Financial Compliance Officer

1 week ago


Richmond, Canada Raisen Pacific Wealth Management Inc Full time

Education: Bachelor's degree
- Experience: Experience an asset
**Work setting**:

- Investment firm
**Tasks**:

- Investigate possible unethical conduct or breeches of securities or commodity futures law
- Negotiate with corporations and government to determine the type and terms of new securities issue
- Administer estate, personal, charitable, corporate and other types of trusts, direct trust account investments, receive and record investment income and disburse trust funds
- Prepare reports
**Area of specialization**:

- Financial examination
- Financial investigation
- Trust and estate administration
- Accounting
**Security and safety**:

- Criminal record check
**Work conditions and physical capabilities**:

- Attention to detail
**Personal suitability**:

- Accurate
- Dependability
- Excellent oral communication
- Excellent written communication
- Judgement
- Organized
- Team player
**Health benefits**:

- Health care plan
**Other benefits**:

- Parking available
- Work Term: Permanent
- Work Language: English
- Hours: 35 hours per week



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