Current jobs related to Director - Mississauga - Edward Jones

  • Board of Directors

    5 days ago

    Mississauga, Canada PLASP Child Care Services Full time

    **We've got openings on our Board of Directors!** **The PLASP Board of Directors is seeking passionate, innovative and knowledgeable applicants for positions on the Board. **Board of Directors** Volunteer Director - Board of Directors - PLASP Child Care Services - Mississauga, ON The 7-member PLASP Board provides strategic governance through leading...

  • Director

    6 days ago

    Mississauga, Canada Childventures Full time

    **Childventures Early Learning Academy** has established an outstanding reputation as a trailblazer in child development. We believe in the transformative power of early childhood education and are dedicated to creating a nurturing and stimulating environment where young minds can flourish. We are a community of educators who are passionate about lifelong...

  • Associate Director/director, Clinical Scientist

    1 day ago

    Mississauga, Canada GSK Full time

    **Site Name**: USA - Massachusetts - Waltham, Canada - Ontario - Mississauga, Greater Poland, UK - Hertfordshire - Stevenage, UK - London - New Oxford Street, USA - Pennsylvania - Upper Providence **Posted Date**: Oct 30 2024 **This position will require 2 to 3 days per week onsite presence at our Waltham MA, or Upper Providence (Collegeville) PA or Zug...

  • Director, Engineering

    2 weeks ago

    Mississauga, Canada AtkinsRéalis Full time

    2 days ago Be among the first 25 applicants AtkinsRéalis is one of Canada's largest private sector nuclear engineering groups. We have been providing a wide range of services to the nuclear industry in Canada and around the world since for more than 60 years. We are proud to be the steward of Canadian CANDU nuclear technology. Candu Energy Inc. is looking...

  • Director of Administration

    1 week ago

    Mississauga, Ontario, Canada Newcomer Centre of Peel Full time

    We are excited to be recruiting aDirector of Administration & Organizational Effectivenessto join the senior leadership team of Newcomer Centre of Peel.This newly created role is pivotal for our organization. We're in a period of growth and change, and we're looking for a seasoned operational leader who understands thatstrong internal systems are essential...

  • Director of Care

    3 weeks ago

    Mississauga, Canada AgeCare Ltd. Full time

    Director of Care page is loaded## Director of Carelocations: Mississauga, Ontario, Canada: Toronto, Ontario, Canadatime type: Full timeposted on: Posted Todayjob requisition id: R25\_09492Generations Toronto is a not-for-profit, intergenerational community campus offering affordable housing, long-term care, early childhood education, health services, and...

  • Director of Care

    3 weeks ago

    Mississauga, Canada AgeCare Ltd. Full time

    Director of Care page is loaded## Director of Carelocations: Mississauga, Ontario, Canada: Toronto, Ontario, Canadatime type: Full timeposted on: Posted Todayjob requisition id: R25\_09492Generations Toronto is a not-for-profit, intergenerational community campus offering affordable housing, long-term care, early childhood education, health...

  • Director of Care

    4 weeks ago

    Mississauga, Canada AgeCare Ltd. Full time

    Director of Care page is loaded## Director of Carelocations: Mississauga, Ontario, Canada: Toronto, Ontario, Canadatime type: Full timeposted on: Posted Todayjob requisition id: R25/_09492Generations Toronto is a not-for-profit, intergenerational community campus offering affordable housing, long-term care, early childhood education, health...

  • Director, Methods

    2 weeks ago

    Mississauga, Canada Bombardier Full time

    **Why join us?**: As the leading manufacturer of business aircraft, Bombardier is renowned for designing, manufacturing, and servicing world-class aircraft that elevate the client experience. Bombardier has been successful in setting the highest standards because we are a people-centric business that fosters passion, diversity and authenticity. Prioritizing...

  • Director, Engineering

    2 weeks ago

    Mississauga, Canada AtkinsRéalis Full time

    2 days ago Be among the first 25 applicantsAtkinsRéalis is one of Canada's largest private sector nuclear engineering groups. We have been providing a wide range of services to the nuclear industry in Canada and around the world since for more than 60 years. We are proud to be the steward of Canadian CANDU nuclear technology.Candu Energy Inc. is looking to...

Director

3 weeks ago

Mississauga, Canada Edward Jones Full time

**Want a meaningful career where you can make a difference? Edward Jones sounds perfect for you.**

Collaboration. Autonomy. Opportunity. Words our headquarters associates use when talking about working at Edward Jones. Words that describe what it's like being part of a firm where everyone is aligned toward a singular focus: serving the client. And everyone is working to make the firm better together - as they grow as individuals. If these words resonate with you, we should talk.

**Job Overview**

**Position Schedule**:Full-Time

The Director, Compliance is responsible for overseeing compliance functions and initiatives to ensure the organization adheres to regulatory requirements, internal policies, and ethical standards. This role encompasses strategic leadership, risk management, and collaboration with senior leadership to maintain a culture of compliance across the organization. This Leadership role is a registered supervisor with the Canadian Investment Regulatory Organization (CIRO) with overall responsibility for the Supervision (Tiers 1 & 2) and Compliance programs supporting those activities, focusing on the client's best interest and ensuring compliance with industry rules and regulations.

The Director, Compliance is a key decision maker pertaining to Compliance and Supervision policy, strategy, structure, and talent. They are responsible for aligning respective teams' activities and responsibilities with the division's and firm's strategic direction. The role plays a pivotal part in establishing a culture of compliance, mitigating risks, and ensuring alignment with both internal policies and external regulatory expectations. Additionally, they provide oversight, advice, and guidance to ensure execution of Compliance
- and Supervision
- related activities in alignment with firm and regulatory standards to ensure resources are being used wisely. Working directly with the Chief Compliance Officer, the Director, Compliance provides leadership to collaborate and develop innovative ideas to improve Compliance and Supervision systems and processes as well as overall effectiveness and efficiency.

Primary responsibilities of the Director, Compliance include:

- Defining the strategic plan for all areas of responsibility, providing leadership and direction with regards to:

- The development of new Compliance and Supervision programs and the revision of existing programs to meet business and regulatory requirements necessary to support the firm's business model, growth plans, and the evolving industry.
- The planning and development of changes related to processes within the division.
- Representing the division and participating in planning, design and implementation of firm-wide projects so regulatory, firm policies and standards are followed. Helping to ensure that new product and service implementations have associated key controls in place in order to supervise them and maintain compliance with regulations.
- Having overall responsibility for the strategic oversight and execution of the Compliance and/or Supervision program as assigned, which may include one or more of the following areas:

- Registrations and Licensing
- Branch Audit
- Trade Desk Compliance
- Marketing Compliance
- Conflicts of Interest
- Marketing Compliance
- Field Supervision and Surveillance
- General Compliance support
- Being responsible for the leadership and development of leaders, associates and teams
- Acting as a key participant on firm, division, and industry committees.

At Edward Jones, we value and respect our associates and their contributions, and we recognize individual efforts through a rewards program that promotes a long-term career, financial security and well-being. Visit our career site to learn more about our total compensation approach, which in addition to base salary, typically includes benefits, bonuses and profit sharing. The salary range for this role is based on national data and actual pay is based on skills, experience, education, and other relevant factors for a potential new associate.

**Hiring Minimum**: $131100
**Hiring Maximum**: $223200

Read More About Job Overview

**Skills/Requirements**

**Qualifications Required in the Job**:

- Undergraduate university degree required.
- Canadian Securities Course and Conduct and Practices Handbook Exam are mandatory and must be current at time of hire.
- Partners, Directors, and Senior Officers exam must be completed within three months of hire.
- 10 or more years of relevant Compliance and/or regulatory experience with a minimum of five years leadership experience required.
- Industry experience including demonstrated knowledge of regulatory obligations and expectations.

**Key Behaviors and Competencies**:

- Ability to identify, assess, and mitigate compliance risks;Skilled in developing and implementing risk management strategies.
- Proven ability to lead and manage a compliance team; Capacity to mentor and develop team members, fostering a cultu