Compliance and Advisory Officer
7 days ago
A high-profile role as a genuine partner, working within a business that is on a growth trajectory.
**Our Shared Future**:
**“It's a role where you are challenged to make decisions, provide value and where your inputs are valued on a daily basis.”**
**_ You and Your Job_**
As a Compliance Advisory Officer you will be successful protecting the business and your colleagues, so they can focus on doing their best for the firm, knowing you are helping them manage their risks.
The Compliance Advisory Officer ensures the firm’s regulatory, compliance and AML risks are managed, provides advice to lines of business and the banaks executives on all regulatory matters, and manages the branch's compliance reporting and regulatory liaison.
**Responsibilities**:
- Deliver ad-hoc advice on compliance and AML matters
- Provide support and assistance to the Canada Compliance Director
- Engage with the business and regional Compliance on special initiatives
- Become familiar with all aspects of Canadian Compliance, including Privacy
- Lead the management of compliance and regulatory reporting
**Your Promise to Us**:
To be considered for the Compliance Advisory Officer role, you must have:
- 5+ years experience in Compliance and Risk Management
- 4+ years experience in Compliance and AML in a Canadian financial institution
- A bachelor degree in Business, Finance or Law preferred
- CAMS accreditation is a bonus
- Ability to travel regionally, up to 15%
**Our Commitment to you - cultivating your way beyond pay**:
Rabobank embraces diversity and welcomes employees and applicants of all backgrounds. Our goal is to always create an environment that is inclusive, drawing upon the strengths of the diversity of our workforce to exceed the expectation so four clients and customers. We view your well-being as much more than a paycheck. We continually evaluate and evolve our benefit offerings to be comprehensive, competitive and to give you the options and the flexibility you need.
Employees enjoy a first-class benefits package, featuring a selection of medical coverage and investment options to meet your personal needs. Our benefits program includes:
- Health (which includes Vision coverage)
- Dental
- Basic life insurance plus AD&D insurance
- Optional life insurance
- Short-term disability
- Long-term disability
- Employee Assistance Program (EAP)
- Employer Registered Pension Plan (RPP) Contributions
- Voluntary Group Retirement Savings Plan
Rabo provides equal opportunity in employment to all employees and applicants and does not discriminate on the basis of race, color, creed, religion, national origin, ancestry, alienage or citizenship status, age, sex, sexual orientation, gender identity gender expression, marital status, genetic information, medical condition, physical or mental disability, pregnancy, childbirth or related medical condition, military service or veteran status, victims of domestic violence, or any other basis protected by applicable law. Rabo also prohibits harassment of any individuals on any of the bases listed above.
**Our Organization**:
**Salary Expectations**:
**Target Hiring Range: CAD $121,095.00 - $125,000.00**
Rabo provides equal opportunity in employment to all employees and applicants and does not discriminate on the basis of race, color, creed, religion, national origin, ancestry, alienage or citizenship status, age, sex, sexual orientation, gender identity gender expression, marital status, genetic information, medical condition, physical or mental disability, pregnancy, childbirth or related medical condition, military service or veteran status, victims of domestic violence, or any other basis protected by applicable law. Rabo also prohibits harassment of any individuals on any of the bases listed above.
**At Rabobank, we strive to grow a better world together. In order to achieve that, we have to have the right people in the right jobs. Are you ready to join our team?**
**#LI-Hybrid
-
Compliance Advisory Officer
2 days ago
Toronto, Canada Rabobank Full timeCanadian compliance officer to support a growing franchise. **Our Shared Future** Highly engaging role in a collaborative and dynamic team. - Compliance Team, Rabobank North America **_ You and Your Job:_** As a Compliance Advisory Officer you will be successful in delivering valuable and timely regulatory and compliance risk management advice to the...
-
Director, Compliance Advisory
7 days ago
Toronto, Canada Capital One Full time161 Bay Street (93021), Canada, Toronto,Toronto, Ontario, Director, Compliance Advisory **Our Capital One **Compliance Advisory **Team.** Yes, we’re a credit card company. But we’re more than that too. We’re driven by what our customers want, and how to make their lives simpler. We’re always looking for creative ways to offer digital solutions...
-
Compliance Officer
6 days ago
Toronto, Canada Advapay Full timeAdvapay Canada is a one-stop shop solution for companies looking to launch their FinTech business in Canada. We provide various consulting services related to MSB (Money Services Business) and PSP (Payment Service Provider) registration with FINTRAC and the Bank of Canada. Advapay supports its clients with compliance program development, business plan...
-
Compliance Officer
6 days ago
Toronto, Canada Advapay Full timeAdvapay Canada is a one-stop shop solution for companies looking to launch their FinTech business in Canada. We provide various consulting services related to MSB (Money Services Business) and PSP (Payment Service Provider) registration with FINTRAC and the Bank of Canada. Advapay supports its clients with compliance program development, business plan...
-
Compliance Officer
5 hours ago
Toronto, Canada Advapay Full timeAdvapay Canada is a one-stop shop solution for companies looking to launch their FinTech business in Canada. We provide various consulting services related to MSB (Money Services Business) and PSP (Payment Service Provider) registration with FINTRAC and the Bank of Canada. Advapay supports its clients with compliance program development, business plan...
-
Compliance Officer
1 week ago
Toronto, Canada iA Groupe financier iA Financial Group Full time**Employer**: iA Private Wealth Inc. - **Office**: 26 Wellington Street East - **Location**: Toronto, Ontario - **Job category**: Compliance Generalist/Multidiscipline - **Job ID**: JR10023260 - **Job type**: Permanent Job **Description**: Are you an experienced compliance professional with a strong understanding of IIROC regulations? At iA Financial...
-
Compliance Officer
2 weeks ago
Toronto, Ontario, Canada Advapay Full timeJob Title:Compliance OfficerCompany:Advapay CanadaLocation:Toronto, ON (Hybrid)About Advapay CanadaAdvapay Canada is a one-stop shop solution for companies looking to launch their FinTech business in Canada. We provide various consulting services related to MSB (Money Services Business) and PSP (Payment Service Provider) registration with FINTRAC and the...
-
Senior Manager, Compliance Advisory
3 weeks ago
Toronto, Canada Rogers Communications, Inc. Full timeSelect how often (in days) to receive an alert: Senior Manager, Compliance Advisory Looking to join a growing financial services team? Rogers Bank, a subsidiary of Canada's leading wireless, cable and media company, is expanding and seeking passionate individuals to develop and implement innovative financial solutions and experiences. The bank offers...
-
Senior Manager, Compliance Advisory
7 hours ago
Toronto, Canada Rogers Communications, Inc. Full timeSelect how often (in days) to receive an alert: Senior Manager, Compliance Advisory Looking to join a growing financial services team? Rogers Bank, a subsidiary of Canada's leading wireless, cable and media company, is expanding and seeking passionate individuals to develop and implement innovative financial solutions and experiences. The bank offers unique...
-
Chief Legal Officer
2 weeks ago
Toronto, Canada Yorktown Search Partners Full timePosition Title: Chief Legal Officer / Head of Legal Advisory Location: Remote / Hybrid Reports To: Managing Partner / Investment Committee Compensation: Market-driven deferred salary, performance-linked incentives, and equity participation Search Mandate: Yorktown Search Partners is conducting a confidential executive search on behalf of a growing investment...