Current jobs related to Manager, Quality Assurance Regulatory Reporting, Aml Risk - Toronto - Scotiabank
-
Associate Manager, AML Quality Assurance
2 weeks ago
Toronto, Canada Equitable Bank Full timeThe Core Responsibilities of the Job:Develop, implement and maintain quality assurance processes to ensure AML policies and procedures are designed and operating effectively. Identify potential AML/ATF/SE risks and conduct reviews to ensure compliance with regulatory requirements. Review and test AML/ATF/SE processes, including customer due...
-
Associate Manager, AML Quality Assurance
2 weeks ago
Toronto, Ontario, Canada EQ Bank Full timeJoin a Challenger Being a traditional bank just isn't our thing, so we challenge ourselves to get creative in providing innovative banking solutions for Canadians. How do we get there? With a talented team of inquisitive and agile challengers that break through the status quo. So, if you're passionate about redefining the future of banking—while having...
-
Associate Manager, AML Quality Assurance
4 weeks ago
Toronto, Canada Equitable Group Full timeJoin a Challenger Being a traditional bank just isn’t our thing, so we challenge ourselves to get creative in providing innovative banking solutions for Canadians. How do we get there? With a talented team of inquisitive and agile challengers that break through the status quo. So, if you’re passionate about redefining the future of banking—while having...
-
Associate Manager, AML Quality Assurance
4 weeks ago
Toronto, Canada Equitable Group Full timeJoin a Challenger Being a traditional bank just isn’t our thing, so we challenge ourselves to get creative in providing innovative banking solutions for Canadians. How do we get there? With a talented team of inquisitive and agile challengers that break through the status quo. So, if you’re passionate about redefining the future of banking—while...
-
Toronto, Canada DUCA Financial Services Credit Union Ltd. Full time**Why DUCA?** At DUCA, we strive for excellence in everything we do. Our commitment to **_Do more, Be more, Achieve more_** is what sets us apart and drives our company culture. DUCA’s impact goes beyond our financial solutions - we're dedicated to making a real difference in the lives of our members and in our community. We believe our employees are our...
-
AML EDD Risk Analyst
3 weeks ago
Toronto, Canada Global Technical Talent, an Inc. 5000 Company Full timeGet AI-powered advice on this job and more exclusive features. Primary Job Title: AML EDD Risk Analyst- QA Alternate/Related Job Titles: Enhanced Due Diligence Analyst AML Quality Assurance Specialist Financial Crime Risk Analyst Senior AML Investigator Compliance Risk Analyst Location: Toronto, ON Onsite Flexibility: Hybrid - 4 days onsite per week...
-
Manager, Regulatory Reporting
2 weeks ago
Toronto, Canada Scotiabank Full timeRequisition ID: 172840 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. Manager, Regulatory Reporting (Quality Assurance & Governance), Global Finance contributes to the overall success of Global Finance’s Regulatory Reporting team by ensuring all activities conducted are compliant with governing...
-
Manager, Aml Risk
2 weeks ago
Toronto, Canada BMO Financial Group Full time100 King Street West Toronto Ontario,M5X 1A1 The Manager, AML Risk is accountable for the development and enhancements of the Risk framework and control guidance for higher risk customer types, representing Enterprise AML as the RSA (Risk Support Area) and coordinating with Operational Non-Financial Risk (ONFR) and Global Third Party Risk Management...
-
Toronto, Canada Scotiabank Full timeRequisition ID: 224790 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. To lead and manage the Canadian AML/ATF Policy & Regulatory Reporting (“Regulatory Reporting”) Quality Assurance (QA) team in Canada, ensuring monitoring, quality controls (QC) and oversight of the Banks’s reporting...
-
Manager, Wealth Aml Projects and Reporting
5 days ago
Toronto, Canada Scotiabank Full timeRequisition ID: 176733 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. **Purpose**: Contributes to the overall success of the Wealth AML team for Global Wealth Management (Canada) ensuring specific individual goals, plans, initiatives are executed / delivered in support of the team’s business...
Manager, Quality Assurance Regulatory Reporting, Aml Risk
2 weeks ago
Requisition ID: 233075
Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture.
The Manager, QA Regulatory Reporting, AML Risk leads and manages the Canadian AML/ATF Policy & Regulatory Reporting (“Regulatory Reporting”) Quality Assurance (QA) team in Canada, ensuring monitoring, quality controls (QC), and oversight of the Bank’s reporting obligations of Large Cash Transaction Reports (LCTRs), SWIFT and non-SWIFT Electronic Fund Transfer Report(s) (EFTRs) as required under the Proceeds of Crime (Money Laundering) and Terrorist Financing Act (PCMLTFA). The Manager ensures all activities, strategies, plans, and initiatives are executed/delivered in compliance with the governing regulations, internal policies, and procedures.
**Is this role right for you? In this role, you will**:
- Lead and drive a customer-focused culture throughout their team to deepen client relationships and leverage broader Bank relationships, systems, and knowledge.
- Assist the Senior Manager in completing all management deliverables. Plan, document, evaluate, and maintain a robust AML/ATF quality assurance program in the review of regulatory reports, specifically Large Cash Transaction Reports (LCTRs), SWIFT and non-SWIFT Electronic Fund Transfer Report(s) (EFTRs). Ensure documented processes and actual practices are aligned with enterprise policies and FINTRAC standards. Develop robust procedures, tools, and metrics to effectively run a quality assurance program. Ensure that the quality assurance program utilizes an objective, statistically driven methodology.
- Identify, develop, and maintain standardized and specialized AML/ATF and sanctions training content. Develop and maintain a sound knowledge and understanding of the Bank’s AML/ATF policies and procedures relating to the reporting of LCTRs and EFTRs (SWIFT and non-SWIFT).
- Prepare and maintain quality control review documentation in accordance with departmental procedures and standards. Prepare findings and testing results; escalate and report findings, testing results, and recommendations for improvements to the Director and relevant stakeholders.
- Monitor overall results of AML/ATF quality assurance reviews and report to the Canadian AML/ATF Policy and Regulatory Reporting Director and Senior Management reporting trends, performance against plan, and significant findings. Recommend policy/procedural and operational enhancements to ensure a sustainable, risk-based AML/ATF Program.
- Liaise with partners and other stakeholders (IT and Development team, AML Operations, Regulatory & Audit Management, etc.) to review findings from audits and regulators. Oversee development and implementation of remediation plans to address findings.
- Manage a team (AML/ATF Quality Assurance Specialists) who perform the monitoring and quality assurance on AML work completed, including LCT, EFTR remediation, and special projects.
- Maintain ongoing knowledge of domestic and international compliance regulations, including the Proceeds of Crime (Money Laundering) and Terrorist Financing Act (PCMLTFA) and supporting regulations, Office of the Superintendent of Financial Institutions requirements (OSFI), Financial Action Task Force (FATF), the Wolfsberg Group principles, and the United States Patriot Act.
- Understand how the Bank’s risk appetite and risk culture should be considered in day-to-day activities and decisions.
- Create an environment in which their team pursues effective and efficient operations of their respective areas, while ensuring the adequacy, adherence to, and effectiveness of day-to-day business controls to meet obligations with respect to operational risk, regulatory compliance risk, AML/ATF risk, and conduct risk, including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global Handbook, and the Guidelines for Business Conduct.
- Build a high-performance environment and implement a people strategy that attracts, retains, develops, and motivates their team by fostering an inclusive work environment, communicating vision/values/business strategy and managing succession and development planning for the team.
**Do you have the skills that will enable you to succeed? We’d love to work with you if you have experience with**:
- Bachelor’s degree or equivalent with a minimum of 3-5 years of relevant experience in AML/ATF areas including but not limited to: regulatory reporting; transaction monitoring and/or EDDU.
- 1-2 years of relevant management experience.
- Good and clear understanding of regulatory reports - LCTR, SWIFT and non
- SWIFT EFTRs.
- Demonstrates strong strategic thinking, planning and execution ability.
- Certified Anti-Money Laundering Specialist (CAMS or CAMS-audit) or Association of Certified Financial Crime Specialists (ACFCS) is an assest.
**What's in it for you?**
- In-depth training to prepare you for the role, as w
