Student - Compliance

2 weeks ago

Montréal, Canada iA Groupe financier iA Financial Group Full time

Sector: Compliance / Risk Management / Finance / Student Job / Toronto / Montreal/ Remote _

You want to see what it’s like to work at the forefront of the financial industry? Ever wondered how the world of trading maintains its integrity and adheres to regulations? Dive into the fast-paced world of trading compliance and experience firsthand the challenges and rewards that come with ensuring the backbone of financial markets remains robust and trustworthy.

As a Trading Compliance Intern, you will help provide support to iA Private Wealth's Trading Conduct Compliance (TCC) Team. The TCC Team reviews all trading activity to make sure that it complies with securities rules and regulations. Our goal? To detect issues proactively to safeguard both our clients and our firm.

The individual will work with various members of the compliance department to document and support partners and colleagues to actively assist the team to add value to the business.

Here is a glimpse at what you will have the opportunity to do:

- Monitor daily trading activities to ensure they adhere to a set of compliance guidelines;
- Assist in preparing and submitting periodic compliance reports
- Review specific trade activities and determine if there’s any potential breaches or areas of concern;
- Stay updated on regulatory rules and decisions through diligent research;
- Review and record employee personal trading activity to ensure it is in line with iAPW policy and procedures and regulatory requirements;
- Understand, analyze, document and support compliance partners/users in clarifying their needs;

This position is a part-time contract during the school year and a full-time contract during the summer. We are looking for a commitment of 10 to 12 hours a week as part-time and 37.5 hours as full-time.

**We are looking for**:

- Second or third-year university student in finance or business;
- You have a positive attitude and you are eager to learn;
- You are detail-oriented and professional;
- You have a good knowledge of the Office suite with proficient Excel skills
- A fervent interest in both the financial markets and the world of trading

**Company Overview**:
**About**:
iA Financial Group is the strength of a company with a human side, with its over 8,000 employees. Together, we have earned the trust of our more than four million clients and 50,000 advisors who have chosen us for their insurance, savings, and wealth management.

With over $200 billion in assets and half a billion invested in technological innovation, we’re a key player in the financial services industry in Canada and the United States. The secret to our success? Investing in you, one person at a time. Because, for over 125 years, we have believed that it’s by supporting our employees and surrounding ourselves with the most reputable leaders in the industry, we will continue to innovate.

At iA, we’re invested in you.

**Our commitment to Diversity and Inclusion**:
At iA Financial Group, we support and celebrate diversity. We strive to provide a workplace that is recognized as inclusive for all, regardless of ethnic origin, nationality, language, religious beliefs, gender, sexual orientation, age, marital status, family situation, or physical or mental disability.

Please note that if you need help or assistance to make the recruitment process more accessible for you, please contact us here. Someone from our team will be happy to assist you.

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