savvy – You are able to pick up new systems and tools quickly. You have advanced computer skills with an emphasis on MS Excel. Prior experience with Charles River, FundApps and client reporting tools is an asset
• Qualifications – You hold an undergraduate degree or equivalent. A Master's degree or CFA designation is considered an asset.

The salary range for this position is $90,000-$110,000. The salary range provided reflects the base salary range for this position as required by legislation. In addition, there is an annual performance bonus which contributes to the total compensation for this position. Further questions may be directed to the HR team during the interview process.

About Connor, Clark & Lunn Financial Group
At Connor, Clark & Lunn Financial Group, we understand the value of opportunity – for our clients and our team. Independent and employee-owned, we partner with investment professionals to grow successful asset management businesses, giving them the space to innovate and truly make an impact.

With more than 40 years of history and offices across Canada and in the US, the UK and India, CC&L Financial Group and our multi-boutique family of affiliate firms collectively manage over $167 billion in assets, providing a diverse range of traditional and alternative investment products and solutions to institutional, high-net-worth and retail clients.

For a closer look at how you can build your career with us, we invite you to explore .

CC&L Financial Group is committed to creating a diverse and inclusive environment and is proud to be an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to gender, ethnicity, religion, sexual orientation or expression, disability, or age.

To apply for this position, please submit your resume and cover letter as one PDF. Your application will be reviewed by a member of the hi ring team - AI is not used in the screening, assessment or selection of applications at this time.

We thank all applicants in advance for their interest, but only those candidates shortlisted for interviews will be contacted.
No telephone calls or recruitment agencies will be accepted.
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