Compliance Officer

**Overview** The Compliance Officer is responsible for the successful execution of compliance activities related to: - regulations under the Resource Recovery and Circular Economy Act, 2016, and - waste diversion programs and industry stewardship plans under the Waste Diversion Transition Act, 2016. Following appropriate training and evaluation, this will...

We are seeking a vibrant and driven Compliance Agent to join our team. The Audit and Compliance team are responsible for auditing pre-recorded calls and portfolio files for quality assurance, and to ensure compliance with federal and provincial regulations, client’s directives as well as company policies and procedures. The Compliance Agent is also...

**About you**: You’re a committed operational expert who understands the role of compliance to protect a financial security advisor and their practice. While you may not have a resume full of compliance experience, you do have operational insurance industry experience and you’re committed to learning and growing. You bring your best every day and are...

**Company Overview**: Arxnovum is a rapidly growing Canadian wealth management firm committed to delivering exceptional financial services to our clients. With a focus on personalized and tailored solutions, we provide comprehensive investment management, financial planning, and advisory services to individuals, families, and businesses. **Position...

**About Virgo Group** Founded in 2018, Virgo Group of Companies has been dedicated to offering commission-free cryptocurrency trading services across Canada. Our diverse business lines include VirgoCX, VirgoCX Wealth, and Virgo Digital Asset Management, providing exceptional services that span various aspects of crypto trading. Expanding our footprint...

**Chief Compliance Officer/ Vice President, Compliance** The Chief Compliance Officer (“CCO”) reports directly to the Governance and Review Conduct Committee (“GCRC”) and the Board of directors with an administrative reporting line to the CEO and coordinates all of the Bank’s compliance activities. The Chief Compliance Officer ensures that key...

**Job Purpose** The Network and Security Compliance Officer plans, executes, and manages multi-faceted projects related to security standards compliance, risk management, mitigation and response, control assurance, and user awareness. Individuals also select and implement appropriate tools for necessary surveillance and monitoring of the computing...

Regulatory Compliance and Records Management Officer If you are interested in challenging and innovative work, excited about teamwork and collaboration and wanting to join a growing company, this job is for you! Join us today to Hercules Moving Company Inc. and become one of a member of our growing team where everyone treated like a family member. Job Duties...

Regulatory Compliance and Records Management Officer If you are interested in challenging and innovative work, excited about teamwork and collaboration and wanting to join a growing company, this job is for you! Join us today to Hercules Moving Company Inc. and become one of a member of our growing team where everyone treated like a family member. Job Duties...

**Compliance Manager** Key Responsibilities - Actively participate in and contribute to corporate and departmental projects, providing compliance support and guidance as appropriate. - Consult on new products, services, and system automation to ensure compliance requirements are incorporated into these initiatives. - Assess training needs and support...