Current jobs related to Senior Surveillance Officer, Cross-Assets: A Key Role in Market Integrity - Montreal, Quebec - the Ladders
-
Senior Surveillance Officer, Cross-Assets
1 month ago
Montreal, Quebec, Canada Investment Industry Regulatory Organization of Canada Full timeSenior Surveillance Officer, Cross-AssetsAt the Investment Industry Regulatory Organization of Canada, we are seeking a highly skilled Senior Surveillance Officer, Cross-Assets to join our team.About the RoleThe successful candidate will be responsible for contributing to the market integrity through the provision of trade surveillance, detection, and...
-
Senior Surveillance Officer, Cross-Assets
1 month ago
Montreal, Quebec, Canada Investment Industry Regulatory Organization of Canada Full timeSenior Surveillance Officer, Cross-AssetsAt the Investment Industry Regulatory Organization of Canada, we are seeking a highly skilled Senior Surveillance Officer, Cross-Assets to join our team.About the RoleThe successful candidate will be responsible for contributing to the market integrity through the provision of trade surveillance, detection, and...
-
Senior Surveillance Officer, Cross-Assets
4 weeks ago
Montreal, Quebec, Canada Investment Industry Regulatory Organization of Canada Full timeJob Title: Senior Surveillance Officer, Cross-AssetsAt the Investment Industry Regulatory Organization of Canada, we are seeking a highly skilled Senior Surveillance Officer, Cross-Assets to join our team.About the RoleThe successful candidate will be responsible for contributing to the market integrity through the provision of trade surveillance, detection,...
-
Senior Surveillance Officer, Cross-Assets
4 weeks ago
Montreal, Quebec, Canada Investment Industry Regulatory Organization of Canada Full timeJob Title: Senior Surveillance Officer, Cross-AssetsAt the Investment Industry Regulatory Organization of Canada, we are seeking a highly skilled Senior Surveillance Officer, Cross-Assets to join our team.About the RoleThe successful candidate will be responsible for contributing to the market integrity through the provision of trade surveillance, detection,...
-
Senior Surveillance Officer, Cross-Assets
3 weeks ago
Montreal, Quebec, Canada Investment Industry Regulatory Organization of Canada Full timeJob Title: Senior Surveillance Officer, Cross-AssetsDepartment: Market SurveillanceLocation: MontrealStatus: Permanent, Full-Time (Hybrid)The position is accountable for contributing to the market integrity through the provision of trade surveillance, detection, and referral services. The successful candidate will be responsible for analyzing market data,...
-
Montreal, Quebec, Canada Investment Industry Regulatory Organization of Canada Full timePosition Title:Senior Surveillance Officer, Cross-AssetsDepartment:Market Surveillance Location:Status:Permanent, Full-Time (Hybrid)Responsibilities:The position is accountable for contributing to the market integrity through the provision of trade surveillance, detection, and referrals. As a Senior Surveillance Officer, Cross-Assets, you will be responsible...
-
Market Integrity Specialist
1 month ago
Montreal, Quebec, Canada Investment Industry Regulatory Organization of Canada Full timeJob Title: Surveillance OfficerAt the Investment Industry Regulatory Organization of Canada, we are seeking a highly skilled Surveillance Officer to join our team.About the RoleThe Surveillance Officer will be responsible for providing real-time equity market surveillance to ensure the integrity of the Canadian marketplace. This involves executing timely...
-
Market Integrity Specialist
1 month ago
Montreal, Quebec, Canada Investment Industry Regulatory Organization of Canada Full timeJob Title: Surveillance OfficerAt the Investment Industry Regulatory Organization of Canada, we are seeking a highly skilled Surveillance Officer to join our team.About the RoleThe Surveillance Officer will be responsible for providing real-time equity market surveillance to ensure the integrity of the Canadian marketplace. This involves executing timely...
-
Compliance Officer
4 days ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout the Role:Societe Generale's Capital Market Surveillance (CMS) is a global team within the Compliance department responsible for monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules, and regulations.The CMS team consists of two surveillance teams, one focused on monitoring security...
-
Marketing Leadership Role
3 weeks ago
Montreal, Quebec, Canada Made In Full timeAccount Director Role OverviewAs a seasoned leader in our team, you will be responsible for overseeing integrated marketing mandates. Under the supervision of the Director of Brands and Consulting Services, your mission is to support client success through strategic solutions.Key Responsibilities: Develop and execute marketing strategies to drive business...
-
Market Integrity Specialist
4 weeks ago
Montreal, Quebec, Canada Investment Industry Regulatory Organization of Canada Full timeJob Title: Surveillance OfficerPosition Title: Surveillance OfficerDepartment: Market SurveillanceRegion: TorontoStatus: Permanent Full-time (Hybrid)The Surveillance Officer plays a critical role in ensuring the integrity of the Canadian equity market by providing real-time surveillance and executing timely disclosure policies.Key Responsibilities:Provide...
-
Senior Trade Surveillance Analyst
3 days ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeSociété Générale de Surveillance SA is seeking an experienced Senior Trade Surveillance Analyst to join its Capital Market Surveillance team in Montreal. The successful candidate will play a key role in monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules and regulations.As a member of the...
-
Regulatory Surveillance Specialist
3 days ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout Socièté Générale's Capital Market SurveillanceSocièté Générale's Capital Market Surveillance (CMS) is a global team within the Compliance department responsible for monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules, and regulations.CMS consists of two surveillance teams: one...
-
Compliance Officer
3 weeks ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout the RoleSociété Générale's Capital Market Surveillance (CMS) team is seeking a skilled Compliance Officer to join its Montreal office. As a key member of the US CMS Trade Surveillance team, you will play a critical role in monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules, and...
-
Compliance Officer
4 weeks ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout the JobSociété Générale's Capital Market Surveillance (CMS) team is seeking a skilled Compliance Officer to join its Montreal office. As a key member of the US CMS Trade Surveillance team, you will play a crucial role in monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules, and...
-
Compliance Officer
4 weeks ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout the RoleSociete Generale's Capital Market Surveillance (CMS) team is seeking a skilled Compliance Officer to join its Montreal office. As a key member of the US CMS Trade Surveillance team, you will play a critical role in monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules, and...
-
Compliance Officer
3 weeks ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout the Role:Société Générale's Capital Market Surveillance team is seeking a skilled Compliance Officer to join its Montreal office. As a key member of the team, you will be responsible for monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules, and regulations.The ideal candidate will...
-
Senior Marketing Leader
4 weeks ago
Montreal, Quebec, Canada Made In Full timeAccount DirectorAs a key member of our team, you will be responsible for leading integrated marketing mandates and providing strategic solutions to our clients. Your mission will be to support client success and drive business growth through creative and effective marketing strategies.Key Responsibilities:Develop and execute marketing plans to meet client...
-
Compliance Officer
1 week ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeResponsibilitiesAs a member of the Capital Market Surveillance team within the Compliance department, you will play a crucial role in monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules, and regulations.The team is responsible for monitoring security transactions and Firm communications,...
-
Compliance Officer
4 weeks ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout the RoleSociété Générale's Capital Market Surveillance (CMS) team is a key component of the Compliance department, responsible for monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules, and regulations.The US CMS Trade Surveillance team is seeking an additional resource in the Firm's...
Senior Surveillance Officer, Cross-Assets: A Key Role in Market Integrity
2 months ago
We are seeking a highly skilled Senior Surveillance Officer to join our Market Surveillance team at The Ladders. As a key member of our team, you will play a critical role in ensuring the integrity of our financial markets.
Key Responsibilities- Contribute to the detection and prevention of market manipulation and other forms of financial misconduct.
- Develop and implement effective trade surveillance strategies to identify potential threats to market integrity.
- Collaborate with cross-functional teams to investigate and resolve surveillance findings.
- Stay up-to-date with regulatory requirements and industry developments to ensure compliance and best practices.
- Strong analytical and problem-solving skills, with the ability to interpret complex data and identify trends.
- Excellent communication and interpersonal skills, with the ability to work effectively with stakeholders at all levels.
- Proven experience in market surveillance or a related field, with a strong understanding of regulatory requirements and industry best practices.
- Bachelor's degree in a relevant field, such as finance, economics, or a related discipline.
As a Senior Surveillance Officer at The Ladders, you will have the opportunity to work in a dynamic and fast-paced environment, with a team of experienced professionals who are passionate about ensuring the integrity of our financial markets. We offer a competitive salary and benefits package, as well as opportunities for professional growth and development.