Compliance Advisory Vice-President

1 week ago

Toronto, Ontario, Canada TEKsystems Full time

Job Title: Compliance Advisory Vice-President

Our team at TEKsystems seeks a seasoned Compliance Advisory Vice-President to join our Canada Branch. Reporting to the Director of Regulatory Governance, this individual will work closely with the Corporate Compliance team to manage regulatory changes and execute the compliance risk management program.

Key Responsibilities:

  • Advisory Counseling: Provide expert support and advice on regulatory requirements, including the Bank Act, Privacy, OSFI Guidelines, conflicts of interest, confidential information, sales conduct, and other regulatory requirements.
  • Regulatory Change Management: Lead activities including monitoring and responding to regulatory changes, maintaining compliance regulations and controls libraries, coordinating regulatory compliance risk assessments, managing compliance issues, and preparing periodic program-related reports.
  • Compliance Projects: Design and execute corporate compliance projects and action plans to address compliance issues.
  • Policy & Procedures Management: Oversee the management of compliance-related policies and procedures, liaising with the central policy management team and coordinating policy management activities.
  • Data Governance: Oversee and support key elements of compliance data governance, including managing the inventory of compliance end-user computing assets, compliance metadata, and reporting databases.
  • Corporate Compliance Administration: Assist with ongoing compliance administrative procedures, including regulatory filings and registrations, and compliance committee activities.

Qualifications and Skills:

  • Education: Bachelor's degree (Required)
  • Experience: Minimum of three (3) years of experience in financial services compliance (Required)

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