Compliance Analyst

2 weeks ago

Mississauga, Canada Primerica Full time

About this Position

We are looking for Compliance Analyst to join our Compliance department.

Responsibilities and Qualifications

**Responsibilities**:

- Create and maintain procedures related to the AML/ATF activities performed
- Work with Primerica’ business areas to facilitate the implementation of new and updated AML/ATF procedures and processes
- Facilitate performance of legislative compliance management (Ethidex) processes, including proactively identifying opportunities for process improvements and managing the Ethidex system service provider relationship
- Maintain the inventory of compliance requirements in the Ethidex system and educate and inform the business units regarding requirements and changes
- Administer the annual Ethidex attestation process for the mutual fund dealer and the investment fund manager, including acting as a resource for the business areas, generating a range of reports, performing related research and managing remediation items to completion
- Prepare formal and informal compliance reports and other communications for the business units on a regular and ad hoc basis
- Organize and manage documentation for regulatory, internal audit and other reviews and examinations and assist with the arrangements for such examinations, audits and reviews
- Manage the Regulatory Compliance Department’s files and records and perform other administrative duties
- Miscellaneous duties as may be required

Qualifications:

- Post secondary education or equivalent of knowledge and skills acquired through related work experience in the financial services industry
- Experience in legislative and corporate compliance management and AML/ATF requirements
- Knowledge of mutual funds and/or life insurance would be considered an asset
- Excellent communication, organizational and time management skills, with the ability to multi-task, prioritize workflow and meet deadlines in a high volume, fast-paced environment
- Demonstrated analytical and problem solving skills and attention to detail
- Strong cooperative and professional attitude
- A high-energy self-starter who shows initiative and good judgement
- Must be possess exemplary knowledge in MS Office (Word, Excel, PowerPoint, Access)and have the ability to quickly learn new technology
- Bilingualism would be considered an asset

It has been and will continue to be the policy of Primerica, Inc., and its subsidiaries to be an Equal Opportunity Employer. We provide equal opportunity to all qualified individuals regardless of race, sex, color, religious creed, religion, national origin, citizenship status, age, disability, pregnancy, ancestry, military service or veteran status, genetic or carrier status, marital status, sexual orientation, or any classification protected by applicable federal, state or local laws.

At Primerica, we believe that diversity and inclusion are critical to our future and our mission - creating a foundation for a creative workplace that leads to innovation, growth, and profitability. Through a variety of programs and initiatives, we invest in each employee, seeking to ensure that our people are not only respected as individuals, but also truly valued for their unique perspectives.

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