Regulatory Affairs Expert for Canadian Financial Institutions

12 hours ago


Vaughan, Ontario, Canada Q Wealth Partners Full time

At Q Wealth Partners, a leading player in Canada's wealth management industry on the cusp of $5 billion in assets under management, our diverse registrations include Portfolio Manager, Investment Fund Manager, Exempt Market Dealer, and Commodity Trading Advisor. As we blur the lines between wealth management, fintech, and media, our culture is reminiscent of Silicon Valley.

We're seeking a highly skilled Legal Counsel to provide expert legal support and guidance to our executive team and various departments within the firm, ensuring seamless execution of commercial agreements while maintaining compliance with applicable laws and regulations.

This role requires proactive approach to legal matters, an ability to understand business objectives, and translating them into actionable written agreements, collaborating closely with outside specialists in areas like Partnership law, securities litigation, and regulatory compliance.

This exciting opportunity comes with a clear path to significant career growth as our legal team adapts to meet the exponential growth needs of Q Wealth Partners.

Key Responsibilities:
  • Document drafting and review
  • Regulatory and compliance support
  • Legal risk management and due diligence
  • Internal counsel and policy development

The successful candidate will have already worked with AI to enhance productivity by automating tasks such as document research and drafting. The ideal candidate will possess excellent communication skills, both written and verbal, and be eligible for our hybrid work-from-home program. We offer flexible schedules and vacation policies, prioritizing candidates who take the time to thoroughly review the posting and directly contact us via email with the subject line "Please consider my application for the Legal Counsel position in Toronto."



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