Senior Compliance Advisor

17 hours ago

Montreal, Quebec, Canada NBC Full time
Job Title: Senior Advisor Operational Compliance

At National Bank, we're seeking a highly skilled Senior Advisor Operational Compliance to join our Investment Operations team. As a key member of our team, you will play a critical role in ensuring the effective operationalization of regulatory requirements.

Key Responsibilities:
  • Develop and implement compliance policies and procedures to ensure regulatory requirements are met.
  • Provide expert advice on regulatory matters to supported teams and stakeholders.
  • Lead process changes related to compliance and ensure effective operationalization of regulatory requirements.
  • Contribute to the mastery and understanding of compliance obligations by investment operations employees.
  • Participate in partner-compliance committees and contribute to the development of compliance strategies.
Requirements:
  • Completed bachelor's degree, related to the sector of activity, and 6 years of relevant experience or completed master's degree, related to the sector of activity, and 4 years of relevant experience.
  • Good knowledge of compliance standards related to asset management.
  • Good knowledge of the Act and Regulations respecting the laundering of proceeds of crime and the financing of terrorist activities.
  • Knowledge of securities and investment products.
  • Knowledge of the Microsoft Office suite.
  • Knowledge of registered plans, an asset.
  • Experience in wealth management, an asset.
Language:

French and English

Why We're a Great Place to Work:

We're a bank on a human scale that stands out for its courage, entrepreneurial culture, and passion for people. Our mission is to have a positive impact on peoples' lives. Our core values of partnership, agility, and empowerment inspire us, and inclusivity is central to our commitments.

What We Offer:
  • Competitive compensation and a wide range of flexible benefits to promote your wellbeing and that of your family.
  • A dynamic work environment and cutting-edge collaboration tools.
  • Regular feedback and ongoing communication.

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