Senior Manager, Regulatory Initiatives Group, Global Wealth Management
7 days ago
Requisition ID:
Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture.
The Senior Manager, Regulatory Initiatives Group, will play a pivotal role in analyzing regulatory developments and shaping Scotia Wealth Management's strategic response. This role focuses on interpreting complex regulatory changes, participating in industry consultations, and contributing to proposals that influence the regulatory landscape. You will act as a key liaison between Scotia Wealth Management and regulatory bodies, ensuring the business remains proactive, informed, and compliant.
Is this role right for you? In this role you will:
- Monitor, analyze, and interpret emerging regulatory changes from CIRO, OSC, OSFI, and other relevant bodies
- Report on status of regulatory changes and projects to senior executives
- Lead impact assessments of proposed and finalized regulations on Scotia Wealth Management's operations, products, and services
- Represent Scotia Wealth Management in regulatory consultations, working groups, and industry forums
- Develop briefing materials and position papers to support internal decision-making and external advocacy
- Collaborate with Legal, Compliance, and business units to draft comment letters to all relevant regulators regarding regulatory proposals and consultations
- Collaborate with the Project Management Team to implement and execute regulatory changes
- Provide strategic recommendations to senior leadership on regulatory implementation and views on regulatory trends and anticipated changes
- Maintain strong relationships with internal Scotiabank partners, regulators, and industry associations to stay ahead of developments and align with regulatory implementation
Do you have the skills that will enable you to succeed in this role? – We'd love to work with you if you have:
- A relevant university degree and 5–10 years of experience in regulatory analysis, compliance, or business risk management within financial institutions
- Experience at a CIRO Dealer Member or OSC Registrant, ideally within asset management or wealth management
- Strong understanding of Canadian regulatory frameworks (CIRO, OSC, OSFI), including National Instrument and the CIRO Consolidated Rulebook
- Experience participating in industry consultations and regulatory working groups
Location(s): Canada : Ontario : Toronto
Scotiabank is a leading bank in the Americas. Guided by our purpose: "for every future", we help our customers, their families and their communities achieve success through a broad range of advice, products and services, including personal and commercial banking, wealth management and private banking, corporate and investment banking, and capital markets.
At Scotiabank, we value the unique skills and experiences each individual brings to the Bank, and are committed to creating and maintaining an inclusive and accessible environment for everyone. If you require accommodation (including, but not limited to, an accessible interview site, alternate format documents, ASL Interpreter, or Assistive Technology) during the recruitment and selection process, please let our Recruitment team know. Candidates must apply directly online to be considered for this role. We thank all applicants for their interest in a career at Scotiabank; however, only those candidates who are selected for an interview will be contacted.
-
Toronto, Ontario, Canada RBC Full time $80,000 - $160,000 per yearJob DescriptionWhat is the opportunity? The Director, Regulatory Initiatives, will provide Wealth Management's Operational Risk management leadership with expertise, strategy, advice and counsel to lead and manage regulatory change and risk based initiatives for Wealth Management Businesses. This includes portfolio management as well as the design and...
-
Toronto, Ontario, Canada Scotiabank Full time $80,000 - $125,000 per yearRequisition ID: Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture.PurposeThe Senior Manager, Analytics and Insights, GWM Business Risk Management Team in Canada, will help drive and support the execution of Global Wealth Management (GWM) strategic goals and priorities by creating and managing monthly,...
-
Toronto, Ontario, Canada RBC Full time $120,000 - $180,000 per yearJob DescriptionWhat is the opportunity? The Senior Manager, Business Risk, provides support to RBC Wealth Management (WM) Canada's and RBC Global Asset Management's (GAM) Operational Risk management leadership, by providing expertise, advice and counsel, enhancing management's ability to anticipate and manage operational risks effectively. This includes...
-
Audit Manager – Wealth
1 week ago
Toronto, Ontario, Canada BeachHead Full time $120,000 - $140,000 per yearWorking with one of our top financial clients, this role calls for an Audit Manager – Wealth who will provide oversight and leadership for complex audits across multiple business groups. The successful candidate will act as a subject matter expert, guiding audit planning, execution, and reporting while ensuring compliance with regulatory requirements and...
-
Toronto, Ontario, Canada Dimensional Full time $120,000 - $180,000 per yearNotes to applicants:Dimensional sees great value from collaborating in our offices and appreciates the benefits of flexibility. Most roles fit our office-first hybrid approach: We are together on our campuses Tuesdays, Wednesdays, and Thursdays and have the choice to work in the office or remotely, depending on what is best for that work day, on Mondays and...
-
Senior Manager, Business Risk Management
2 weeks ago
Toronto, Ontario, Canada Scotiabank Full time $120,000 - $250,000 per yearRequisition ID: Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture.As the Senior Manager, Business Risk Management you will be responsible to lead first-line risk assessments across Global Wealth Management (GWM) businesses and functional units, including end-to-end execution of testing and monitoring...
-
GWM Senior Manager, Business Risk Management
7 days ago
Toronto, Ontario, Canada Scotiabank Full time $120,000 - $180,000 per yearRequisition ID: Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture.As the GWM Senior Manager, Business Risk Management you will be responsible to lead first-line risk assessments across Global Wealth Management (GWM) businesses and functional units, including end-to-end execution of testing and monitoring...
-
Toronto, Ontario, Canada Scotiabank Full time $120,000 - $180,000 per yearRequisition ID: 239315Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture.The Senior Manager, Retail Mutual Funds Business Initiatives plays a critical role in shaping and advancing the business strategy of Scotia Securities Inc. (SSI) by overseeing the execution of high-impact initiatives. The incumbent will...
-
Senior Litigation Counsel, Wealth Management
2 weeks ago
Toronto, Ontario, Canada BMO Full time $111,800 - $208,000Application Deadline:11/13/2025Address:100 King Street West Job Family Group:LegalBMO Financial Group is seeking a full-time lawyer to join the legal team in Toronto as Senior Litigation Counsel responsible for providing litigation-related support to BMO's Wealth Management lines of business.You will deliver expert and experienced legal and regulatory...
-
Manager, Wealth Advice Business Control
1 week ago
Toronto, Ontario, Canada TD Full time $91,200 - $136,800Work Location:Toronto, Ontario, CanadaHours:37.5Line of Business:Business Management, Strategy & SupportPay Details:$91,200 - $136,800 CADTD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience at TD. Our compensation policies...
