Director, Risk Assessments

2 weeks ago


Toronto, Canada Royal Bank of Canada Full time

**Job Summary**

**What is the opportunity?**

As a Director within the Capital Markets Operational Risk, Controls & Governance (ORC&G) team, the incumbent will be responsible for leading various new Initiatives impacting CM, in addition to core Operational Risk acitivities as required, including Risk Assessments and Governance activities. The incumbent will build senior business and functional relationships, have responsibility for the implementation of Non-Finanical Risk change initiatives and facilitate projects impacting ORC&G.

**What will you do?**
- Primary responsibilities include management of Capital Markets Non-Financial Risk initiatives. Secondary responsibilities include risk assessment and governance related activities, including OREs, RCSA, Risk Register, Internal Controls Management.
- Work with internal and functional stakeholders, inclusive of GRM and Compliance, in the implementation and enhancement of various Non-Financial Risk related initiatives. This includes recently implemented standards covering Internal Controls Management, Risk Register and Digitized RCSA, Regulatory Compliance Management (RCM), Enterprise Issues Management, amongst others.
- Maintain an inventory of all ORC&G owned policies, procedures and standing orders, ensuring contents remain up-to-date and accurate, and are reviewed and approved as required.
- Management of smaller scale CM driven initiatives, including planning, socialization, implementation and maintenance.
- Maintain close working relationships with senior management, desk heads, business management and functional units, ensuring adequate socialization of new/enhanced initiatives with impacted stakeholders.
- Work with ORE, Governance & Reporting and Control Testing leads to ensure free flow of information between all parties.
- Through process enhancement, identify operational risk/control deficiencies and assist in developing solutions. Ensure information flow to related ORE and Control Testing teams.
- Work with other ORC&G pillar leads (ORE, RCSA, Governance and Reporting) to ensure all perspectives are accounted for as change initiatives are implemented.
- Provide training, guidance and direction to junior team members and new joiners as required
- As the senior representative supporting ORC&G Initiatives, liaise with auditors and regulators as required.
- Responsibilities associated with Operational Risk Events, Change Management/Project or other Risk Assessments, and other Governance/Reporting activities as required.

**What you need to succeed?**
- 10+ years in risk management, with experience in managing teams.

Strong analytical skill and experience using business analysis and database querying tools
- Strong presentation, communication (verbal and written), and interpersonal skills
- Good knowledge of operational risk management industry best practices for Capital Markets products
- Good knowledge of trading, lending and investment banking businesses with particular emphasis on the control environment as it relates to Front Office, Operations, financial and management reporting, and market/credit risk and compliance monitoring
- Ability to handle multiple tasks/priorities
- General IT awareness
- Ability to work independently and without immediate supervision
- Previous FO, functions and/or Audit or Risk Management experience is an asset

**What’s in it for you?**

We thrive on the challenge to be our best, progressive thinking to keep growing, and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.
- A comprehensive Total Rewards Program including bonuses and flexible benefits, competitive compensation
- Leaders who support your development through coaching and managing opportunities
- Work in a dynamic, collaborative, progressive, and high-performing team
- Opportunities to do challenging work
- Flexible work/life balance options

**Job Skills**

Decision Making, Financial Risk Management (FRM), Information Security Management, Operational Delivery, Risk Management, Security Management, Strategic Thinking

**Additional Job Details**

**Address**:
ROYAL BANK PLAZA, 200 BAY ST:TORONTO

**City**:
TORONTO

**Country**:
Canada

**Work hours/week**:
37.5

**Employment Type**:
Full time

**Platform**:
CAPITAL MARKETS

**Job Type**:
Regular

**Pay Type**:
Salaried

**Posted Date**:
2024-10-31

**Application Deadline**:
2024-11-17

**I**nclusion** and Equal Opportunity Employment**

At RBC, we embrace diversity and inclusion for innovation and growth. We are committed to building inclusive teams and an equitable workplace for our employees to bring their true selves to work. We are taking actions to tackle issues of inequity and systemic bias to support our diverse talent, clients and communities.

**Join our Talent Community**

Stay in-the-know about great career opportunities a



  • Toronto, Canada Mastercard Full time

    **Our Purpose** - Mastercard powers economies and empowers people in 200+ countries and territories worldwide. Together with our customers, we’re helping build a sustainable economy where everyone can prosper. We support a wide range of digital payments choices, making transactions secure, simple, smart and accessible. Our technology and innovation,...


  • Toronto, Canada Royal Bank of Canada Full time

    **Job Summary** **What is the opportunity?** As Director, Financial Crimes Risk Assessment you are responsible for the design and execution of the enterprise risk assessment. In this role, you will identify and assess inherent risks and control effectiveness, demonstrate compliance, and identify opportunities to optimize the financial crimes program,...


  • Toronto, Canada Brewin Dolphin Full time

    **Job Summary** **What’s the opportunity?** The Risk Reduction and Strategic Execution team is part of the RBC Enterprise Control’s Office an RBC cross enterprise function is designed to unify and strengthen First Line of Defense (1LOD) risk activities across all Business Units (BUs) and Functions, driving consistency and bolstering control practices....

  • Director, Risk

    2 weeks ago


    Toronto, Canada Royal Bank of Canada Full time

    **Job Summary** **What is the opportunity?** As a Director within the Operational Risk, Controls & Governance (ORC&G) team, the incumbent will lead a team responsible for facilitating the Risk and Control Self Assessment (RCSA) process with Business Management, ensuring adequate visibility (and remediation where necessary) of risks and controls across...


  • Toronto, Canada Royal Bank of Canada Full time

    -- - **What is the opportunity?** As the Director, Risk Assessment Transformation, you will lead the modernization and automation of RBC’s technology risk assessment framework, beginning with Application Control Assessments (ACA) as the foundation platform, and progressively extending to Infrastructure Control Assessments (ICA), and Cloud risk...


  • Toronto, Canada Manulife Full time

    Join our Global Technology Governance & Control team! Governance & Control (G&C) is the first line of defence in our organization, focused on managing and mitigating risk. We partner with leadership to develop risk culture, define strategy, and deliver the tools, insights, and expertise needed to make confident, risk-aware decisions. Our work supports the...


  • Toronto, Canada Manulife Full time

    OverviewJoin our Global Technology Governance & Control team! Governance & Control (G&C) is the first line of defence in our organization, focused on managing and mitigating risk. We partner with leadership to develop risk culture, define strategy, and deliver the tools, insights, and expertise needed to make confident, risk-aware decisions. Our work...


  • Toronto, Canada Manulife Full time

    Join our Global Technology Governance & Control team!Governance & Control (G&C) is the first line of defence in our organization, focused on managing and mitigating risk. We partner with leadership to develop risk culture, define strategy, and deliver the tools, insights, and expertise needed to make confident, risk-aware decisions. Our work supports the...


  • Toronto, Canada Manulife Insurance Malaysia Full time

    ***Nous utilisons des* *pour fournir des statistiques qui nous aident à vous offrir la meilleure expérience sur note site. Vous y trouverez des renseignements sur les témoins, ou vous pouvez les désactiver si vous préférez. Toutefois, en continuant d’utiliser le site sans modifier les paramètres, vous consentez à notre utilisation de***Join our...


  • Toronto, Canada Manulife Full time

    Join our Global Technology Governance & Control team!Governance & Control (G&C) is the first line of defence in our organization, focused on managing and mitigating risk. We partner with leadership to develop risk culture, define strategy, and deliver the tools, insights, and expertise needed to make confident, risk-aware decisions. Our work supports the...