Compliance Officer

4 days ago

Toronto, Canada CI Financial Full time

**ABOUT US**

CI Global Asset Management is one of the country’s largest investment fund companies. CI is known for its innovation and ability to adapt quickly to the changing needs of Canadian investors. It provides employees with a fast-paced and challenging work environment with opportunities for advancement. CI is part of CI Financial, a diverse group of financial services firms.

**POSITION**: Compliance Officer
**LOCATION**: Toronto, ON.
**STATUS**: Contract

**JOB OVERVIEW**

**WHAT YOU WILL DO**
- Assist in data management for various systems and Enterprise Compliance programs.
- Assist in the development of management reporting, including the development and reporting of KPIs and Metrics based existing data and designing systems to collect data.
- Review and investigate potential and/or actual compliance issues as they arise and escalating issues in alignment with standardized processes and procedures.
- Arrange meetings for Senior Vice President, Global Compliance, take notes and develop draft decks, presentations as required.
- Arrange, confirm and prepare briefings for meetings by obtaining relevant and critical information, materials and research prior to each meeting
- Attend meetings and record minutes with action items and carry out appropriate follow-ups.
- Assist with Enterprise Compliance projects and programs as needed.

**WHAT YOU WILL BRING**
- Bachelor's Degree required in Business, Data Science, Data Analytics or a related field.
- 2-5 years of experience in Legal, Compliance, Risk, Internal Audit or working with IT systems related to Legal, Compliance, Risk or Internal Audit required; preferably within the securities industry.
- Knowledge and experience in advance analytics tools and languages to analyze large data sets from multiple data sources preferred.
- Expertise in visualization tool e.g., Microsoft Power BI, Tableau preferred.
- Professional written, verbal, analytical, organizational, problem solving and presentational skills.
- Ability to understand and develop business process and controls.
- Comfortable working in situations with no clear answer.
- Ability to prioritize projects and responsibilities.
- Self-starter and willingness to contribute where there is a need within the team.
- Ability to adapt in a dynamic and high-growth environment.
- Knowledge of laws, regulations, and industry guidance applicable to the securities industry.
- Fully proficient use of the Microsoft Office Suite: Outlook, Visio, Excel, Word, Power Point and various and specialized software.
- Strong communication skills, verbal and written

**WHAT YOU CAN EXPECT FROM US**

Our dedication to the Employee Experience at CI is aimed at supporting, empowering and inspiring our talented team through:

- Recognition & Compensation
- Training & Development
- Health & Well-being
- Communication & Feedback

If you are a passionate, committed and dynamic individual, please submit your resume in confidence by clicking “**Apply**”.

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