Trade Surveillance Quality Assurance

2 days ago

Montreal, Canada Axelon Services Corporation Full time

Title: Trade Surveillance Quality Assurance Location: 2001 2001 Robert-Bourassa Suite 900 Montreal Canada H3A 2A6 Quebec Shift: Mon- Fri | 8:00am to 5:00pm Responsibilities: In addition, CMS Surveillance Analysts are responsible for working with Business Management, Compliance Advisory, global counterparts and IT to monitor for potential market abuse, regulatory violations and suspicious activity. CMS plays a critical role in working with the 1LOD to perform investigations when appropriate, and to determine and coordinate corrective action. The CMS Surveillance Manager will: Perform QA reviews of alert closures by BNP Paribas 1st Line of Defense ( 1LOD ) team and 2 nd Line of Defense. Provide training and guidance to the Level 1 CMS team, which performs a first-pass review of alerts, to ensure quality and proper adherence to the Standard Operation Procedures; Champion the development of new surveillance features and controls to address risk priorities as appropriate; Provide support to the Quality Assurance functions as appropriate Conduct or assist with special investigations and projects; Assist with Internal Audit, Compliance Testing and ad hoc regulatory requests. Minimum Required Qualifications Review alert and case closures performed by both the First and Second Lines of Defense to ensure completeness and accuracy. Identify and document instances where closure narratives or decisions deviate from established Standard Operating Procedures (SOPs). Escalate any issues of concern or procedural inconsistencies to the QA Manager for further review. Assist in the administrative functions of the QA team, including: Generating and formatting QA reports for internal distribution. Allocating alerts for review across the QA team. Tracking closure trends and recurring issues for reporting purposes. Support the development and refinement of QA metrics and dashboards. Collaborate with surveillance analysts and compliance officers to clarify closure rationale when needed. Maintain organized records of reviewed cases and QA findings for audit readiness. Contribute to continuous improvement efforts by suggesting enhancements to SOPs and QA workflows. Preferred Qualifications: Exposure to trading desks, exchanges, electronic trading market or securities industry; Technical understanding of capital markets with experience as a trader, surveillance analyst or regulator Experience with trade and e-comm surveillance and case management systems, such as NICE Actimize, SMARTS, Veritas, Digital Reasoning Proficiency with market data solutions and due diligence vendors, such as Bloomberg, Reuters, Worldcheck, Lexis, Edgar, OTCMarkets, etc.; Expert-level skill set with MS Office Suite;

  • Senior trading surveillance advisor

    4 weeks ago

    Montreal, Canada Desjardins Group Full time

    OverviewWe are seeking an experienced professional to join our Trade Surveillance team — someone who can bring strategic vision, technical expertise, and investigative rigor to help proactively identify and mitigate risks related to our trading activities in equity and fixed income markets. The Senior trading surveillance advisor plays a key role in...

  • Senior trading surveillance advisor

    4 weeks ago

    Montreal, Canada Desjardins Group Full time

    OverviewWe are seeking an experienced professional to join our Trade Surveillance team — someone who can bring strategic vision, technical expertise, and investigative rigor to help proactively identify and mitigate risks related to our trading activities in equity and fixed income markets. The Senior trading surveillance advisor plays a key role in...

  • Surveillance Analyst

    2 hours ago

    Montreal, Quebec, Canada HireTalent - Staffing & Recruiting Firm Full time US$80,000 - US$120,000 per year

    Title:Trade Surveillance AnalystLocation:Montreal, QC (Hybrid – 3 days onsite, 2 days remote)Contract:12 months with possible extensionOverview:Seeking a Trade Surveillance QA Analyst to support Market Integrity and Compliance functions across North America. This role focuses on ensuring the completeness, accuracy, and quality of trade surveillance alert...

  • Quality Assurance

    8 hours ago

    Montreal, Quebec, Canada TS Imagine Full time $60,000 - $120,000 per year

    About the jobThe QA Automation Developer will develop, maintain, and extend frameworks and test automation solutions utilizing the latest technologies and variety of languages. This individual contributor role improves and builds automation solutions for multiple products, platforms, and services. This role solves complex automation problems, implements new...

  • Analyste Support Trading

    2 weeks ago

    Montreal, Canada SGS Société Générale de Surveillance SA Full time

    Vos missions au quotidien L’objectif de Global Banking Technology & Operations (GBTO) Canada est de fournir des services quotidiens aux unités banque d’investissement et banque d’entreprise de Société Générale ainsi qu’à leurs clients afin d’accélérer leur transformation. GBTO se différencie de ses concurrents par la rapidité de la...

  • Analyste Support Trading

    2 weeks ago

    Montreal, Canada SGS Société Générale de Surveillance SA Full time

    Vos missions au quotidien L’objectif de Global Banking Technology & Operations (GBTO) Canada est de fournir des services quotidiens aux unités banque d’investissement et banque d’entreprise de Société Générale ainsi qu’à leurs clients afin d’accélérer leur transformation. GBTO se différencie de ses concurrents par la rapidité de la...

  • Analyste Support Trading

    2 weeks ago

    Montreal, Canada SGS Société Générale de Surveillance SA Full time

    Vos missions au quotidien L’objectif de Global Banking Technology & Operations (GBTO) Canada est de fournir des services quotidiens aux unités banque d’investissement et banque d’entreprise de Société Générale ainsi qu’à leurs clients afin d’accélérer leur transformation. GBTO se différencie de ses concurrents par la rapidité de la...

  • Quality Assurance

    1 week ago

    Montreal, Quebec, Canada TS Imagine Full time $80,000 - $120,000 per year

    À propos du posteLe Développeur en automatisation de l'assurance qualité développera, maintiendra et étendra des frameworks et des solutions d'automatisation de tests en utilisant les dernières technologies et divers langages. Ce rôle d contributeur individuel améliore et crée des solutions d'automatisation pour plusieurs produits, plateformes et...

  • Quality Assurance

    2 weeks ago

    Montreal, Quebec, Canada FlightHub Full time $60,000 - $80,000 per year

    UNCAGE YOUR AMBITION as a Quality Assurance & Data Analyst We are FlightHub Group, an ambitious team of people that created FlightHub and Justfly. Our brands have grown to become two of the top-ranked travel agencies in North America. We now serve over 3 million customers per year, totaling 3 billion dollars in sales, and, whereas the pandemic may have...

  • Fixed Income Electronic Trading

    4 weeks ago

    Montreal, Canada SGS Société Générale de Surveillance SA Full time

    Responsibilities The position is for a C#/.NET developer to join the Fixed Income electronic trading team. This team develops and maintains software solutions in an Agile environment, supporting price contribution, RFQ management, Order Management Systems (OMS), and straight-through processing of electronic trades. Our applications interface with multiple...