Compliance Officer

10 hours ago

Oakville, Ontario, Canada Skyline Group of Companies Full time

We're expanding our Wealth Management team and searching for a passionate, driven and energetic candidate for the position of
Compliance Officer
.

Skyline Wealth Management, a division of the Skyline Group of Companies, is a premier wealth planning and investment firm that offers clients a best-in-class investor experience, and a comprehensive approach to unique alternative investment products and financial planning services. This full-time position will be located at our office in
Oakville, ON
and will report to the Acting Chief Compliance Officer.

What you will be doing:

  • Apply policies and regulatory rules appropriately to respond to compliance related inquiries from the Wealth Management team.
  • Assist in the creation and implementation of new and amended policies and procedures for compliance initiatives and controls, ensuring applicable securities laws and National Instruments are adhered to.
  • Monitor compliance and individuals acting on its behalf, with applicable securities legislation.
  • Perform all trade reviews.
  • Monitor KYC/KYP suitability and other rules by reviewing applications and trade activity.
  • Maintain registration for the firm and its registrants.
  • Assist with departmental and enterprise initiatives as required.

What we look for:

  • Strong oral and written communication skills in English.
  • Problem solving skills necessary to resolve routine and non-routine compliance issues.
  • A positive attitude You can handle any problem with optimism.
  • Minimum 2 years compliance and/or investment experience with an exempt market dealer.
  • Completed Canadian Securities Course, Exempt Market Proficiency Course or equivalent, or in progress of completion.

Why you want to work here:

  • You get a thrill from staying organized and details are your "thing".
  • You believe in following the rules and mistakes never get by you.
  • You get excited about providing superior customer service and from knowing that you positively impact people's lives every day.
  • Being that person who can see the problems before they happen (think the matrix) and use good judgment and innovation to solve it is your specialty.
  • You want to work for a company that supports work-life balance and truly cares that you are happy.
  • Working for a growing company that supports environmental stewardship and social responsibilities is a must for you. Learn more about our sustainability commitments here.

Skyline is a capital management company that acquires, develops, and manages real estate properties and clean energy assets, and offers them as private alternative investment products.

We offer our employees competitive pay, benefits, paid volunteer day, on-going training, growth potential and so much more. Our workplace culture empowers staff at all levels to become involved in supporting and building vibrant communities.

  • Compliance Officer

    24 hours ago

    Oakville, Ontario, Canada The Skyline Group of Companies Full time

    We're expanding our Wealth Management team and searching for a passionate, driven and energetic candidate for the position of Compliance Officer.Skyline Wealth Management, a division of the Skyline Group of Companies, is a premier wealth planning and investment firm that offers clients a best-in-class investor experience, and a comprehensive approach to...

  • Compliance Officer

    1 day ago

    Oakville, Ontario, Canada Skyline Group of Companies Full time

    We're expanding our Wealth Management team and searching for a passionate, driven and energetic candidate for the position ofCompliance Officer.Skyline Wealth Management, a division of the Skyline Group of Companies, is a premier wealth planning and investment firm that offers clients a best-in-class investor experience, and a comprehensive approach to...

  • Compliance Officer

    23 hours ago

    Oakville, Ontario, Canada The Skyline Group of Companies Full time

    We're expanding our Wealth Management team and searching for a passionate, driven and energetic candidate for the position of Compliance Officer.Skyline Wealth Management, a division of the Skyline Group of Companies, is a premier wealth planning and investment firm that offers clients a best-in-class investor experience, and a comprehensive approach to...

  • Chief Compliance Officer

    2 days ago

    Oakville, Ontario, Canada Bellwether Investment Management Full time

    About UsWe are a dynamic and growing wealth management firm registered with the Ontario Securities Commission (OSC) as both a Portfolio Manager (PM), Investment Fund Manager (IFM), and Exempt Market Dealer (EMD) with operations across all Canadian provinces and territories. The OSC acts as our principal regulator, and we operate within a robust and evolving...

  • Compliance Manager

    20 hours ago

    Oakville, Ontario, Canada Clearlight Energy Full time

    About us:Clearlight Energy, one of North America's leading private renewable energy companies, operates more than 3,000 MW across 44 assets consisting of utility scale solar, wind, battery storage and renewable natural gas in North America. Approximately 2,700 MW of its operations are located in the U.S., across NYISO, MISO, PJM, ERCOT and CAISO markets,...

  • IT Compliance Analyst

    2 days ago

    Oakville, Ontario, Canada Euna Solutions Full time

    The OpportunityTheCompliance Analystwill participate in and perform compliance activities in support of Euna Solutions' security compliance program, including preparing the company for compliance audits; organizing and scheduling compliance activities; collecting and reviewing relevant artifacts; maintaining compliance records; responding to security-related...

  • Safety and Compliance Coordinator

    2 weeks ago

    Oakville, Ontario, Canada BCE Full time

     Req Id: 427821Dome Productions is North America's leading production and transmission facilities provider, Dome is unique in its business approach and sets itself apart from others with its integration of primary business units of Mobile Production, Host Broadcaster and Media Services, and Transmission services all under its corporate umbrella. Dome...

  • Senior Compliance Analyst

    1 day ago

    Oakville, Ontario, Canada Tundra Technical Solutions Full time

    About UsCanadian Tire Corporation, Limited ("CTC") is one of Canada's most admired and trusted companies. With more than 90 Owned Brands, 1,700 retail locations, financial services, exemplary e-commerce capabilities, and exciting market-leading merchandising strategies. We dream big and work as one to innovate with purpose for our customers at every level of...

  • Senior Analyst Compliance and Dispute Resolution

    1 day ago

    Oakville, Ontario, Canada Independent Electricity System Operator (IESO) Full time

    Date:January 15, 2026Location:Oakville – On-siteRequisition ID:20528Status:RegularBusiness Unit:Market Assessment & ComplianceGrade/Band:MP5Annual Pay Range:For standard 35-hour work weekStep 1Step 2Step 3Step 4Step 5Step 6Step 7Step 8Step 9Step 10$118,456 $126,880 $135,356 $142,116 $148,876 $153,972 $159,068 $162,448 $165,828 $169,208The successful...

  • HR & Office Administrator

    1 day ago

    Oakville, Ontario, Canada Sika Corporation Full time

    Company DescriptionSika Canada is a wholly owned subsidiary of the Sika Group. The company develops and manufactures special construction products for the building and civil engineering sectors, which include concrete repair, protection and structural reinforcement, sealing and bonding, waterproofing, concrete admixtures and additives (ready-mixed concrete,...