Mortgage Brokerage Compliance Technical Lead
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Lead mortgage brokerage compliance expertise at FSRA, applying regulations and risk-based auditing to support consumer protection across Ontario’s financial sectors.
This 12-month fixed-term Technical Lead position provides regulatory guidance for licensed entities under FSRA jurisdictions. You will interpret legislation, assess complex compliance matters, and advise on mortgage brokerage and administration, insurance, pension, or credit union sectors. The role supports consistent supervisory decisions and professional regulatory practices.
Key Responsibilities:
- Provide technical expertise on regulated-sector compliance requirements
- Lead complex examinations and resolve sensitive regulatory matters
- Review Senior Compliance Officers’ working papers and findings
- Develop supervisory guidance, tools, procedures, and recommendations
- Report emerging risks, trends, and systemic compliance concerns
Requirements:
- University degree in a relevant field
- Minimum three years’ compliance, audit, or regulatory experience
- Minimum three years’ regulated-sector experience or knowledge
- Expertise interpreting and applying financial-sector regulations
- Leadership, analytical, presentation, and written communication skills
Apply mortgage brokerage knowledge, compliance leadership, and regulatory judgment to strengthen FSRA supervision and consumer protection across Ontario.
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