Manager, Regulatory and Customer Compliance
2 weeks ago
**TITLE**: MANAGER, REGULATORY AND CUSTOMER COMPLIANCE
**DEPARTMENT**: Operations
The Manager Regulatory and Customer Compliance, reporting to the Vice President Operations, is responsible for compliance with all applicable regulatory standards, laws and regulations relating to customer compensation/communication, in accordance with the established guidelines and procedures.
**RESPONSIBILITIES**:
- Ensure compliance with and adherence to our Obligation of Result and ensuring it is at the forefront of all actions and decisions.
- Responsible for the evaluation and review of all business units as relates to mandatory customer compensation.
- Document and sustain all APPR requirements and regulations.
- Validate and approve all terms and conditions as relates to suppliers.
- Review and validate all terms and conditions on all ACV platforms/documents.
- Develop, approve, and endorse Contingency plan for force Majeure Situations.
- Valiate and approve all ACV travel protection policies.
- Responsible for developing and endorsing all customer compensation as relates to Irregular Operations
- Must be familiar with TICO and OPC laws.
- Must be familiar with Competition and Privacy laws.
- Accessibility requirements
- Proactively mitigate customer disruption and or complaints.
- Measure all improvements.
- Available during crisis situations (hurricanes, travel advisories, etc.) to ensure continued operational activities with complete oversight of the Duty Officers qualified to act in crisis situations.
- Ability to perceive the compliance risks and regulation measures within the business.
**KNOWLEDGE AND SKILLS REQUIRED**:
- University or related degree in General business management
- 5 or more years of experience in travel Industry and/or compliancy positions
- Excellent communication skills, both written and verbal in French and English
- Strong attention to detail and accuracy in understanding laws and travel regulations
- Strong Travel industry knowledge
- Demonstrates proactive initiative, strong analytical judgement and proficient problem-solving abilities.
- Organized, efficient, rigorous, and autonomous.
- Strong technical skills using Microsoft Office suites (Word, Excel, Powerpoint)
-
Analyst, Legal and regulatory compliance
2 weeks ago
Québec, Quebec, Canada Desjardins Full time US$54,000 - US$90,000 per yearAs a legal and regulatory compliance analyst, you help design, institute and coordinate the compliance framework and enforce related rules. You help ensure that oversight measures such as officer and employee behaviours comply with the organization's standards. You analyze and help diagnose issues, provide advice in accordance with your discipline's rules,...
-
Analyst, Legal and regulatory compliance
1 day ago
Québec, Quebec, Canada Desjardins Full timeAs a legal and regulatory compliance analyst, you help design, institute and coordinate the compliance framework and enforce related rules. You help ensure that oversight measures such as officer and employee behaviours comply with the organization's standards. You analyze and help diagnose issues, provide advice in accordance with your discipline's rules,...
-
Clinical Operations Manager
2 weeks ago
Québec, Canada ICON plc Full timeAs a Clinical Operations Manager you will be joining the world’s largest & most comprehensive clinical research organisation, powered by healthcare intelligence. **What you will be doing**: The Clinical Operations Manager is responsible for budget/finance aspects, for execution and oversight of clinical trial country submissions and approvals and to...
-
Senior Compliance Manager
2 days ago
Québec City, Canada Mogo Finance Technology Inc. Full timeSenior Compliance Manager We’re hiring a Senior Compliance Manager for MogoTrade and Mogo Asset Management Inc.(MAMI), subsidiaries of Mogo who will have a key role in developing and implementing compliance policies and procedures related to all aspects of a CIRO brokerage and a AMF portfolio management. Reporting directly to the Chief Compliance Officer,...
-
Manager, Compliance
2 days ago
Québec City, Canada IG Wealth Management Full timeResponsibilities include: Conducting Tier 1 supervision activities including conducting reviews of daily and monthly trading, account opening and KYC updates, outside activities, social media supervision, and service-related complaint resolution on either the investment dealer or mutual fund dealer platform, and or both. Supporting IG Wealth Management...
-
Sr. Quality, Compliance
2 weeks ago
Québec, Quebec, Canada Norton Digital Consulting Full timeSr. QUALITY, COMPLIANCE & PROCESS TRANSFORMATION CONSULTANTRemote within QCBilingual: Full fluency French & English (written & spoken-presentation)Lead complex quality, regulatory, and transformation initiatives for global organizations. Design and optimize enterprise QMS/IMS, compliance frameworks, and digital transformation programs. Provide strategic...
-
Québec, Quebec, Canada BMO Full timeWe are looking for candidates that have 2 year RISR sales experience, and Branch Compliance Officer (BCO) qualification.Supports the business/group leader in the effective implementation, maintenance and administration of first line of defense (1st LOD) programs (e.g., operational risk, AML, compliance, regulatory, etc.), including overseeing business...
-
Customer Service Representative
5 days ago
Québec, Canada PeoplescoutBMO Full timeDelivers exceptional service to BMO customers and prospects. Identifies customer needs and provides advice and guidance regarding financial solutions that are in the best interests of customers. Works collaboratively within the branch and with BMO partners to deliver the desired customer experience and achieve overall business objectives. - Identifies...
-
Advisor Practice Compliance
3 days ago
Québec, Quebec, Canada Desjardins Full timeAs a Advisor Practice Compliance, you will analyze business practices of advisors within various independent distribution networks. You will be responsible for overseeing daily operations in the mutual fund discipline as well as in securities.In this role, you will contribute to the design, implementation, and coordination of the compliance framework, and...
-
Customer Service Representative
7 days ago
Québec, Canada BMO Financial Group Full time6025, boul Henri-Bourassa East Montreal Quebec,H1G 2V2 Delivers exceptional service to BMO customers and prospects. Identifies customer needs and provides advice and guidance regarding financial solutions that are in the best interests of customers. Works collaboratively within the branch and with BMO partners to deliver the desired customer experience and...